TRAPHAGEN FINANCIAL GROUP
TRAPHAGEN INVESTMENT ADVISORS LLC Legal Name
Adviser information for TRAPHAGEN FINANCIAL GROUP last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,762 | $1.5B |
| Non-Discretionary | 39 | $72.4M |
| Total | 1,801 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,328 | $322.5M |
| HNW Individuals | 383 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 87 | $131.7M |
| Charitable organizations | <5 | $5.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Principal Office
234 KINDERKAMACK RDORADELL
NJ
United States
Monday - Friday, 9AM - 5PM
Tel: 201-262-1040, Fax: 201-265-1225
Chief Compliance Officer
V. PETER TRAPHAGEN JR
CHIEF COMPLIANCE OFFICER
234 KINDERKAMACK ROAD
ORADELL
NJ
United States
Tel:
201-262-1040
Fax:
201-350-0090
P******@*********M
(Full email address available in API data)
Regulatory Contact
KATHYRN MARSICO
COMPLIANCE MANAGER
234 KINDERKAMACK ROAD
ORADELL
NJ
United States
Tel:
201-262-1040
Fax:
201-265-1225
K****@*********M
(Full email address available in API data)
Industry Affiliates
| ACCOUNTING FIRM | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAWRENCE, JAMES, A. | Individual | – | MEMBER | 09/1998 | < 5% |
| TRAPHAGEN, V., PETER | Individual | – | GENERAL MEMBER, CHIEF COMPLIANCE OFFICER | 09/1997 | > 75% |
| TRAPHAGEN, V, PETER | Individual | – | GENERAL MEMBER | 09/1997 | < 5% |
| TRAPHAGEN, ROBERT, J. | Individual | – | MEMBER | 09/1998 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AT&T INC | COM | 519K | 27K | – |
| ABBOTT LABS | COM | 448K | 4K | – |
| ABBVIE INC | COM | 2M | 10K | – |
| ADVANCED MICRO DEVICES INC | COM | 218K | 1K | – |
| AIR PRODS & CHEMS INC | COM | 798K | 3K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 211K | 3K | – |
| EA SERIES TRUST | STRIVE 500 ETF | 205K | 6K | – |
| ALPHABET INC | CAP STK CL C | 3M | 16K | – |
| ALPHABET INC | CAP STK CL A | 2M | 11K | – |
| ALTRIA GROUP INC | COM | 230K | 5K | – |
| AMAZON COM INC | COM | 3M | 18K | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 673K | 11K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 21M | 231K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 103M | 1M | – |
| AMERICAN EXPRESS CO | COM | 582K | 3K | – |
| AMGEN INC | COM | 429K | 1K | – |
| APPLE INC | COM | 19M | 89K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 947K | 4K | – |
| BP PLC | SPONSORED ADR | 236K | 7K | – |
| BABCOCK & WILCOX ENTERPRISES | COM | 15K | 11K | – |
| BANK AMERICA CORP | COM | 439K | 11K | – |
| BECTON DICKINSON & CO | COM | 1M | 6K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 9M | 14 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | – |
| BITWISE BITCOIN ETF TR | SHS BEN INT | 5M | 144K | – |
| BLACKROCK INVT QUALITY MUN T | COM | 265K | 22K | – |
| BLACKROCK INC | COM | 409K | 519 | – |
| BLACKSTONE INC | COM | 251K | 2K | – |
| BOOKING HOLDINGS INC | COM | 329K | 83 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 261K | 1K | – |
| CME GROUP INC | COM | 10M | 48K | – |
| CSX CORP | COM | 439K | 13K | – |
| CATERPILLAR INC | COM | 1M | 3K | – |
| CHEVRON CORP NEW | COM | 1M | 9K | – |
| CISCO SYS INC | COM | 1M | 26K | – |
| CITIZENS FINL GROUP INC | COM | 241K | 7K | – |
| COCA COLA CO | COM | 891K | 14K | – |
| COMCAST CORP NEW | CL A | 317K | 8K | – |
| CONSOLIDATED EDISON INC | COM | 847K | 9K | – |
| CONSTELLATION ENERGY CORP | COM | 289K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| DEERE & CO | COM | 207K | 553 | – |
| DIREXION SHS ETF TR | NAS100 EQL WGT | 27M | 308K | – |
| DISNEY WALT CO | COM | 712K | 7K | – |
| DUKE ENERGY CORP NEW | COM NEW | 477K | 5K | – |
| EXXON MOBIL CORP | COM | 1M | 13K | – |
| META PLATFORMS INC | CL A | 2M | 3K | – |
| FASTENAL CO | COM | 258K | 4K | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 228K | 9K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 3M | 37K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 1M | 7K | – |
| FIDELITY COVINGTON TRUST | MSCI UTILS INDEX | 9M | 205K | – |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 588K | 18K | – |
| FIRST TR EXCHANGE-TRADED FD | GBL WND ENRG ETF | 187K | 12K | – |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 34M | 291K | – |
| GE AEROSPACE | COM NEW | 283K | 2K | – |
| GENTEX CORP | COM | 212K | 6K | – |
| GILEAD SCIENCES INC | COM | 208K | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 5M | 10K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 931K | 9K | – |
| GOLDMAN SACHS ETF TR | INNOVAT EQ ETF | 2M | 43K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 6M | 106K | – |
| HERSHEY CO | COM | 346K | 2K | – |
| HESS CORP | COM | 271K | 2K | – |
| HOME DEPOT INC | COM | 3M | 9K | – |
| HONEYWELL INTL INC | COM | 872K | 4K | – |
| INTEL CORP | COM | 375K | 12K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 8M | 57K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 576K | 3K | – |
| INVESCO QQQ TR | UNIT SER 1 | 264K | 552 | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 289K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 308K | 2K | – |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 6M | 272K | – |
