NORTHSIDE CAPITAL MANAGEMENT LLC

Adviser information for NORTHSIDE CAPITAL MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 351 $2.8B
Non-Discretionary 194 $2.5B
Total 545 $5.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 42 $5.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 42
No. of Non-U.S. Clients 2

Services

Advisory Services Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-56071
SEC ERA File Number 801-56071
SEC CIK Numbers 1631052
SEC CRD Numbers 107784
Legal Entity Identifier 94-3238392

Principal Office

116 3RD STREET, SUITE 313
HOOD RIVER
OR
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 541-387-2080, Fax: 503-296-2110

Chief Compliance Officer

JOHN H. PHILLIPS
PRINCIPAL, CCO AND INVESTMENT SYSTEMS
116 3RD STREET, SUITE 313
HOOD RIVER
OR
United States
Tel: 541.387-2545
Fax: 503.296.2110
(Full email address available in API data)

Regulatory Contact

STEVE CARROLL
PRINCIPAL, CIA, FINANCE
116 3RD STREET, SUITE 313
HOOD RIVER
OR
United States
Tel: 541-387-2080
Fax: 503-296-2110
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PHILLIPS, JOHN, HUGH Individual CHIEF COMPLIANCE OFFICER 05/2004 < 5%
DEWOLFE, DONALD, JAMES Individual MANAGING MEMBER 09/2005 50-75%
NORTHSIDE EMPLOYEE HOLDINGS, LLC Domestic Entity NORTHSIDE CAPITAL MANAGEMENT, LLC - EMPLOYEE INCENTIVE EQUITY PLAN 05/2019 25-50%

No. Employees, Historic

2010020202021202220232024202512 on 3/30/202012 on 5/18/202013 on 3/19/202113 on 10/8/202112 on 3/30/202212 on 4/26/202212 on 11/2/202212 on 11/3/202212 on 3/13/202312 on 3/27/2024

RAUM, Historic

6B3B02020202120222023202420254733860459 on 3/30/20204733860459 on 5/18/20205843784476 on 3/19/20215843784476 on 10/8/20215634100041 on 3/30/20225634100041 on 4/26/20225634100041 on 11/2/20225634100041 on 11/3/20224635685999 on 3/13/20235287126759 on 3/27/2024

