GARCIA HAMILTON & ASSOCIATES LP
Adviser information for GARCIA HAMILTON & ASSOCIATES LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 449 | $20.2B |
| Non-Discretionary | 0 | $0 |
| Total | 449 | $20.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $1.4M |
| Banking or thrift institutions | <5 | $5.1M |
| Investment companies | 1 | $259.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $67.3M |
| Pension and profit sharing plans | 48 | $3.5B |
| Charitable organizations | 164 | $3.1B |
| State or municipal gov entities | 201 | $12.0B |
| Other investment advisers | 7 | $353.3M |
| Insurance companies | 17 | $496.6M |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 7 | $397.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 449 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-56194 |
|---|---|
| SEC ERA File Number | 801-56194 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108017 |
| Legal Entity Identifier | 2549004MW2QAB6OS4P40 |
Principal Office
5 HOUSTON CENTER1401 MCKINNEY ST., SUITE 1600
HOUSTON
TX
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 713-853-2322, Fax: 713-853-2300
Chief Compliance Officer
BETH LEE MCWILLIAMS
CHIEF COMPLIANCE OFFICER
5 HOUSTON CENTER
1401 MCKINNEY STREET, SUITE 1600
HOUSTON
TX
United States
Tel:
713-853-2322
Fax:
713-853-2302
B**********@***************************M
(Full email address available in API data)
Regulatory Contact
CHARLOTTE CATES CASTRO
DEPUTY CHIEF COMPLIANCE OFFICER
5 HOUSTON CENTER
1401 MCKINNEY STREET, SUITE 1600
HOUSTON
TX
United States
Tel:
713-853-2320
Fax:
713-853-2300
C***************@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GARCIA HAMILTON QUALITY AGGREGATE BOND FUND, L.P. | FIXED INCOME FUND | $50.9M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARCIA, GILBERT, ANDREW | Individual | – | MANAGING PARTNER, DIRECTOR OF FIXED INCOME | 12/2005 | 25-50% |
| MCWILLIAMS, BETH, LEE | Individual | – | PARTNER, CHIEF COMPLIANCE OFFICER | 10/2007 | < 5% |
| NEW SOUTHWEST GP HOLDINGS, INC. ("GP") | Domestic Entity | – | GENERAL PARTNER | 04/2008 | < 5% |
| HAMILTON, JANNA, KAY | Individual | – | PARTNER | 07/2008 | 10-25% |
| LUNDAY, JAMES, KEVIN | Individual | – | PARTNER, CHIEF OPERATING OFFICER | 01/2009 | < 5% |
| DANG, RUBY, MUNOZ | Individual | – | PARTNER, DIRECTOR OF MARKETING & CLIENT SERVICES | 07/2014 | 10-25% |
| RODRIGUEZ, NANCY | Individual | – | PARTNER, FIXED INCOME PORTFOLIO MANAGER | 07/2014 | < 5% |
| ROBERTS, STEPHANIE, JOY | Individual | – | PARTNER | 07/2014 | 5-10% |
| DETWILER, JEFFREY, DYLAN | Individual | – | PARTNER, FIXED INCOME PORTFOLIO MANAGER | 01/2017 | 5-10% |
| TASS, KAREN, HERBST | Individual | – | PARTNER, FIXED INCOME PORTFOLIO MANAGER | 01/2017 | 5-10% |
| GARCIA, GILBERT, ANDREW | Individual | NEW SOUTHWEST GP HOLDINGS, INC. ("GP") | 100% STOCKHOLDER OF GP | 04/2008 | > 75% |
| Monkiewicz, Benjamin, D | Individual | – | PARTNER, FIXED INCOME PORTFOLIO MANAGER | 01/2019 | < 5% |
| MONTGOMERY, GARY, C | Individual | – | PARTNER | 01/2019 | < 5% |
| ELSENBROCK, DON, FREDERICK | Individual | – | PARTNER | 01/2020 | < 5% |
| DOYLE, MORGAN, MEYER | Individual | – | PARTNER | 01/2020 | < 5% |
| DUENAS, YVETTE, MARIE | Individual | – | PARTNER | 01/2021 | < 5% |
| GONZALEZ, JUSTO, PENN | Individual | – | PARTNER | 01/2024 | < 5% |
| DELANEY, MARK, RICHARD | Individual | – | PARTNER, FIXED INCOME PORTFOLIO MANAGER | 12/2021 | < 5% |
| SMITH, MARCUS, BERNARD | Individual | – | PARTNER | 12/2021 | < 5% |
| DAVIS, CONNIE, FALCON | Individual | – | PARTNER | 01/2023 | < 5% |