COVENANT ASSET MANAGEMENT, LLC
Adviser information for COVENANT ASSET MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 552 | $494.4M |
| Non-Discretionary | 0 | $0 |
| Total | 552 | $494.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 192 | $36.4M |
| HNW Individuals | 345 | $442.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $6.0M |
| Charitable organizations | 7 | $9.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
125 MAPLE AVENUECHESTER
NJ
United States
Monday - Friday, 8:30 TO 5:00
Tel: 908-879-4090, Fax: 908-879-6468
Websites
Chief Compliance Officer
WILLIAM J CUNLIFFE
PORTFOLIO MANAGER
125 MAPLE AVENUE
CHESTER
NJ
United States
Tel:
704-877-2732
Fax:
908-879-6468
B********@***********M
(Full email address available in API data)
Regulatory Contact
MONIKA H SAWICKI
CLIENT SERVICES / PORTFOLIO ADMINISTRATOR
125 MAPLE AVENUE
CHESTER
NJ
United States
Tel:
908-879-5330
Fax:
908-879-6468
M*******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUARINO, JOHN, C. | Individual | – | PRESIDENT AND CEO | 02/1999 | > 75% |
| CUNLIFFE, WILLIAM, J. | Individual | – | CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER | 11/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 518K | 5K | – |
| ABBVIE INC | COM | 4M | 26K | – |
| ADOBE INC | COM | 1M | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 7M | 46K | – |
| AFLAC INC | COM | 907K | 10K | – |
| AIR PRODS & CHEMS INC | COM | 1M | 5K | – |
| ALPHABET INC | CALL | 1M | – | – |
| ALPHABET INC | CAP STK CL A | 11M | 59K | – |
| ALPHABET INC | CAP STK CL C | 3M | 16K | – |
| ALPS ETF TR | ALERIAN MLP | 747K | 16K | – |
| AMAZON COM INC | CALL | 2M | – | – |
| AMAZON COM INC | COM | 16M | 84K | – |
| AMERICAN EXPRESS CO | COM | 570K | 2K | – |
| AMGEN INC | COM | 2M | 5K | – |
| APPLE INC | CALL | 211K | – | – |
| APPLE INC | COM | 22M | 103K | – |
| ARISTA NETWORKS INC | CALL | 1M | – | – |
| ARISTA NETWORKS INC | COM | 8M | 21K | – |
| ARISTA NETWORKS INC | PUT | 1M | – | – |
| ARK ETF TR | INNOVATION ETF | 204K | 5K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 5M | 32K | – |
| ASML HOLDING N V | CALL | 511K | – | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 8M | 8K | – |
| ASML HOLDING N V | PUT | 11M | – | – |
| ASTRAZENECA PLC | SPONSORED ADR | 396K | 5K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 5M | 19K | – |
| BANK AMERICA CORP | COM | 1M | 26K | – |
| BLACKROCK CORPOR HI YLD FD I | COM | 2M | 155K | – |
| BLACKROCK INC | COM | 2M | 3K | – |
| BLACKROCK MUN INCOME QUALITY | COM | 279K | 24K | – |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 473K | 23K | – |
| BLACKSTONE INC | COM | 2M | 16K | – |
| BLOCK INC | CL A | 259K | 4K | – |
| BROADCOM INC | COM | 12M | 8K | – |
| BROADCOM INC | PUT | 40M | – | – |
| CARRIER GLOBAL CORPORATION | COM | 372K | 6K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CHENIERE ENERGY INC | COM NEW | 4M | 24K | – |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 358K | 7K | – |
| CHEVRON CORP NEW | COM | 2M | 11K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 5M | 86K | – |
| CHIPOTLE MEXICAN GRILL INC | PUT | 56M | – | – |
| COINBASE GLOBAL INC | COM CL A | 1M | 5K | – |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | – |
| DANAHER CORPORATION | COM | 748K | 3K | – |
| DECKERS OUTDOOR CORP | COM | 3M | 3K | – |
| DEERE & CO | COM | 5M | 12K | – |
| DIAMONDBACK ENERGY INC | COM | 4M | 19K | – |
| DRAFTKINGS INC NEW | COM CL A | 214K | 6K | – |
| E L F BEAUTY INC | COM | 5M | 22K | – |
| EATON CORP PLC | SHS | 2M | 5K | – |
| ELI LILLY & CO | COM | 11M | 12K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 922K | 57K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 2M | 64K | – |
| FASTENAL CO | COM | 1M | 17K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 202K | 4K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 489K | 12K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 806K | 8K | – |
| GOLDMAN SACHS GROUP INC | COM | 333K | 737 | – |
| HOME DEPOT INC | COM | 3M | 7K | – |
| HONEYWELL INTL INC | COM | 824K | 4K | – |
| HOWMET AEROSPACE INC | COM | 4M | 50K | – |
| INDEXIQ ETF TR | FTSE INTERNL EQT | 227K | 9K | – |
| INTUIT | COM | 3M | 4K | – |
| INTUITIVE SURGICAL INC | COM NEW | 5M | 11K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 590K | 9K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP GROWTH | 578K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 803K | 5K | – |
| INVESCO QQQ TR | UNIT SER 1 | 4M | 8K | – |
| ISHARES TR | CORE HIGH DV ETF | 213K | 2K | – |
