MISSIONSQUARE INVESTMENTS
VANTAGEPOINT INVESTMENT ADVISERS, LLC Legal Name
Adviser information for MISSIONSQUARE INVESTMENTS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 87 |
|---|---|
| Investment Advisory/Research | 82 |
| Registered Broker-Dealer Representatives | 51 |
| Registered State Investment Advisers | 34 |
| Licensed Agents of an Insurance Company | 15 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 43 | $49.4B |
| Non-Discretionary | 0 | $0 |
| Total | 43 | $49.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $49.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-56223 |
|---|---|
| SEC ERA File Number | 801-56223 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109138 |
| Legal Entity Identifier | 549300JJEE6DZZSFT372 |
Principal Office
777 NORTH CAPITOL STREET NE, SUITE 600WASHINGTON
DC
United States
Monday - Friday, 8:30 AM TO 5:00 PM EASTERN TIME
Tel: 202-962-4600, Fax: 202-962-4601
Chief Compliance Officer
CLIFF RICHARDS
CHIEF COMPLIANCE OFFICER
777 NORTH CAPITOL STREET, NE
SUITE 600
WASHINGTON
DC
United States
Tel:
202-962-6947
Fax:
202-962-4601
C********@************G
(Full email address available in API data)
Regulatory Contact
LARISSA POWELL
GENERAL COUNSEL
777 NORTH CAPITOL STREET, NE
SUITE 600
WASHINGTON
DC
United States
Tel:
202-962-8249
Fax:
202-962-4601
L******@************G
(Full email address available in API data)
Industry Affiliates
| MISSIONSQUARE INVESTMENT SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MISSIONSQUARE RETIREMENT | Other investment adviser, including financial planners |
| VANTAGETRUST COMPANY, LLC | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | Domestic Entity | – | MEMBER | 01/1999 | > 75% |
| WICKER, WAYNE, ANTHONY | Individual | – | MANAGER & CHIEF INVESTMENT OFFICER | 09/2004 | < 5% |
| Shi, Dai | Individual | – | MANAGER & TREASURER | 08/2020 | < 5% |
| SMITH, LYNNE, CAROLE | Individual | – | MANAGER | 12/2020 | < 5% |
| RICHARDS, CLIFF, LAWRENCE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| MONTEZ, ANGELA, CUTTINA | Individual | – | SECRETARY | 05/2023 | < 5% |
| WHITING, ANDREW, RAYMOND | Individual | – | PRINCIPAL MANAGER & PRESIDENT | 04/2023 | < 5% |