GS INVESTMENT INC
GS INVESTMENTS, INC. Legal Name
Adviser information for GS INVESTMENT INC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Minnesota, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 172 | $244.4M |
Non-Discretionary | 11 | $4.4M |
Total | 183 | $248.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 38 | $10.8M |
HNW Individuals | 41 | $210.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 6 | $28.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 1 | $101 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
---|---|
Compensation | % of AUM |
Principal Office
333 SOUTH 7TH STREETSUITE 3060
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00 - 5:00
Tel: 612-371-0590, Fax: 612-371-9869
Websites
Chief Compliance Officer
JOHN STEINKE
MANAGING PRINCIPAL
333 SOUTH 7TH STREET
SUITE 3060
MINNEAPOLIS
MN
United States
Tel:
612-371-0590
Fax:
612-371-9869
J***@****************M
(Full email address available in API data)
Regulatory Contact
SHERI RITCHIE
INVESTMENT ASSOCIATE
333 SOUTH 7TH STREET
SUITE 3060
MINNEAPOLIS
MN
United States
Tel:
612-371-0590
Fax:
612-371-9869
S****@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
STEINKE, JOHN, GLENN | Individual | – | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | 12/1996 | 50-75% |
STEINKE, GLENN | Individual | – | MANAGING PRINCIPAL | 07/1992 | 10-25% |
CUNNINGHAM, GREG, CHARLES | Individual | – | MANAGING PRINCIPAL | 10/2010 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 2K | 15 | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 4M | 14K | – |
ADOBE INC | COM | 4M | 8K | – |
AIR PRODS & CHEMS INC | COM | 4M | 17K | – |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 5K | 70 | – |
ALPHABET INC | CAP STK CL A | 7M | 39K | – |
ALPHABET INC | CAP STK CL C | 2M | 10K | – |
ALPS ETF TR | ALERIAN MLP | 29K | 600 | – |
AMAZON COM INC | COM | 7M | 37K | – |
AMEREN CORP | COM | 7K | 103 | – |
AMERICAN ELEC PWR CO INC | COM | 970K | 11K | – |
AMERICAN TOWER CORP NEW | COM | 990K | 5K | – |
AMERIPRISE FINL INC | COM | 7M | 16K | – |
AMGEN INC | COM | 4M | 11K | – |
APPLE INC | COM | 10M | 48K | – |
BALLARD PWR SYS INC NEW | COM | 281 | 125 | – |
BANK AMERICA CORP | COM | 2M | 47K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 11K | – |
BLACKROCK CORE BD TR | SHS BEN INT | 14K | 1K | – |
BLOCK INC | CL A | 258 | 4 | – |
BROADCOM INC | COM | 2M | 1K | – |
CEDAR FAIR L P | DEPOSITRY UNIT | 7K | 135 | – |
CHEVRON CORP NEW | COM | 3K | 21 | – |
CHUBB LIMITED | COM | 1M | 6K | – |
CITIGROUP INC | COM NEW | 286K | 4K | – |
CLOROX CO DEL | COM | 68K | 500 | – |
CONOCOPHILLIPS | COM | 1M | 10K | – |
CONSTELLATION BRANDS INC | CL A | 2M | 7K | – |
COSTCO WHSL CORP NEW | COM | 5M | 5K | – |
CUMMINS INC | COM | 277K | 1K | – |
DELTA AIR LINES INC DEL | COM NEW | 712 | 15 | – |
DISCOVER FINL SVCS | COM | 13K | 100 | – |
DISNEY WALT CO | COM | 2M | 21K | – |
DOMA HOLDINGS INC | COM NEW | 4K | 680 | – |
EA SERIES TRUST | FREEDOM 100 EM | 180K | 5K | – |
ECOLAB INC | COM | 4M | 16K | – |
ENTERPRISE PRODS PARTNERS L | COM | 232K | 8K | – |
EQUINIX INC | COM | 2M | 2K | – |
ETSY INC | COM | 59 | 1 | – |
EXXON MOBIL CORP | COM | 2M | 18K | – |
FIVE BELOW INC | COM | 163K | 2K | – |
FORD MTR CO DEL | COM | 6K | 510 | – |
GABELLI DIVID & INCOME TR | COM | 30K | 1K | – |
GLOBAL X FDS | LITHIUM BTRY ETF | 1K | 26 | – |
GLOBAL X FDS | US PFD ETF | 984 | 50 | – |
GOLDMAN SACHS GROUP INC | COM | 226K | 500 | – |
GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 27K | 500 | – |
HOME DEPOT INC | COM | 6M | 17K | – |
HONEYWELL INTL INC | COM | 2M | 11K | – |
INCYTE CORP | COM | 1M | 20K | – |
