RUTABAGA CAPITAL MANAGEMENT LLC
Adviser information for RUTABAGA CAPITAL MANAGEMENT LLC last updated from Form ADV on January 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $69.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $69.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $69.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | LIMITED PARTNERSHIP |
|---|---|
| Compensation | % of AUM |
Principal Office
107 WASHINGTON AVENUECAMBRIDGE
MA
United States
Monday - Friday, 9-5
Tel: 617-204-1160, Fax: 617-204-1161
Websites
Chief Compliance Officer
DENNIS SCANNELL
PRINCIPAL
107 WASHINGTON AVENUE
CAMBRIDGE
MA
United States
Tel:
617-204-1160
Fax:
617-204-1161
D*****@*********************M
(Full email address available in API data)
Industry Affiliates
| RUTABAGA INVESTMENTS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RUTABAGA MICRO CAP FUND L.P. | LONG ONLY PUBLIC EQUITY FUND | $68.7M | $0.5M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHLIEMANN, PETER, CONKLING | Individual | – | MANAGING PRINCIPAL | 01/1999 | 25-50% |
| GARDNER, JR., EUGENE, HERR | Individual | – | PRINCIPAL | 01/1999 | 10-25% |
| NEWBOLD, NATHAN, CARTER | Individual | – | PRINCIPAL | 04/2000 | 25-50% |
| SCANNELL, DENNIS, J. | Individual | – | PRINCIPAL | 04/2000 | 25-50% |
| SCANNELL, DENNIS, J. | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 10th, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMPCO-PITTSBURGH CORP | COM | 4K | 1M | – |
| ARCOSA INC | COM | 396 | 7K | – |
| ASTRONOVA INC | COM | 2K | 193K | – |
| BARRETT BUSINESS SERVICES INC | COM | 613 | 8K | – |
| BERKSHIRE HILLS BANCORP INC | COM | 592 | 22K | – |
| BRIGHTVIEW HOLDINGS, INC | COM | 520 | 66K | – |
| CARS.COM INC. | COM | 575 | 50K | – |
| CNX RESOURCES CORP | COM | 583 | 38K | – |
| CONCRETE PUMPING HOLDINGS, INC | COM | 6K | 913K | – |
| CONDUENT INCORPORATED | COM | 492 | 147K | – |
| CRAWFORD & CO -CL B | COM | 188 | 36K | – |
| CRAWFORD & COMPANY - CL A | COM | 202 | 35K | – |
| CROWN CRAFTS INC | COM | 3K | 497K | – |
| DASEKE INC. | COM | 454 | 84K | – |
| DMC GLOBAL INC | COM | 3K | 157K | – |
| FORACO INTERNATIONAL S.A. | COM | 4K | 4M | – |
| GEOSPACE TECHNOLOGIES CORPORAT | COM | 4K | 937K | – |
| GRANITE CONSTRUCTION INC | COM | 484 | 19K | – |
| GREENHILL & CO INC. | COM | 3K | 558K | – |
| HEALTHCARE SERVICES GROUP | COM | 532 | 44K | – |
| HERITAGE INSURANCE HOLDINGS | COM | 3K | 1M | – |
| HILL INTERNATIONAL INC. | COM | 9K | 3M | – |
| INVACARE CORP | COM | 880 | 1M | – |
| L.B. FOSTER COMPANY | COM | 4K | 436K | – |
| LINDBLAD EXPEDITIONS HOLDINGS | COM | 554 | 82K | – |
| LUXFER HOLDINGS | COM | 580 | 40K | – |
| MAJOR DRILLING GROUP | COM | 542 | 90K | – |
| MANITEX INTERNATIONAL INC | COM | 5K | 810K | – |
| MANITOWOC COMPANY, INC. | COM | 456 | 59K | – |
| MATRIX SERVICE COMPANY | COM | 4K | 1M | – |
| MATTHEWS INTERNATIONAL CORPORA | COM | 533 | 24K | – |
| MOTORCAR PARTS OF AMERICA | COM | 7K | 447K | – |
| NORTHERN TECHNOLOGIES INTL | COM | 5K | 387K | – |
| PCTEL INC. | COM | 6K | 1M | – |
| RCM TECHNOLOGIES, INC. | COM | 4K | 210K | – |
| RED ROBIN GOURMET BURGERS INC | COM | 5K | 691K | – |
| STRATTEC SECURITY CORPORATION | COM | 4K | 179K | – |
| TECNOGLASS INC. | COM | 5K | 241K | – |
| TEXTAINER GROUP HOLDINGS LIMIT | COM | 308 | 11K | – |
| THE BANCORP INC. | COM | 5K | 239K | – |
| THE MARCUS CORP | COM | 562 | 40K | – |
| THERMON GROUP HOLDINGS, INC. | COM | 570 | 37K | – |
| TITAN MACHINERY, INC. | COM | 6K | 225K | – |
| UNISYS CORP | COM | 440 | 58K | – |
| VAREX IMAGING CORPORATION | COM | 600 | 28K | – |
| VERA BRADLEY INC | COM | 2K | 735K | – |
| WABASH NATIONAL CORP | COM | 615 | 40K | – |