No. Clients, Historic

5025020202021202220232024202530 on 3/30/202030 on 5/18/202033 on 3/19/202133 on 10/8/202135 on 3/30/202235 on 4/26/202235 on 11/2/202235 on 11/3/202240 on 3/13/202342 on 3/27/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 405K 4K
ABBVIE INC COM 2M 11K
ACCENTURE PLC IRELAND SHS CLASS A 849K 3K
ADVISORSHARES TR PURE US CANNABIS 247K 34K
AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 20K 19K
ALPHABET INC CAP STK CL C 3M 16K
ALPHABET INC CAP STK CL A 4M 21K
AMAZON COM INC COM 2M 13K
AMERESCO INC CL A 216K 8K
AMERICAN EXPRESS CO COM 390K 2K
AMERICAN TOWER CORP NEW COM 229K 1K
APOLLO GLOBAL MGMT INC COM 245K 2K
APPLE INC COM 13M 59K
BADGER METER INC COM 307K 2K
BALL CORP COM 449K 7K
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 144K 14K
BERKSHIRE HATHAWAY INC DEL CL B NEW 11M 27K
BERKSHIRE HATHAWAY INC DEL CL A 4M 6
BLACKROCK ENERGY & RES TR COM 321K 24K
BLACKSTONE INC COM 341K 3K
BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 25K 28K
BOOKING HOLDINGS INC NOTE 0.750% 5/0 65K 31K
BROADCOM INC COM 528K 329
CATERPILLAR INC COM 233K 700
CHEVRON CORP NEW COM 2M 11K
CISCO SYS INC COM 508K 11K
COCA COLA CO COM 244K 4K
CONOCOPHILLIPS COM 4M 33K
COSTCO WHSL CORP NEW COM 2M 2K
CRESCENT ENERGY COMPANY CL A COM 4M 374K
DATADOG INC CL A COM 4M 32K
DISNEY WALT CO COM 515K 5K
DORCHESTER MINERALS LP COM UNIT 695K 23K
ELI LILLY & CO COM 16M 18K
EOG RES INC COM 28M 226K
EURONET WORLDWIDE INC NOTE 0.750% 3/1 44K 46K
EXPEDIA GROUP INC NOTE 2/1 28K 30K
EXXON MOBIL CORP COM 826K 7K
FORD MTR CO DEL NOTE 3/1 10K 10K
GALLAGHER ARTHUR J & CO COM 490K 2K
GE AEROSPACE COM NEW 719K 5K
GENERAL MLS INC COM 526K 8K
GOLDMAN SACHS GROUP INC COM 247K 547
HOME DEPOT INC COM 1M 3K
ILLINOIS TOOL WKS INC COM 365K 2K
INTEL CORP COM 584K 19K
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 6M 133K
INVESCO QQQ TR UNIT SER 1 814K 2K
ISHARES GOLD TR ISHARES NEW 2M 47K
ISHARES INC CORE MSCI EMKT 394K 7K
ISHARES TR MSCI ACWI ETF 5M 48K
ISHARES TR MSCI JP VALUE 385K 12K
ISHARES TR MSCI EAFE ETF 364K 5K
ISHARES TR CORE S&P US GWT 328K 3K
ISHARES TR RUS 1000 ETF 594K 2K
ISHARES TR CORE S&P SCP ETF 337K 3K
ISHARES TR SELECT DIVID ETF 82M 681K
ISHARES TR CORE MSCI EAFE 721K 10K
ISHARES TR CORE DIV GRWTH 2M 29K
ISHARES TR PFD AND INCM SEC 11M 354K
ISHARES TR S&P 100 ETF 1M 4K
JOHNSON & JOHNSON COM 617K 4K
JPMORGAN CHASE & CO. COM 1M 7K
KKR & CO INC COM 306K 3K
KOPIN CORP COM 17K 20K
KRATOS DEFENSE & SEC SOLUTIO COM NEW 2M 76K
LAM RESEARCH CORP COM 321K 301
LINDE PLC SHS 341K 776
LOCKHEED MARTIN CORP COM 332K 710
LOWES COS INC COM 422K 2K
MARQETA INC CLASS A COM 245K 45K
MARSH & MCLENNAN COS INC COM 250K 1K
MASTERCARD INCORPORATED CL A 222K 503
MCDONALDS CORP COM 304K 1K
MERCK & CO INC COM 331K 3K
META PLATFORMS INC CL A 212M 421K
METALLA RTY & STREAMING LTD COM NEW 310K 112K
MICROSOFT CORP COM 15M 33K
NETFLIX INC COM 432K 640
NOKIA CORP SPONSORED ADR 45K 12K
NORTHROP GRUMMAN CORP COM 4M 10K
NOVARTIS AG SPONSORED ADR 271K 3K
NU HLDGS LTD ORD SHS CL A 9M 692K
NVIDIA CORPORATION COM 5M 41K
PARKER-HANNIFIN CORP COM 425K 841
PARSONS CORP DEL NOTE 0.250% 8/1 33K 18K
PHILIP MORRIS INTL INC COM 1M 14K
PHILLIPS 66 COM 2M 17K
PLANET LABS PBC COM CL A 130K 70K
PROCORE TECHNOLOGIES INC COM 2M 35K
PROCTER AND GAMBLE CO COM 2M 12K
RTX CORPORATION COM 518K 5K
SERVICENOW INC COM 256K 326
SNOWFLAKE INC CL A 12M 91K
SOUTHWEST AIRLS CO NOTE 1.250% 5/0 28K 28K
SPDR GOLD TR GOLD SHS 333K 2K
SPDR S&P 500 ETF TR TR UNIT 3M 5K
SPRINKLR INC CL A 233K 24K
TCW STRATEGIC INCOME FD INC COM 5M 1M
TESLA INC COM 564K 3K
TEXAS INSTRS INC COM 46M 239K
THERMO FISHER SCIENTIFIC INC COM 264K 477
TRANE TECHNOLOGIES PLC SHS 344K 1K
UNION PAC CORP COM 279K 1K
UNITEDHEALTH GROUP INC COM 3M 6K
VALE S A SPONSORED ADS 179K 16K
VANGUARD INDEX FDS TOTAL STK MKT 503K 2K
VANGUARD WHITEHALL FDS HIGH DIV YLD 16M 138K
VANGUARD WORLD FD ENERGY ETF 451K 4K
VISA INC COM CL A 4M 14K
VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 17K 17K
WALMART INC COM 444K 7K
WATSCO INC COM 245K 528
WELLS FARGO CO NEW COM 2M 27K