BLUE FIN CAPITAL, INC.
Adviser information for BLUE FIN CAPITAL, INC. last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Rhode Island, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 685 | $507.5M |
| Non-Discretionary | 0 | $0 |
| Total | 685 | $507.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 125 | $34.2M |
| HNW Individuals | 146 | $449.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.6M |
| Charitable organizations | <5 | $5.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $10.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
91 MAIN STREETSUITE 118
WARREN
RI
United States
Monday - Friday, 9:00 A.M. - 4:00 P.M.
Tel: 401-454-0772, Fax: 401-621-7756
Websites
Chief Compliance Officer
GREGORY M. HYMAN
CHIEF OPERATING OFFICER
91 MAIN STREET
SUITE 118
WARREN
RI
United States
Tel:
401-454-0772
Fax:
401-621-7756
G**@*****************M
(Full email address available in API data)
Regulatory Contact
RICHARD CAROLAN
PRESIDENT
91 MAIN STREET
SUITE 118
WARREN
RI
United States
Tel:
401-454-0772
Fax:
401-621-7756
R**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAROLAN, RICHARD, FRANCIS | Individual | – | PRESIDENT | 03/2017 | 50-75% |
| BISHOP, MARS, JONATHAN | Individual | – | PRESIDENT/TREASURER | 03/1998 | 50-75% |
| HYMAN, GREGORY, MORAN | Individual | – | CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 2M | 17K | – |
| ABBVIE INC | COM | 3M | 15K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 6K | – |
| ADOBE INC | COM | 3M | 5K | – |
| ADVANCED MICRO DEVICES INC | COM | 3M | 21K | – |
| AIRBNB INC | COM CL A | 256K | 2K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 255K | 2K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 1M | 41K | – |
| ALPHABET INC | CAP STK CL A | 20M | 108K | – |
| ALPHABET INC | CAP STK CL C | 5M | 30K | – |
| AMAZON COM INC | COM | 24M | 125K | – |
| AMERICAN EXPRESS CO | COM | 422K | 2K | – |
| AMGEN INC | COM | 2M | 5K | – |
| APPLE INC | COM | 44M | 209K | – |
| APPLIED MATLS INC | COM | 214K | 906 | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 2M | 15K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 324K | 317 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 743K | 3K | – |
| BANK AMERICA CORP | COM | 2M | 47K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 16K | – |
| BLACKROCK INC | COM | 3M | 4K | – |
| BLACKSTONE INC | COM | 2M | 16K | – |
| BOSTON SCIENTIFIC CORP | COM | 771K | 10K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 303K | 7K | – |
| BROADCOM INC | COM | 307K | 191 | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 899K | 24K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 3M | 74K | – |
| CHEVRON CORP NEW | COM | 1M | 8K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 715K | 11K | – |
| CISCO SYS INC | COM | 478K | 10K | – |
| COCA COLA CO | COM | 1M | 20K | – |
| COLGATE PALMOLIVE CO | COM | 1M | 13K | – |
| COSTCO WHSL CORP NEW | COM | 10M | 12K | – |
| CROWDSTRIKE HLDGS INC | CL A | 4M | 10K | – |
| CVS HEALTH CORP | COM | 513K | 9K | – |
| D R HORTON INC | COM | 2M | 12K | – |
| DEERE & CO | COM | 293K | 784 | – |
| DISNEY WALT CO | COM | 411K | 4K | – |
| DOMINION ENERGY INC | COM | 327K | 7K | – |
| DUKE ENERGY CORP NEW | COM NEW | 431K | 4K | – |
| EDWARDS LIFESCIENCES CORP | COM | 238K | 3K | – |
| ELI LILLY & CO | COM | 10M | 11K | – |
| ENBRIDGE INC | COM | 465K | 13K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 250K | 9K | – |
| EVERSOURCE ENERGY | COM | 322K | 6K | – |
| EXXON MOBIL CORP | COM | 451K | 4K | – |
| HOME DEPOT INC | COM | 3M | 9K | – |
| ILLINOIS TOOL WKS INC | COM | 279K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 599K | 1K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 3M | 162K | – |
| INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 574K | 29K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 387K | 10K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| ISHARES GOLD TR | ISHARES NEW | 681K | 16K | – |
| ISHARES INC | CORE MSCI EMKT | 838K | 16K | – |
| ISHARES INC | MSCI EM ASIA ETF | 966K | 13K | – |
| ISHARES TR | 1 3 YR TREAS BD | 2M | 28K | – |
| ISHARES TR | CORE S&P TTL STK | 2M | 14K | – |
