NORTHSIDE CAPITAL MANAGEMENT LLC
Adviser information for NORTHSIDE CAPITAL MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 12 |
---|---|
Investment Advisory/Research | 6 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 351 | $2.8B |
Non-Discretionary | 194 | $2.5B |
Total | 545 | $5.3B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 42 | $5.3B |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 42 |
No. of Non-U.S. Clients | 2 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
116 3RD STREET, SUITE 313HOOD RIVER
OR
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 541-387-2080, Fax: 503-296-2110
Websites
Chief Compliance Officer
JOHN H. PHILLIPS
PRINCIPAL, CCO AND INVESTMENT SYSTEMS
116 3RD STREET, SUITE 313
HOOD RIVER
OR
United States
Tel:
541.387-2545
Fax:
503.296.2110
P*******@***************M
(Full email address available in API data)
Regulatory Contact
STEVE CARROLL
PRINCIPAL, CIA, FINANCE
116 3RD STREET, SUITE 313
HOOD RIVER
OR
United States
Tel:
541-387-2080
Fax:
503-296-2110
C******@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PHILLIPS, JOHN, HUGH | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2004 | < 5% |
DEWOLFE, DONALD, JAMES | Individual | – | MANAGING MEMBER | 09/2005 | 50-75% |
NORTHSIDE EMPLOYEE HOLDINGS, LLC | Domestic Entity | – | NORTHSIDE CAPITAL MANAGEMENT, LLC - EMPLOYEE INCENTIVE EQUITY PLAN | 05/2019 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 405K | 4K | – |
ABBVIE INC | COM | 2M | 11K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 849K | 3K | – |
ADVISORSHARES TR | PURE US CANNABIS | 247K | 34K | – |
AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 20K | 19K | – |
ALPHABET INC | CAP STK CL C | 3M | 16K | – |
ALPHABET INC | CAP STK CL A | 4M | 21K | – |
AMAZON COM INC | COM | 2M | 13K | – |
AMERESCO INC | CL A | 216K | 8K | – |
AMERICAN EXPRESS CO | COM | 390K | 2K | – |
AMERICAN TOWER CORP NEW | COM | 229K | 1K | – |
APOLLO GLOBAL MGMT INC | COM | 245K | 2K | – |
APPLE INC | COM | 13M | 59K | – |
BADGER METER INC | COM | 307K | 2K | – |
BALL CORP | COM | 449K | 7K | – |
BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 144K | 14K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 11M | 27K | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 4M | 6 | – |
BLACKROCK ENERGY & RES TR | COM | 321K | 24K | – |
BLACKSTONE INC | COM | 341K | 3K | – |
BLACKSTONE MORTGAGE TRUST IN | NOTE 5.500% 3/1 | 25K | 28K | – |
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 65K | 31K | – |
BROADCOM INC | COM | 528K | 329 | – |
CATERPILLAR INC | COM | 233K | 700 | – |
CHEVRON CORP NEW | COM | 2M | 11K | – |
CISCO SYS INC | COM | 508K | 11K | – |
COCA COLA CO | COM | 244K | 4K | – |
CONOCOPHILLIPS | COM | 4M | 33K | – |
COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
CRESCENT ENERGY COMPANY | CL A COM | 4M | 374K | – |
DATADOG INC | CL A COM | 4M | 32K | – |
DISNEY WALT CO | COM | 515K | 5K | – |
DORCHESTER MINERALS LP | COM UNIT | 695K | 23K | – |
ELI LILLY & CO | COM | 16M | 18K | – |
EOG RES INC | COM | 28M | 226K | – |
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 44K | 46K | – |
EXPEDIA GROUP INC | NOTE 2/1 | 28K | 30K | – |
EXXON MOBIL CORP | COM | 826K | 7K | – |
FORD MTR CO DEL | NOTE 3/1 | 10K | 10K | – |
GALLAGHER ARTHUR J & CO | COM | 490K | 2K | – |
GE AEROSPACE | COM NEW | 719K | 5K | – |
