SK WEALTH MANAGEMENT, LLC
Adviser information for SK WEALTH MANAGEMENT, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Rhode Island, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 325 | $422.8M |
| Non-Discretionary | 1 | $6.4M |
| Total | 326 | $429.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 181 | $68.4M |
| HNW Individuals | 142 | $359.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $922,989 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $350,810 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesTAX PREPARATION SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
50 HOLDEN STPROVIDENCE
RI
United States
Monday - Friday, 8:30-5:00
Tel: 401-331-1575, Fax: 401-331-9040
Chief Compliance Officer
JASON ERIC ARCHAMBAULT
CEO
50 HOLDEN STREET
PROVIDENCE
RI
United States
Tel:
401-331-1575
Fax:
401-331-9040
J***********@***********M
(Full email address available in API data)
Industry Affiliates
| SANSIVERI KIMBALL & CO., LLP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEYLAND, MATTHEW, MAHAR | Individual | – | CHIEF INVESTMENT OFFICER | 06/2008 | < 5% |
| ARCHAMBAULT, JASON, ERIC | Individual | – | CEO, CHIEF COMPLIANCE OFFICER | 01/2011 | 50-75% |
| GOBEILLE, DAVID, A. | Individual | – | MEMBER | 07/1998 | 25-50% |
| DA PONTE, JASON, MANUEL | Individual | – | MEMBER | 05/2017 | 10-25% |