D. E. SHAW & CO., L.P.
Adviser information for D. E. SHAW & CO., L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 879 |
|---|---|
| Investment Advisory/Research | 442 |
| Registered Broker-Dealer Representatives | 39 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 31 | $120.5B |
| Non-Discretionary | 0 | $0 |
| Total | 31 | $120.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 31 | $120.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 23 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesREIMBURSEMENT OF CERTAIN EXPENSES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1166 AVENUE OF THE AMERICASNINTH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5 PM
Tel: 212-478-0000, Fax: 212-478-0100
Websites
www.glassdoor.com/overview/working-at-d-e-shaw-and-co-investment-firm-ei_ie29290.11,42.htm
www.youtube.com/channel/uctapquewzifwgnaphdrwjew
medium.com/@the_d._e._shaw_group
github.com/deshaw
www.deshaw.com/
www.indeed.com/cmp/d.-e.-shaw-&-co.---investment-firm
builtin.com/company/d-e-shaw-group
www.builtinnyc.com/company/d-e-shaw-group
www.facebook.com/profile.php?id=100076885534092
www.linkedin.com/company/d.-e.-shaw-&-co.
twitter.com/deshawgroup
www.google.com/ (the d. e. shaw group business profile)
www.instagram.com/thedeshawgroup/
www.threads.net/@thedeshawgroup
app.joinhandshake.com/emp/employers/24124
Chief Compliance Officer
NATHAN CLARK THOMAS
CHIEF COMPLIANCE OFFICER
1166 AVENUE OF THE AMERICAS
NINTH FLOOR
NEW YORK
NY
United States
Tel:
212-478-0000
Fax:
212-845-0100
R*********@*************M
(Full email address available in API data)
Industry Affiliates
| D. E. SHAW & CO. (BERMUDA), LTD. | Insurance company or agency |
| D. E. SHAW & CO., L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ALKALI GENERAL PARTNER II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ALKALI GENERAL PARTNER III, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ALKALI GENERAL PARTNER IV, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ALKALI GENERAL PARTNER V, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ALKALI GENERAL PARTNER VI, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ALKALI HOLDINGS VI, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ALKALI MANAGER VI, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS SPECIAL FUND GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ASYMPTOTE INTERNATIONAL FUND GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW CEOF GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW COMPOSITE INTERNATIONAL FUND GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW COMPOSITE MANAGER, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW DIOPTER GENERAL PARTNER, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW DIOPTER MANAGER, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW ESC MANAGER, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW HELIANT MANAGER, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD. | Other investment adviser, including financial planners |
| D. E. SHAW INVESTMENT MANAGEMENT OFFSHORE GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW MANAGER II, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW MANAGER III, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW MANAGER, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW MULTI-ASSET MANAGER GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW MULTI-ASSET MANAGER, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW RE (BERMUDA), LTD. | Insurance company or agency |