| ISHARES TR | TIPS BD ETF | 2M | 16K | – |
| ISHARES TR | MSCI EMG MKT ETF | 3M | 79K | – |
| ISHARES TR | ISHS 1-5YR INVS | 13M | 251K | – |
| ISHARES TR | ISHARES BIOTECH | 1M | 11K | – |
| ISHARES TR | FLTG RATE NT ETF | 1M | 22K | – |
| ISHARES TR | RUS 1000 GRW ETF | 354K | 969 | – |
| ISHARES TR | CORE MSCI EAFE | 1M | 14K | – |
| ISHARES TR | ASIA 50 ETF | 739K | 11K | – |
| ISHARES TR | IBOXX HI YD ETF | 5M | 58K | – |
| ISHARES TR | PFD AND INCM SEC | 5M | 164K | – |
| ISHARES TR | JPMORGAN USD EMG | 532K | 6K | – |
| ISHARES TR | CORE US AGGBD ET | 1M | 12K | – |
| ISHARES TR | 3 7 YR TREAS BD | 3M | 28K | – |
| ISHARES TR | U.S. TECH ETF | 373K | 2K | – |
| ISHARES TR | RUSSELL 3000 ETF | 4M | 13K | – |
| ISHARES TR | ISHS 5-10YR INVT | 5M | 106K | – |
| ISHARES TR | MSCI EAFE ETF | 411K | 5K | – |
| ISHARES TR | EXPANDED TECH | 1M | 14K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 3K | – |
| JOHNSON & JOHNSON | COM | 3M | 19K | – |
| JPMORGAN CHASE & CO. | COM | 7M | 35K | – |
| KLA CORP | COM NEW | 317K | 384 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 336K | 1K | – |
| LOCKHEED MARTIN CORP | COM | 3M | 7K | – |
| LOWES COS INC | COM | 342K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 11M | 25K | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| MERCK & CO INC | COM | 4M | 31K | – |
| META PLATFORMS INC | CL A | 20M | 40K | – |
| MICRON TECHNOLOGY INC | COM | 583K | 4K | – |
| MICROSOFT CORP | COM | 42M | 94K | – |
| MODERNA INC | COM | 335K | 3K | – |
| MOODYS CORP | COM | 2M | 5K | – |
| MORGAN STANLEY | COM NEW | 288K | 3K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEXTERA ENERGY INC | COM | 3M | 43K | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 5K | – |
| NOVARTIS AG | SPONSORED ADR | 248K | 2K | – |
| NVIDIA CORPORATION | COM | 88M | 716K | – |
| ORACLE CORP | COM | 311K | 2K | – |
| PALO ALTO NETWORKS INC | COM | 367K | 1K | – |
| PEPSICO INC | COM | 2M | 10K | – |
| PFIZER INC | COM | 757K | 27K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 10K | – |
| PUBLIC STORAGE OPER CO | COM | 459K | 2K | – |
| QUALCOMM INC | COM | 1M | 6K | – |
| RAYONIER INC | COM | 205K | 7K | – |
| REALTY INCOME CORP | COM | 350K | 7K | – |
| RTX CORPORATION | COM | 3M | 32K | – |
| S&P GLOBAL INC | COM | 2M | 4K | – |
| SALESFORCE INC | COM | 580K | 2K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 2M | 34K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 223K | 3K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 918K | 4K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 291K | 8K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 394K | 5K | – |
| SHERWIN WILLIAMS CO | COM | 969K | 3K | – |
| SNOWFLAKE INC | CL A | 466K | 3K | – |
| SOUTHERN CO | COM | 904K | 12K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 221K | 565 | – |
| SPDR GOLD TR | GOLD SHS | 8M | 37K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 5M | 10K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 2M | 3K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 3M | 35K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 1M | 26K | – |
| SPDR SER TR | S&P DIVID ETF | 1M | 9K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 393K | 9K | – |
| STATE STR CORP | COM | 247K | 3K | – |
| STRYKER CORPORATION | COM | 4M | 11K | – |
| TEXTRON INC | COM | 361K | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 424K | 767 | – |
| TJX COS INC NEW | COM | 3M | 25K | – |
| TRANSDIGM GROUP INC | COM | 2M | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 8M | 16K | – |
| VANECK ETF TRUST | BIOTECH ETF | 273K | 2K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 408K | 6K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 485K | 2K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 426K | 4K | – |
| VANGUARD WORLD FD | INF TECH ETF | 756K | 1K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 302K | 2K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 236K | 757 | – |
| VISA INC | COM CL A | 11M | 43K | – |
| WALMART INC | COM | 4M | 66K | – |
| WELLTOWER INC | COM | 230K | 2K | – |
| YUM BRANDS INC | COM | 235K | 2K | – |