HORNOR, TOWNSEND & KENT, LLC
Adviser information for HORNOR, TOWNSEND & KENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 456 |
|---|---|
| Investment Advisory/Research | 417 |
| Registered Broker-Dealer Representatives | 403 |
| Registered State Investment Advisers | 417 |
| Licensed Agents of an Insurance Company | 414 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,194 | $290.6M |
| Non-Discretionary | 29,273 | $6.6B |
| Total | 30,467 | $6.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 27,146 | $3.1B |
| HNW Individuals | 2,992 | $3.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 133 | $102.7M |
| Charitable organizations | 24 | $15.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 172 | $577.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesTRAIL COMMISSIONS, DISTRIBUTION ASSISTANCE FEES |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 959.6M |
| Portfolio Manager | 0 |
| Both for Same | 2.4B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| HTK PROFESSIONAL ASSET MANAGEMENT PROGRAM (PAM) | HORNOR, TOWNSEND & KENT, LLC |
| HTK DISCRETIONARY MANAGED ACCOUNT (DMA) | HORNOR, TOWNSEND & KENT, LLC |
| HTK ASSET MANAGEMENT PROGRAM (AMP) | HORNOR, TOWNSEND & KENT, LLC |
| HTK NON-DISCRETIONARY MANAGED ACCOUNT (MUTUAL FUND ONLY) (NDMA6) | HORNOR, TOWNSEND & KENT, LLC |
| HTK NON-DISCRETIONARY MANAGED ACCOUNT (NDMA7) | HORNOR, TOWNSEND & KENT, LLC |
| HTK FEE BASED ANNUITY PROGRAM | HORNOR, TOWNSEND & KENT, LLC |
Identifiers
| SEC RIA File Number | 801-56151 |
|---|---|
| SEC ERA File Number | 801-56151 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 4031 |
| Legal Entity Identifier | None |
Principal Office
600 DRESHER RDSTE C1C
HORSHAM
PA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 215-957-7300, Fax: 215-957-7334
Chief Compliance Officer
VICTORIA ROBINSON
CHIEF COMPLIANCE OFFICER
600 DRESHER RD
HORSHAM
PA
United States
Tel:
(844) 996-2667
Fax:
215-957-7334
V********@******M
(Full email address available in API data)
Regulatory Contact
NICHOLAS LEIGHTON
ASSOC. CHIEF COMPLIANCE OFFICER
600 DRESHER RD
HORSHAM
PA
United States
Tel:
(844) 996-2667
Fax:
215-957-7334
N********@******M
(Full email address available in API data)
Industry Affiliates
| 1847 INSURANCE CAPTIVE, LLC | Insurance company or agency |
| HTK INSURANCE AGENCY, INC. | Insurance company or agency |
| JANNEY CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| JANNEY MONTGOMERY SCOTT LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorTrust companyPension consultant |
| JANNEY TRUST COMPANY, LLC | Trust company |
| PENN MUTUAL ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PENN SERIES FUNDS, INC. | Sponsor, GP, manager of pooled investment vehicles |
| PIA REINSURANCE COMPANY OF DELAWARE I | Insurance company or agency |
| THE PENN INSURANCE AND ANNUITY COMPANY | Insurance company or agency |
| THE PENN INSURANCE AND ANNUITY COMPANY OF NEW YORK | Insurance company or agency |
| THE PENN MUTUAL LIFE INSURANCE COMPANY | Insurance company or agency |
| VANTIS LIFE INSURANCE COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE PENN MUTUAL LIFE INSURANCE COMPANY | Domestic Entity | – | SHAREHOLDER | 06/2005 | > 75% |
| HARRIS, THOMAS H | Individual | – | MANAGER | 01/2011 | < 5% |
| ROBINSON, VICTORIA MARIE | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGER | 08/2019 | < 5% |
| MASON, ANN-MARIE | Individual | – | CHIEF LEGAL OFFICER AND SECRETARY | 01/2021 | < 5% |
| O'MALLEY, DAVID MICHAEL | Individual | – | CHAIRMAN AND MANAGER | 04/2021 | < 5% |
| DALAWAI NARAYANSWAMY, KARTHICK | Individual | – | MANAGER | 04/2021 | < 5% |
| HUCKERBY, KEITH GORDON | Individual | – | MANAGER | 04/2021 | < 5% |
| GORDON, AARON J | Individual | – | PRESIDENT, MANAGER | 09/2021 | < 5% |
| LEDER, CRISTINA MARIE | Individual | – | FINOP | 03/2022 | < 5% |