GENERAL MLS INC | COM | 526K | 8K | – |
GOLDMAN SACHS GROUP INC | COM | 247K | 547 | – |
HOME DEPOT INC | COM | 1M | 3K | – |
ILLINOIS TOOL WKS INC | COM | 365K | 2K | – |
INTEL CORP | COM | 584K | 19K | – |
INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 6M | 133K | – |
INVESCO QQQ TR | UNIT SER 1 | 814K | 2K | – |
ISHARES GOLD TR | ISHARES NEW | 2M | 47K | – |
ISHARES INC | CORE MSCI EMKT | 394K | 7K | – |
ISHARES TR | MSCI ACWI ETF | 5M | 48K | – |
ISHARES TR | MSCI JP VALUE | 385K | 12K | – |
ISHARES TR | MSCI EAFE ETF | 364K | 5K | – |
ISHARES TR | CORE S&P US GWT | 328K | 3K | – |
ISHARES TR | RUS 1000 ETF | 594K | 2K | – |
ISHARES TR | CORE S&P SCP ETF | 337K | 3K | – |
ISHARES TR | SELECT DIVID ETF | 82M | 681K | – |
ISHARES TR | CORE MSCI EAFE | 721K | 10K | – |
ISHARES TR | CORE DIV GRWTH | 2M | 29K | – |
ISHARES TR | PFD AND INCM SEC | 11M | 354K | – |
ISHARES TR | S&P 100 ETF | 1M | 4K | – |
JOHNSON & JOHNSON | COM | 617K | 4K | – |
JPMORGAN CHASE & CO. | COM | 1M | 7K | – |
KKR & CO INC | COM | 306K | 3K | – |
KOPIN CORP | COM | 17K | 20K | – |
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 2M | 76K | – |
LAM RESEARCH CORP | COM | 321K | 301 | – |
LINDE PLC | SHS | 341K | 776 | – |
LOCKHEED MARTIN CORP | COM | 332K | 710 | – |
LOWES COS INC | COM | 422K | 2K | – |
MARQETA INC | CLASS A COM | 245K | 45K | – |
MARSH & MCLENNAN COS INC | COM | 250K | 1K | – |
MASTERCARD INCORPORATED | CL A | 222K | 503 | – |
MCDONALDS CORP | COM | 304K | 1K | – |
MERCK & CO INC | COM | 331K | 3K | – |
META PLATFORMS INC | CL A | 212M | 421K | – |
METALLA RTY & STREAMING LTD | COM NEW | 310K | 112K | – |
MICROSOFT CORP | COM | 15M | 33K | – |
NETFLIX INC | COM | 432K | 640 | – |
NOKIA CORP | SPONSORED ADR | 45K | 12K | – |
NORTHROP GRUMMAN CORP | COM | 4M | 10K | – |
NOVARTIS AG | SPONSORED ADR | 271K | 3K | – |
NU HLDGS LTD | ORD SHS CL A | 9M | 692K | – |
NVIDIA CORPORATION | COM | 5M | 41K | – |
PARKER-HANNIFIN CORP | COM | 425K | 841 | – |
PARSONS CORP DEL | NOTE 0.250% 8/1 | 33K | 18K | – |
PHILIP MORRIS INTL INC | COM | 1M | 14K | – |
PHILLIPS 66 | COM | 2M | 17K | – |
PLANET LABS PBC | COM CL A | 130K | 70K | – |
PROCORE TECHNOLOGIES INC | COM | 2M | 35K | – |
PROCTER AND GAMBLE CO | COM | 2M | 12K | – |
RTX CORPORATION | COM | 518K | 5K | – |
SERVICENOW INC | COM | 256K | 326 | – |
SNOWFLAKE INC | CL A | 12M | 91K | – |
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 28K | 28K | – |
SPDR GOLD TR | GOLD SHS | 333K | 2K | – |
SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
SPRINKLR INC | CL A | 233K | 24K | – |
TCW STRATEGIC INCOME FD INC | COM | 5M | 1M | – |
TESLA INC | COM | 564K | 3K | – |
TEXAS INSTRS INC | COM | 46M | 239K | – |
THERMO FISHER SCIENTIFIC INC | COM | 264K | 477 | – |
TRANE TECHNOLOGIES PLC | SHS | 344K | 1K | – |
UNION PAC CORP | COM | 279K | 1K | – |
UNITEDHEALTH GROUP INC | COM | 3M | 6K | – |
VALE S A | SPONSORED ADS | 179K | 16K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 503K | 2K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 16M | 138K | – |
VANGUARD WORLD FD | ENERGY ETF | 451K | 4K | – |
VISA INC | COM CL A | 4M | 14K | – |
VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 17K | 17K | – |
WALMART INC | COM | 444K | 7K | – |
WATSCO INC | COM | 245K | 528 | – |
WELLS FARGO CO NEW | COM | 2M | 27K | – |