PNC MANAGED ACCOUNT SOLUTIONS, INC.
Adviser information for PNC MANAGED ACCOUNT SOLUTIONS, INC. last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 21 |
| Registered State Investment Advisers | 21 |
| Licensed Agents of an Insurance Company | 18 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 768 | $588.4M |
| Non-Discretionary | 0 | $0 |
| Total | 768 | $588.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 639 | $250.3M |
| HNW Individuals | 86 | $211.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 43 | $126.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 588.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PNC GLOBAL DIRECTIONS | PNC MANAGED ACCOUNT SOLUTIONS, INC. |
Identifiers
| SEC RIA File Number | 801-56131 |
|---|---|
| SEC ERA File Number | 801-56131 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110476 |
| Legal Entity Identifier | None |
Principal Office
2200 POST OAK BLVD.HOUSTON
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 800-762-6111, Fax: 412-803-2980
Chief Compliance Officer
JEFFREY M. BOARDMAN
1900 EAST NINTH STREET
CLEVELAND
OH
United States
Tel:
216-222-7771
Fax:
216-222-7036
J***************@******M
(Full email address available in API data)
Regulatory Contact
NICHOLAS MORINIGO
200 WEST LANCASTER AVE. 2ND FLOOR
WAYNE
PA
United States
Tel:
215-585-5870
Fax:
216-222-7036
N****************@******M
(Full email address available in API data)
Industry Affiliates
| ALLEGHENY CAPITAL PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLEGHENY CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLEGHENY MEZZANINE PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HARRIS WILLIAMS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PNC BANK, NATIONAL ASSOCIATION | Other investment adviser, including financial plannersBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
| PNC CAPITAL ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PNC CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PNC IG FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PNC INSURANCE SERVICES LLC | Insurance company or agency |
| PNC INVESTMENTS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PNC REAL ESTATE | Other investment adviser, including financial planners |
| PNC REALTY INVESTORS, INC. | Other investment adviser, including financial planners |
| PNC STEEL CITY ADVISORS, LLC | Other investment adviser, including financial planners |
| SOLEBURY CAPITAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOARDMAN, JEFFREY, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| GUERRINI, RICHARD, ROBERT | Individual | – | PRESIDENT/CHIEF EXECUTIVE OFFICER | 06/2021 | < 5% |
| RICHARDSON, MARGARET, MARY | Individual | – | DIRECTOR/CHIEF OPERATING OFFICER | 06/2021 | < 5% |
| RAMASSINI, RICHARD, JOHN | Individual | – | DIRECTOR & SECRETARY | 06/2021 | < 5% |
| SANTILLO, ROBERT, WILSON | Individual | – | DIRECTOR/DIRECTOR OF PRODUCT AND STRATEGY | 06/2021 | < 5% |
| MITCHELL, JESSICA, LYNN | Individual | – | DIRECTOR | 06/2021 | < 5% |
| HOLODINSKI, JOHN, PAUL | Individual | – | DIRECTOR | 06/2021 | < 5% |
| RODGERS, STEPHANIE, ELIZABETH | Individual | – | DIRECTOR | 06/2021 | < 5% |
| WEIDNER, KIMBERLY, LYNN | Individual | – | DIRECTOR/CHIEF RISK OFFICER | 06/2021 | < 5% |
| PNC BANCORP, INC. | Domestic Entity | PNC BANK, NATIONAL ASSOCIATION | PARENT | 06/2021 | > 75% |
| THE PNC FINANCIAL SERVICES GROUP, INC. | Domestic Entity | PNC BANCORP, INC. | PARENT | 09/2003 | > 75% |
| BARNHART, TODD, MARTIN | Individual | – | DIRECTOR | 06/2021 | < 5% |
| MORINIGO, NICHOLAS | Individual | – | DIRECTOR | 12/2021 | < 5% |
| RAMOS, REGIS, RESENDE | Individual | – | CHIEF FINANCIAL OFFICER | 12/2021 | < 5% |
| PNC INVESTMENTS | Domestic Entity | – | PARENT | 10/2021 | > 75% |
| PNC BANK, NATIONAL ASSOCIATION | Domestic Entity | PNC INVESTMENTS | PARENT | 09/2003 | > 75% |
| THOMPSON, LEIGH, CHASE | Individual | – | CHIEF LEGAL OFFICER | 12/2021 | < 5% |