| ISHARES TR | CORE S&P MCP ETF | 264K | 5K | – |
| ISHARES TR | NATIONAL MUN ETF | 264K | 2K | – |
| ISHARES TR | RUS 1000 GRW ETF | 359K | 985 | – |
| ISHARES TR | U.S. REAL ES ETF | 635K | 7K | – |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 333K | 6K | – |
| JOHNSON & JOHNSON | COM | 3M | 18K | – |
| JPMORGAN CHASE & CO. | CALL | 405K | – | – |
| JPMORGAN CHASE & CO. | COM | 6M | 30K | – |
| JPMORGAN CHASE FINL CO LLC | CAL LKD 44 | 312K | 11K | – |
| KLA CORP | COM NEW | 6M | 7K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 1M | 5K | – |
| LAM RESEARCH CORP | COM | 211K | 198 | – |
| LOCKHEED MARTIN CORP | COM | 378K | 809 | – |
| MCCORMICK & CO INC | COM NON VTG | 314K | 4K | – |
| MEDPACE HLDGS INC | COM | 4M | 9K | – |
| MERCK & CO INC | COM | 7M | 60K | – |
| META PLATFORMS INC | CL A | 10M | 20K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 722K | 8K | – |
| MICROSOFT CORP | CALL | 3M | – | – |
| MICROSOFT CORP | COM | 33M | 73K | – |
| MICROSOFT CORP | PUT | 3M | – | – |
| MONOLITHIC PWR SYS INC | COM | 217K | 264 | – |
| MORGAN STANLEY | COM NEW | 2M | 19K | – |
| NETFLIX INC | COM | 6M | 9K | – |
| NEUROCRINE BIOSCIENCES INC | COM | 4M | 28K | – |
| NEXTERA ENERGY INC | COM | 361K | 5K | – |
| NVIDIA CORPORATION | CALL | 1M | – | – |
| NVIDIA CORPORATION | COM | 39M | 315K | – |
| NXP SEMICONDUCTORS N V | COM | 606K | 2K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 3M | 18K | – |
| ONEOK INC NEW | COM | 356K | 4K | – |
| ORACLE CORP | COM | 3M | 19K | – |
| PALO ALTO NETWORKS INC | COM | 9M | 26K | – |
| PAYCHEX INC | COM | 953K | 8K | – |
| PEPSICO INC | COM | 617K | 4K | – |
| PIMCO CORPORATE & INCOME OPP | COM | 1M | 88K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 394K | 22K | – |
| PROCTER AND GAMBLE CO | COM | 530K | 3K | – |
| PROLOGIS INC. | COM | 271K | 2K | – |
| QUALCOMM INC | COM | 8M | 41K | – |
| QUANTA SVCS INC | COM | 7M | 26K | – |
| REGENERON PHARMACEUTICALS | COM | 7M | 6K | – |
| REGENERON PHARMACEUTICALS | PUT | 11M | – | – |
| RTX CORPORATION | COM | 640K | 6K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 201K | 3K | – |
| SERVICENOW INC | COM | 6M | 7K | – |
| SERVICENOW INC | PUT | 16M | – | – |
| SHOPIFY INC | CALL | 528K | – | – |
| SHOPIFY INC | CL A | 7M | 104K | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 2M | 62K | – |
| SPDR S&P 500 ETF TR | PUT | 27M | – | – |
| SPDR S&P 500 ETF TR | TR UNIT | 6M | 11K | – |
| SPDR SER TR | S&P BIOTECH | 264K | 3K | – |
| SPDR SER TR | S&P DIVID ETF | 844K | 7K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 202K | 9K | – |
| STARBUCKS CORP | CALL | 779K | – | – |
| STARBUCKS CORP | COM | 999K | 13K | – |
| SYNOPSYS INC | CALL | 4M | – | – |
| SYNOPSYS INC | COM | 8M | 13K | – |
| SYNOPSYS INC | PUT | 4M | – | – |
| TESLA INC | COM | 222K | 1K | – |
| TEXAS INSTRS INC | COM | 2M | 9K | – |
| THE TRADE DESK INC | CALL | 488K | – | – |
| THE TRADE DESK INC | COM CL A | 13M | 137K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 3K | – |
| TJX COS INC NEW | COM | 533K | 5K | – |
| TORONTO DOMINION BK ONT | COM NEW | 382K | 7K | – |
| TRACTOR SUPPLY CO | COM | 713K | 3K | – |
| TRANSDIGM GROUP INC | COM | 5M | 4K | – |
| UBER TECHNOLOGIES INC | COM | 4M | 53K | – |
| UNION PAC CORP | COM | 374K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 4M | 8K | – |
| VALERO ENERGY CORP | COM | 2M | 14K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 5K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 859K | 4K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 19K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 590K | 1K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 210K | 963 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 1M | 5K | – |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 12K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 241K | 3K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 235K | 3K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 608K | 3K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 590K | 5K | – |
| VERIZON COMMUNICATIONS INC | COM | 334K | 8K | – |
| VERTEX PHARMACEUTICALS INC | COM | 6M | 13K | – |
| VISA INC | COM CL A | 2M | 7K | – |
| WASTE MGMT INC DEL | COM | 3M | 14K | – |
| WELLTOWER INC | COM | 257K | 2K | – |
| WILLIAMS SONOMA INC | COM | 213K | 755 | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 810K | 16K | – |
| WISDOMTREE TR | ENHNCD CMMDTY ST | 224K | 12K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 458K | 6K | – |