RLC BUSINESS SERVICES, INC.

Adviser information for RLC BUSINESS SERVICES, INC. last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 23 $52.9M
Non-Discretionary 12 $22.6M
Total 35 $75.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $57.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $18.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-56089
SEC ERA File Number 801-56089
SEC CIK Numbers None
SEC CRD Numbers 108653
Legal Entity Identifier None

Principal Office

4851 TAMIAMI TRAIL NORTH
SUITE 200
NAPLES
FL
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 239-280-1900, Fax: 239-280-1901

Chief Compliance Officer

DENNIS RITCHIE
PRESIDENT
4851 TAMIAMI TRAIL NORTH
SUITE 200
NAPLES
FL
United States
Tel: 239-280-1900
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RITCHIE, DENNIS, LEWIS Individual PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, SHAREHOLDER 08/1998 > 75%

No. Employees, Historic

10502020202120222023202420251 on 3/10/20201 on 6/23/20201 on 7/2/20201 on 2/24/20211 on 2/9/20221 on 3/28/20231 on 2/12/2024

RAUM, Historic

200M100M0202020212022202320242025116893184 on 3/10/2020116893184 on 6/23/2020116893184 on 7/2/2020116306071 on 2/24/202196172563 on 2/9/202289788953 on 3/28/202375469789 on 2/12/2024

No. Clients, Historic

10502020202120222023202420255 on 3/10/20205 on 6/23/20205 on 7/2/20207 on 2/24/20210 on 2/9/20220 on 3/28/20230 on 2/12/2024