| INVESCO EXCH TRADED FD TR II | INVESCO PHLX SM | 247K | 6K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 300K | 37K | – |
| ISHARES TR | CORE S&P TTL STK | 546K | 5K | – |
| ISHARES TR | SELECT DIVID ETF | 205K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 216M | 395K | – |
| ISHARES TR | 20 YR TR BD ETF | 2M | 18K | – |
| ISHARES TR | 7-10 YR TRSY BD | 326K | 3K | – |
| ISHARES TR | 1 3 YR TREAS BD | 27M | 326K | – |
| ISHARES TR | CORE S&P MCP ETF | 951K | 16K | – |
| ISHARES TR | EXPND TEC SC ETF | 3M | 34K | – |
| ISHARES TR | RUS 1000 GRW ETF | 789K | 2K | – |
| ISHARES TR | NATIONAL MUN ETF | 5M | 46K | – |
| ISHARES TR | MSCI KLD400 SOC | 586K | 6K | – |
| ISHARES TR | 3 7 YR TREAS BD | 5M | 42K | – |
| ISHARES TR | MSCI USA ESG SLC | 931K | 8K | – |
| ISHARES TR | MSCI USA MIN VOL | 600K | 7K | – |
| ISHARES INC | CORE MSCI EMKT | 233K | 4K | – |
| ISHARES TR | ESG AWR MSCI USA | 900K | 8K | – |
| ISHARES TR | ESG AWR US AGRGT | 255K | 5K | – |
| ISHARES TR | 20+ YEAR TR BD | 55M | 2M | – |
| ISHARES TR | ISHARES 25+ YR T | 13M | 1M | – |
| ISHARES TR | 0-3 MNTH TREASRY | 30M | 294K | – |
| ISHARES BITCOIN TR | SHS | 1M | 37K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 13K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 6M | 128K | – |
| JOHNSON & JOHNSON | COM | 2M | 10K | – |
| KLA CORP | COM NEW | 371K | 450 | – |
| KIMBERLY-CLARK CORP | COM | 215K | 2K | – |
| KINDER MORGAN INC DEL | COM | 199K | 10K | – |
| KRAFT HEINZ CO | COM | 419K | 13K | – |
| LAM RESEARCH CORP | COM | 212K | 199 | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 2K | – |
| LOWES COS INC | COM | 582K | 3K | – |
| M & T BK CORP | COM | 244K | 2K | – |
| MANAGED PORTFOLIO SERIES | TORTOISE NRAM PI | 22M | 764K | – |
| MARKEL GROUP INC | COM | 296K | 188 | – |
| MASTERCARD INCORPORATED | CL A | 761K | 2K | – |
| MCDONALDS CORP | COM | 370K | 1K | – |
| MERCK & CO INC | COM | 1M | 9K | – |
| MICROSOFT CORP | COM | 6M | 13K | – |
| MICROSTRATEGY INC | CL A NEW | 357K | 259 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 212K | 2K | – |
| MICRON TECHNOLOGY INC | COM | 202K | 2K | – |
| MONDELEZ INTL INC | CL A | 2M | 31K | – |
| NVIDIA CORPORATION | COM | 4M | 31K | – |
| OPKO HEALTH INC | COM | 15K | 12K | – |
| ORACLE CORP | COM | 976K | 7K | – |
| PACER FDS TR | US CASH COWS 100 | 53M | 964K | – |
| PEPSICO INC | COM | 785K | 5K | – |
| PFIZER INC | COM | 922K | 33K | – |
| PHILIP MORRIS INTL INC | COM | 570K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 742K | 4K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 4M | 56K | – |
| QUALCOMM INC | COM | 260K | 1K | – |
| RTX CORPORATION | COM | 321K | 3K | – |
| READY CAPITAL CORP | COM | 138K | 17K | – |
| REGENERON PHARMACEUTICALS | COM | 478K | 455 | – |
| ROCKWELL MED INC | COM NEW | 20K | 11K | – |
| ROPER TECHNOLOGIES INC | COM | 234K | 415 | – |
| S&P GLOBAL INC | COM | 223K | 500 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 511K | 20K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 535K | 1K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 2M | 24K | – |
| SPDR SER TR | SPDR MSCI USA GE | 264K | 2K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 2M | 30K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 2M | 36K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1M | 15K | – |
| SIRIUS XM HOLDINGS INC | COM | 38K | 13K | – |
| STRYKER CORPORATION | COM | 291K | 856 | – |
| SUPER MICRO COMPUTER INC | COM | 207K | 253 | – |
| TJX COS INC NEW | COM | 549K | 5K | – |
| TARGET CORP | COM | 266K | 2K | – |
| TESLA INC | COM | 627K | 3K | – |
| TEXAS INSTRS INC | COM | 596K | 3K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 385K | 524 | – |
| ULTA BEAUTY INC | COM | 212K | 550 | – |
| UNILEVER PLC | SPON ADR NEW | 292K | 5K | – |
| UNION PAC CORP | COM | 537K | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 304K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 508K | 998 | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 1M | 44K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 7K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 252K | 4K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 353K | 1K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 254K | 1K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 33M | 561K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 12M | 24K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 797K | 3K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 605K | 2K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 2M | 10K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 213K | 570 | – |
| VANGUARD INDEX FDS | VALUE ETF | 498K | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 11M | 42K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 42K | – |
| VICTORY PORTFOLIOS II | SHARES FREE CASH | 49M | 2M | – |
| VISA INC | COM CL A | 2M | 6K | – |
| WALMART INC | COM | 938K | 14K | – |
| WELLS FARGO CO NEW | COM | 382K | 6K | – |
| EATON CORP PLC | SHS | 588K | 2K | – |