| D. E. SHAW RENEWABLE INVESTMENTS, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW TERRELLA FUND GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW U.S. BROAD MARKET CORE ALPHA PLUS SPECIAL FUND GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW VALENCE INTERNATIONAL FUND GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D. E. SHAW VOLTAIC GENERAL PARTNER, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| D.E. SHAW SECURITIES, L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RENEWABLE ENERGY ASSETCO II MANAGER, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| RENEWABLE ENERGY ASSETCO II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| RENEWABLE ENERGY ASSETCO III MANAGER, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| RENEWABLE ENERGY ASSETCO III, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| RENEWABLE ENERGY ASSETCO MANAGER, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| RENEWABLE ENERGY ASSETCO SIDECAR MANAGER, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| RENEWABLE ENERGY ASSETCO SIDECAR, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| RENEWABLE ENERGY ASSETCO, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| D. E. SHAW ALKALI PORTFOLIOS II, L.L.C. | Hedge Fund | $0.3M | $1.0M | 0 |
| D. E. SHAW ALKALI PORTFOLIOS III, L.L.C. | Hedge Fund | $0.0M | $1.0M | 0 |
| D. E. SHAW ASYMPTOTE PORTFOLIOS, L.L.C. | Hedge Fund | $67.5M | $1.0M | 9 |
| D. E. SHAW COMPOSITE PORTFOLIOS, L.L.C. | Hedge Fund | $56,195.6M | $1.0M | 480 |
| D. E. SHAW MULTI-ASSET PORTFOLIOS, L.L.C. | Hedge Fund | $3,099.8M | $1.0M | 15 |
| D. E. SHAW OCULUS PORTFOLIOS, L.L.C. | Hedge Fund | $30,199.2M | $1.0M | 355 |
| D. E. SHAW TERRELLA FUND, L.P. | Hedge Fund | $0.0M | $1.0M | 3 |
| D. E. SHAW VALENCE PORTFOLIOS, L.L.C. | Hedge Fund | $26,530.4M | $1.0M | 194 |
| D. E. SHAW VOLTAIC PORTFOLIOS, L.L.C. | Hedge Fund | $378.9M | $1.0M | 27 |
| DEAVI PORTFOLIOS, L.L.C. | Hedge Fund | $583.1M | $1.0M | 20 |
| DELALV PORTFOLIOS, L.L.C. | Hedge Fund | $1,547.1M | $1.0M | 39 |
| DESALKIV PORTFOLIOS, L.L.C. | Hedge Fund | $702.9M | $1.0M | 52 |
| DESDIOP PORTFOLIOS, L.L.C. | Hedge Fund | $1,169.7M | $1.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAW, DAVID, ELLIOT | Individual | – | LIMITED PARTNER | 12/1992 | 50-75% |
| D. E. SHAW & CO., INC. | Domestic Entity | – | GENERAL PARTNER | 11/1992 | < 5% |
| SHAW, DAVID, ELLIOT | Individual | D. E. SHAW & CO., INC. | SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT, D. E. SHAW & CO., INC. | 11/1992 | > 75% |
| WEPSIC, ERIC, KARL | Individual | – | EXECUTIVE COMMITTEE MEMBER | 08/2002 | < 5% |
| STONE, MAXIMILIAN, DANA | Individual | – | EXECUTIVE COMMITTEE MEMBER | 01/2005 | < 5% |
| ZABACK, CHRISTOPHER, MARTIN | Individual | – | CHIEF FINANCIAL OFFICER | 08/2008 | < 5% |
| FISHMAN, EDWARD, LAURENCE | Individual | – | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | 10/2010 | < 5% |
| THOMAS, NATHAN, CLARK | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2011 | < 5% |
| PLAINTEXT HOLDINGS, LLC | Domestic Entity | – | LIMITED PARTNER | 04/2015 | 10-25% |
| BIG HEN GROUP I, LLC | Domestic Entity | PLAINTEXT HOLDINGS, LLC | SOLE MEMBER, PLAINTEXT HOLDINGS, LLC | 12/2014 | > 75% |
| THE SCHMIDT FAMILY LIVING TRUST | Domestic Entity | BIG HEN GROUP I, LLC | MEMBER, BIG HEN GROUP I, LLC | 10/2004 | > 75% |
| SCHMIDT, ERIC, EMERSON | Individual | THE SCHMIDT FAMILY LIVING TRUST | CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST | 01/1987 | |
| SCHMIDT, WENDY, NMN | Individual | THE SCHMIDT FAMILY LIVING TRUST | CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST | 01/1987 | |
| SWEET, DAVID, MCINTYRE | Individual | – | CO-GENERAL COUNSEL | 01/2017 | < 5% |
| LEBWOHL, MARTIN, NMN | Individual | – | CO-GENERAL COUNSEL | 01/2017 | < 5% |
| DINNING, ANNE, CAROLYN | Individual | – | EXECUTIVE COMMITTEE MEMBER | 07/1997 | < 5% |
| HALABY, ALEXIS, ANNE | Individual | – | EXECUTIVE COMMITTEE MEMBER | 06/2021 | < 5% |
| JAGER, EDWIN, ANDREW | Individual | – | EXECUTIVE COMMITTEE MEMBER | 01/2024 | < 5% |