GS INVESTMENT INC

GS INVESTMENTS, INC. Legal Name

Adviser information for GS INVESTMENT INC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 172 $244.4M
Non-Discretionary 11 $4.4M
Total 183 $248.8M

Clients

Type Number RAUM
Individuals 38 $10.8M
HNW Individuals 41 $210.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 6 $28.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $101
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters
Compensation % of AUM

Identifiers

SEC RIA File Number 801-56317
SEC ERA File Number 801-56317
SEC CIK Numbers 1714590
SEC CRD Numbers 107782
Legal Entity Identifier None

Principal Office

333 SOUTH 7TH STREET
SUITE 3060
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00 - 5:00
Tel: 612-371-0590, Fax: 612-371-9869

Chief Compliance Officer

JOHN STEINKE
MANAGING PRINCIPAL
333 SOUTH 7TH STREET
SUITE 3060
MINNEAPOLIS
MN
United States
Tel: 612-371-0590
Fax: 612-371-9869
(Full email address available in API data)

Regulatory Contact

SHERI RITCHIE
INVESTMENT ASSOCIATE
333 SOUTH 7TH STREET
SUITE 3060
MINNEAPOLIS
MN
United States
Tel: 612-371-0590
Fax: 612-371-9869
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STEINKE, JOHN, GLENN Individual MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER 12/1996 50-75%
STEINKE, GLENN Individual MANAGING PRINCIPAL 07/1992 10-25%
CUNNINGHAM, GREG, CHARLES Individual MANAGING PRINCIPAL 10/2010 10-25%

No. Employees, Historic

105020192020202120222023202420253 on 11/27/20194 on 2/12/20204 on 6/30/20204 on 7/2/20204 on 3/12/20214 on 11/19/20214 on 11/22/20214 on 2/22/20224 on 2/17/20234 on 11/6/20234 on 11/6/20234 on 2/21/2024

RAUM, Historic

300M150M02019202020212022202320242025166331907 on 11/27/2019192988961 on 2/12/2020192988961 on 6/30/2020192988961 on 7/2/2020143195226 on 3/12/2021143195226 on 11/19/2021143195226 on 11/22/2021244919409 on 2/22/2022207403869 on 2/17/2023207403869 on 11/6/2023207403869 on 11/6/2023248801876 on 2/21/2024

