SAGE CAPITAL MANAGEMENT LLC
Adviser information for SAGE CAPITAL MANAGEMENT LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 327 | $288.4M |
| Non-Discretionary | 6 | $7.6M |
| Total | 333 | $296.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 64 | $12.4M |
| HNW Individuals | 265 | $264.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $11.3M |
| Charitable organizations | <5 | $7.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-56261 |
|---|---|
| SEC ERA File Number | 801-56261 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108547 |
| Legal Entity Identifier | None |
Principal Office
16 CASTLE DR.MIDDLETOWN
NJ
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-584-4110, Fax: 917-398-7231
Chief Compliance Officer
LAWRENCE C. BUSCH
PRESIDENT
16 CASTLE DR.
MIDDLETOWN
NJ
United States
Tel:
212-584-4111
Fax:
917-398-7231
L*****@*********M
(Full email address available in API data)
Regulatory Contact
HOWARD GOTTLIEB
MEMBER
16 CASTLE DR.
MIDDLETOWN
NJ
United States
Tel:
212-584-4112
Fax:
917-398-7231
H********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MW SAGE FUND 1 LLC | Real Estate Fund | $1.3M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUSCH, LAWRENCE, CRAIG | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/1999 | > 75% |
| GOTTLIEB, HOWARD, THEODORE | Individual | – | MANAGING DIRECTOR | 03/2004 | 10-25% |