COLORADO FINANCIAL MANAGEMENT LLC
SARGENT BICKHAM LAGUDIS, LLC Legal Name
Adviser information for COLORADO FINANCIAL MANAGEMENT LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,915 | $1.9B |
| Non-Discretionary | 70 | $12.1M |
| Total | 2,985 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 448 | $175.5M |
| HNW Individuals | 414 | $1.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 19 | $208.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-56204 |
|---|---|
| SEC ERA File Number | 801-56204 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113216 |
| Legal Entity Identifier | None |
Principal Office
4840 PEARL EAST CIRCLESUITE 300E
BOULDER
CO
United States
Monday - Friday, 8AM TO 5PM
Tel: 303-443-2433, Fax: 303-443-0254
Websites
Chief Compliance Officer
JASON LEE
CHIEF LEGAL AND COMPLIANCE OFFICER
1875 CENTURY PARK EAST
SUITE 900
LOS ANGELES
CA
United States
Tel:
310-600-0599
Fax:
310-278-8267
J***@***************M
(Full email address available in API data)
Regulatory Contact
RICHARD LAWRENCE
CEO AND PRESIDENT
4840 PEARL EAST CIRCLE
SUITE 300E
BOULDER
CO
United States
Tel:
303-443-2433
Fax:
303-443-0254
R***@****************M
(Full email address available in API data)
Industry Affiliates
| ENTERPRISE TRUST & INVESTMENT COMPANY | Trust company |
| IDB LIDO WEALTH, LLC | Other investment adviser, including financial planners |
| LIDO | Other investment adviser, including financial planners |
| LIDO ADVISORS COLOSSUS MASTER FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIDO ADVISORS COLOSSUS TIGER GLOBAL FEEDER FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIDO CAP AND GAP GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO INTERNATIONAL PARTNERS, LTD | Other investment adviser, including financial planners |
| LIDO POWERLIFT GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO PRIVATE FUNDS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO TAX, LLC | Accountant or accounting firm |
| LIDO UNCAPPED DIVERSIFIED GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO UNCAPPED GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO UNCAPPED PLATINUM GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO UNCAPPED QUARTERLY GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OAKHURST CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BICKHAM, BRADLEY, SCOTT | Individual | – | DIRECTOR, INVESTMENTS - MOUNTAIN WEST, DIRECTOR ON THE BOARD | 02/2023 | < 5% |
| OZUR, JASON, JAY | Individual | – | CHIEF EXECUTIVE OFFICER, DIRECTOR ON THE BOARD | 02/2023 | < 5% |
| STERN, KENNETH, AARON | Individual | – | PRESIDENT, DIRECTOR ON THE BOARD | 02/2023 | < 5% |
| LEE, JASON, PANG FE | Individual | – | CHIEF LEGAL AND COMPLIANCE OFFICER, CCO | 02/2023 | < 5% |