No. Clients, Historic

90450201920202021202220232024202579 on 11/27/201979 on 2/12/202079 on 6/30/202079 on 7/2/202078 on 3/12/202178 on 11/19/202178 on 11/22/202182 on 2/22/202285 on 2/17/202385 on 11/6/202385 on 11/6/202386 on 2/21/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 2K 15
ACCENTURE PLC IRELAND SHS CLASS A 4M 14K
ADOBE INC COM 4M 8K
AIR PRODS & CHEMS INC COM 4M 17K
ALIBABA GROUP HLDG LTD SPONSORED ADS 5K 70
ALPHABET INC CAP STK CL A 7M 39K
ALPHABET INC CAP STK CL C 2M 10K
ALPS ETF TR ALERIAN MLP 29K 600
AMAZON COM INC COM 7M 37K
AMEREN CORP COM 7K 103
AMERICAN ELEC PWR CO INC COM 970K 11K
AMERICAN TOWER CORP NEW COM 990K 5K
AMERIPRISE FINL INC COM 7M 16K
AMGEN INC COM 4M 11K
APPLE INC COM 10M 48K
BALLARD PWR SYS INC NEW COM 281 125
BANK AMERICA CORP COM 2M 47K
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 11K
BLACKROCK CORE BD TR SHS BEN INT 14K 1K
BLOCK INC CL A 258 4
BROADCOM INC COM 2M 1K
CEDAR FAIR L P DEPOSITRY UNIT 7K 135
CHEVRON CORP NEW COM 3K 21
CHUBB LIMITED COM 1M 6K
CITIGROUP INC COM NEW 286K 4K
CLOROX CO DEL COM 68K 500
CONOCOPHILLIPS COM 1M 10K
CONSTELLATION BRANDS INC CL A 2M 7K
COSTCO WHSL CORP NEW COM 5M 5K
CUMMINS INC COM 277K 1K
DELTA AIR LINES INC DEL COM NEW 712 15
DISCOVER FINL SVCS COM 13K 100
DISNEY WALT CO COM 2M 21K
DOMA HOLDINGS INC COM NEW 4K 680
EA SERIES TRUST FREEDOM 100 EM 180K 5K
ECOLAB INC COM 4M 16K
ENTERPRISE PRODS PARTNERS L COM 232K 8K
EQUINIX INC COM 2M 2K
ETSY INC COM 59 1
EXXON MOBIL CORP COM 2M 18K
FIVE BELOW INC COM 163K 2K
FORD MTR CO DEL COM 6K 510
GABELLI DIVID & INCOME TR COM 30K 1K
GLOBAL X FDS LITHIUM BTRY ETF 1K 26
GLOBAL X FDS US PFD ETF 984 50
GOLDMAN SACHS GROUP INC COM 226K 500
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 27K 500
HOME DEPOT INC COM 6M 17K
HONEYWELL INTL INC COM 2M 11K
INCYTE CORP COM 1M 20K
INTERNATIONAL BUSINESS MACHS COM 614K 4K
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 991K 48K
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 702K 37K
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 179K 9K
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 87K 4K
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 138K 838
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 170K 4K
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 13K 350
ISHARES TR CORE S&P MCP ETF 1M 25K
ISHARES TR CORE S&P SCP ETF 1M 10K
ISHARES TR CORE S&P500 ETF 18K 33
ISHARES TR RUSSELL 2000 ETF 37K 180
ISHARES TR MSCI EAFE ETF 2M 29K
ISHARES TR PFD AND INCM SEC 9K 300
ISHARES TR MSCI ACWI EX US 3K 61
ISHARES TR GL CLEAN ENE ETF 270 20
ISHARES TR CORE MSCI INTL 542 8
ISHARES U S ETF TR BLACKROCK SH DUR 437K 9K
JOHNSON CTLS INTL PLC SHS 222K 3K
JPMORGAN CHASE & CO. COM 3M 15K
KLA CORP COM NEW 9M 11K
LOCKHEED MARTIN CORP COM 4M 8K
MASTEC INC COM 5M 45K
MEDTRONIC PLC SHS 6K 82
META PLATFORMS INC CL A 7M 14K
MICROSOFT CORP COM 7M 16K
MODERNA INC COM 2K 13
NETFLIX INC COM 1M 2K
NEWMONT CORP COM 167 4
NEXTERA ENERGY INC COM 2M 24K
NVIDIA CORPORATION COM 6M 48K
ORACLE CORP COM 7K 50
PALO ALTO NETWORKS INC COM 3M 8K
PAYPAL HLDGS INC COM 341K 6K
PEPSICO INC COM 3M 20K
PFIZER INC COM 6K 200
PIMCO INCOME STRATEGY FD II COM 7K 1K
PROCTER AND GAMBLE CO COM 3M 18K
PROLOGIS INC. COM 7K 59
PRUDENTIAL FINL INC COM 6K 50
ROKU INC COM CL A 26K 440
ROSS STORES INC COM 4M 31K
SAB BIOTHERAPEUTICS INC COM NEW 620 200
SALESFORCE INC COM 2M 7K
SCHWAB CHARLES CORP COM 4M 57K
SCHWAB STRATEGIC TR US BRD MKT ETF 558K 9K
SCHWAB STRATEGIC TR US LRG CAP ETF 585K 9K
SCHWAB STRATEGIC TR US SML CAP ETF 9K 200
SCHWAB STRATEGIC TR US LCAP GR ETF 870K 9K
SCHWAB STRATEGIC TR US LCAP VA ETF 234K 3K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 24K 915
SCHWAB STRATEGIC TR US MID-CAP ETF 5K 70
SCHWAB STRATEGIC TR US AGGREGATE B 339K 7K
SHOPIFY INC CL A 462 7
SOLVENTUM CORP COM SHS 8K 146
SONOS INC COM 6K 395
SPDR S&P 500 ETF TR TR UNIT 4K 8
SPDR SER TR BLOOMBERG INVT 926 30
SPOTIFY TECHNOLOGY S A SHS 585K 2K
STONECO LTD COM CL A 14K 1K
STRYKER CORPORATION COM 5M 16K
SUNCOR ENERGY INC NEW COM 1M 31K
TESLA INC COM 6K 30
TEXAS INSTRS INC COM 7M 37K
THERMO FISHER SCIENTIFIC INC COM 7M 13K
TRAVEL PLUS LEISURE CO COM 652K 15K
UBER TECHNOLOGIES INC COM 33K 450
UNITEDHEALTH GROUP INC COM 6M 11K
US BANCORP DEL COM NEW 2M 39K
VANGUARD INDEX FDS REAL ESTATE ETF 4K 43
VANGUARD INDEX FDS SMALL CP ETF 78K 357
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 423 10
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 30K
VICTORY CAP HLDGS INC COM CL A 1M 29K
VISA INC COM CL A 6M 23K
WASTE MGMT INC DEL COM 571K 3K
WELLS FARGO CO NEW COM 3M 42K
WILLIAMS COS INC COM 4M 91K
WILLIAMS SONOMA INC COM 1M 5K
WYNDHAM HOTELS & RESORTS INC COM 1M 15K
XCEL ENERGY INC COM 26K 494