KENNETH FRENKE & CO
KENNETH FRENKE & CO., INC. Legal Name
Adviser information for KENNETH FRENKE & CO last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 695 | $176.7M |
| Non-Discretionary | 0 | $0 |
| Total | 695 | $176.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 203 | $73.6M |
| HNW Individuals | 44 | $103.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-56310 |
|---|---|
| SEC ERA File Number | 801-56310 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109352 |
| Legal Entity Identifier | None |
Principal Office
15 LOOP ROADSUITE 105
ARDEN
NC
United States
Monday - Friday, 8:30 A.M.-5:00 P.M.
Tel: 828-654-9343, Fax: 828-654-9347
Websites
Chief Compliance Officer
KENNETH F. DOWNER
FINANCIAL PLANNER
15 LOOP ROAD
SUITE 105
ARDEN
NC
United States
Tel:
828-654-9343
Fax:
828-654-9347
K********@*********M
(Full email address available in API data)
Regulatory Contact
GLENN ZIMMERMAN
VICE PRESIDENT
1870 THE EXCHANGE
SUITE 200
ATLANTA
GA
United States
Tel:
770-980-2506
Fax:
770-980-2507
G****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRENKE, KENNETH, BRUCE | Individual | – | PRESIDENT | 01/1987 | < 5% |
| ZIMMERMAN, RONALD, GLENN | Individual | – | VICE PRESIDENT | 01/1999 | > 75% |
| DOWNER, KENNETH, FARR | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |