DEAN ROLAND RUSSELL, LLC
Adviser information for DEAN ROLAND RUSSELL, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 561 | $288.5M |
Non-Discretionary | 0 | $0 |
Total | 561 | $288.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 46 | $13.1M |
HNW Individuals | 128 | $275.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-56225 |
---|---|
SEC ERA File Number | 801-56225 |
SEC CIK Numbers | None |
SEC CRD Numbers | 109480 |
Legal Entity Identifier | None |
Principal Office
16880 WEST BERNARDO DRIVE, SUITE 170SAN DIEGO
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 858-485-8547, Fax: None
Websites
Chief Compliance Officer
MARC ROBERT ROLAND
MANAGING MEMBER
16880 WEST BERNARDO DRIVE, SUITE 170
SAN DIEGO
CA
United States
Tel:
858-485-8547
Fax:
858-485-8577
M***@************M
(Full email address available in API data)
Regulatory Contact
ANDREW CHARLES RUSSELL
MANAGING MEMBER
16880 WEST BERNARDO DRIVE, SUITE 170
SAN DIEGO
CA
United States
Tel:
858-485-8547
A*****@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ROLAND, MARC, ROBERT | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 01/2012 | 50-75% |
RUSSELL, ANDREW, CHARLES | Individual | – | MANAGING MEMBER | 01/2012 | 50-75% |