INTERNATIONAL BUSINESS MACHS | COM | 614K | 4K | – |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 991K | 48K | – |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 702K | 37K | – |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 179K | 9K | – |
INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 87K | 4K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 138K | 838 | – |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 170K | 4K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 13K | 350 | – |
ISHARES TR | CORE S&P MCP ETF | 1M | 25K | – |
ISHARES TR | CORE S&P SCP ETF | 1M | 10K | – |
ISHARES TR | CORE S&P500 ETF | 18K | 33 | – |
ISHARES TR | RUSSELL 2000 ETF | 37K | 180 | – |
ISHARES TR | MSCI EAFE ETF | 2M | 29K | – |
ISHARES TR | PFD AND INCM SEC | 9K | 300 | – |
ISHARES TR | MSCI ACWI EX US | 3K | 61 | – |
ISHARES TR | GL CLEAN ENE ETF | 270 | 20 | – |
ISHARES TR | CORE MSCI INTL | 542 | 8 | – |
ISHARES U S ETF TR | BLACKROCK SH DUR | 437K | 9K | – |
JOHNSON CTLS INTL PLC | SHS | 222K | 3K | – |
JPMORGAN CHASE & CO. | COM | 3M | 15K | – |
KLA CORP | COM NEW | 9M | 11K | – |
LOCKHEED MARTIN CORP | COM | 4M | 8K | – |
MASTEC INC | COM | 5M | 45K | – |
MEDTRONIC PLC | SHS | 6K | 82 | – |
META PLATFORMS INC | CL A | 7M | 14K | – |
MICROSOFT CORP | COM | 7M | 16K | – |
MODERNA INC | COM | 2K | 13 | – |
NETFLIX INC | COM | 1M | 2K | – |
NEWMONT CORP | COM | 167 | 4 | – |
NEXTERA ENERGY INC | COM | 2M | 24K | – |
NVIDIA CORPORATION | COM | 6M | 48K | – |
ORACLE CORP | COM | 7K | 50 | – |
PALO ALTO NETWORKS INC | COM | 3M | 8K | – |
PAYPAL HLDGS INC | COM | 341K | 6K | – |
PEPSICO INC | COM | 3M | 20K | – |
PFIZER INC | COM | 6K | 200 | – |
PIMCO INCOME STRATEGY FD II | COM | 7K | 1K | – |
PROCTER AND GAMBLE CO | COM | 3M | 18K | – |
PROLOGIS INC. | COM | 7K | 59 | – |
PRUDENTIAL FINL INC | COM | 6K | 50 | – |
ROKU INC | COM CL A | 26K | 440 | – |
ROSS STORES INC | COM | 4M | 31K | – |
SAB BIOTHERAPEUTICS INC | COM NEW | 620 | 200 | – |
SALESFORCE INC | COM | 2M | 7K | – |
SCHWAB CHARLES CORP | COM | 4M | 57K | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 558K | 9K | – |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 585K | 9K | – |
SCHWAB STRATEGIC TR | US SML CAP ETF | 9K | 200 | – |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 870K | 9K | – |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 234K | 3K | – |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 24K | 915 | – |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 5K | 70 | – |
SCHWAB STRATEGIC TR | US AGGREGATE B | 339K | 7K | – |
SHOPIFY INC | CL A | 462 | 7 | – |
SOLVENTUM CORP | COM SHS | 8K | 146 | – |
SONOS INC | COM | 6K | 395 | – |
SPDR S&P 500 ETF TR | TR UNIT | 4K | 8 | – |
SPDR SER TR | BLOOMBERG INVT | 926 | 30 | – |
SPOTIFY TECHNOLOGY S A | SHS | 585K | 2K | – |
STONECO LTD | COM CL A | 14K | 1K | – |
STRYKER CORPORATION | COM | 5M | 16K | – |
SUNCOR ENERGY INC NEW | COM | 1M | 31K | – |
TESLA INC | COM | 6K | 30 | – |
TEXAS INSTRS INC | COM | 7M | 37K | – |
THERMO FISHER SCIENTIFIC INC | COM | 7M | 13K | – |
TRAVEL PLUS LEISURE CO | COM | 652K | 15K | – |
UBER TECHNOLOGIES INC | COM | 33K | 450 | – |
UNITEDHEALTH GROUP INC | COM | 6M | 11K | – |
US BANCORP DEL | COM NEW | 2M | 39K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 4K | 43 | – |
VANGUARD INDEX FDS | SMALL CP ETF | 78K | 357 | – |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 423 | 10 | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2M | 30K | – |
VICTORY CAP HLDGS INC | COM CL A | 1M | 29K | – |
VISA INC | COM CL A | 6M | 23K | – |
WASTE MGMT INC DEL | COM | 571K | 3K | – |
WELLS FARGO CO NEW | COM | 3M | 42K | – |
WILLIAMS COS INC | COM | 4M | 91K | – |
WILLIAMS SONOMA INC | COM | 1M | 5K | – |
WYNDHAM HOTELS & RESORTS INC | COM | 1M | 15K | – |
XCEL ENERGY INC | COM | 26K | 494 | – |