WORLD EQUITY GROUP, INC.
Adviser information for WORLD EQUITY GROUP, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 190 |
|---|---|
| Investment Advisory/Research | 60 |
| Registered Broker-Dealer Representatives | 174 |
| Registered State Investment Advisers | 49 |
| Licensed Agents of an Insurance Company | 20 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,838 | $775.8M |
| Non-Discretionary | 265 | $82.8M |
| Total | 3,103 | $858.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,109 | $858.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 490.5M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| REP AS MANAGER | WORLD EQUITY GROUP, INC. |
| RBC ADVISOR | RBC CAPITAL MARKETS, LLC |
| REP'S CHOICE MONEY MANAGEMENT | WORLD EQUITY GROUP, INC. |
| RBC UP | RBC CAPITAL MARKETS, LLC |
| ADHESION | ADHESION WEALTH ADVISOR SOLUTIONS |
Principal Office
425 N MARTINGALE RDSUITE 1220
SCHAUMBURG
IL
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 847-342-1700, Fax: 847-342-5056
Chief Compliance Officer
WILLIAM WEBB, JR.
CHIEF COMPLIANCE OFFICER
425 N MARTINGALE RD.
SUITE 1220
SCHAUMBURF
IL
United States
Tel:
847-342-1700, EXT 277
Fax:
847-342-1717
W****@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LISHCHYNSKY, MARK JOHN JR | Individual | – | CHIEF OPERATING OFFICER | 07/2013 | < 5% |
| WEBB, WILLIAM DUDLEY JR | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |
| WENTWORTH MANAGEMENT SERVICES, LLC | Domestic Entity | – | OWNER | 05/2021 | > 75% |
| GOULD, CRAIG MICHAEL | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2021 | < 5% |
| DUDAS, STEPHEN STANLEY | Individual | – | PRESIDENT | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed September 6th, 2024 for period ending December 31st, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 489K | 4K | – |
| ABBOTT LABS | COM | 614K | 6K | – |
| ABBVIE INC | COM | 2M | 13K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 577K | 2K | – |
| ADOBE SYSTEMS INCORPORATED | COM | 479K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 347K | 5K | – |
| AFLAC INC | COM | 202K | 3K | – |
| AIR PRODS & CHEMS INC | COM | 388K | 1K | – |
| AIRBNB INC | COM CL A | 240K | 3K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 312K | 4K | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 707K | 3K | – |
| ALPHABET INC | CAP STK CL A | 4M | 43K | – |
| ALPHABET INC | CAP STK CL C | 496K | 6K | – |
| ALTRIA GROUP INC | COM | 2M | 43K | – |
| ALTSHARES TRUST | MERGER ARBITRAGE | 1M | 40K | – |
| AMAZON COM INC | COM | 3M | 39K | – |
| AMERICAN CENTY ETF TR | QUALITY DIVRSFED | 2M | 56K | – |
| AMERICAN CENTY ETF TR | STOXX US QUALT | 2M | 41K | – |
| AMERISOURCEBERGEN CORP | COM | 1M | 9K | – |
| AMGEN INC | COM | 844K | 3K | – |
| ANALOG DEVICES INC | COM | 1M | 7K | – |
| APPLE INC | COM | 17M | 131K | – |
| APPLIED MATLS INC | COM | 327K | 3K | – |
| ARDELYX INC | COM | 33K | 12K | – |
| ARES CAPITAL CORP | COM | 206K | 11K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 254K | 464 | – |
| AT&T INC | COM | 467K | 25K | – |
| AUTODESK INC | COM | 275K | 1K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 388K | 2K | – |
| BAIDU INC | SPON ADR REP A | 349K | 3K | – |
| BANK AMERICA CORP | COM | 3M | 80K | – |
| BANK NEW YORK MELLON CORP | COM | 1M | 23K | – |
| BECTON DICKINSON & CO | COM | 1M | 5K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 13K | – |
| BERRY GLOBAL GROUP INC | COM | 416K | 7K | – |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 111K | 16K | – |
| BLACKSTONE INC | COM | 254K | 3K | – |
| BLACKSTONE MTG TR INC | COM CL A | 653K | 31K | – |
| BOEING CO | COM | 776K | 4K | – |
| BOOKING HOLDINGS INC | COM | 1M | 600 | – |
| BORGWARNER INC | COM | 613K | 15K | – |
| BRIGHT HEALTH GROUP INC | COM | 17K | 27K | – |
| BROADCOM INC | COM | 284K | 507 | – |
| CALAMOS DYNAMIC CONV & INCOM | COM | 227K | 11K | – |
| CARRIER GLOBAL CORPORATION | COM | 275K | 7K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CHEVRON CORP NEW | COM | 2M | 9K | – |
| CISCO SYS INC | COM | 1M | 22K | – |
| CITIGROUP INC | COM NEW | 390K | 9K | – |
| CLEAN HARBORS INC | COM | 429K | 4K | – |
| CLOROX CO DEL | COM | 219K | 2K | – |
| CLOUGH GLOBAL DIVID & INCOME | COM | 163K | 25K | – |
| COCA COLA CO | COM | 1M | 23K | – |
| COMCAST CORP NEW | CL A | 2M | 60K | – |
| COPART INC | COM | 244K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 5M | 10K | – |
| CROWDSTRIKE HLDGS INC | CL A | 697K | 7K | – |
| CVS HEALTH CORP | COM | 722K | 8K | – |
| D R HORTON INC | COM | 350K | 4K | – |
| DANAHER CORPORATION | COM | 1M | 4K | – |
| DARDEN RESTAURANTS INC | COM | 370K | 3K | – |
| DBX ETF TR | XTRACK HRVST CSI | 357K | 13K | – |
| DEERE & CO | COM | 276K | 643 | – |
| DESKTOP METAL INC | COM CL A | 16K | 11K | – |
| DIREXION SHS ETF TR | DLY S&P500 BR 3X | 233K | 10K | – |
| DIREXION SHS ETF TR | DLY SMCAP BULL3X | 2M | 56K | – |
| DISNEY WALT CO | COM | 2M | 22K | – |
| DNP SELECT INCOME FD INC | COM | 331K | 29K | – |
| DOLLAR GEN CORP NEW | COM | 488K | 2K | – |
| DOMINION ENERGY INC | COM | 683K | 11K | – |
| DOW INC | COM | 665K | 13K | – |
| DUKE ENERGY CORP NEW | COM NEW | 507K | 5K | – |
| DUPONT DE NEMOURS INC | COM | 653K | 10K | – |
| EATON CORP PLC | SHS | 562K | 4K | – |
| ECOLAB INC | COM | 394K | 3K | – |
| EDWARDS LIFESCIENCES CORP | COM | 309K | 4K | – |
| ELEVANCE HEALTH INC | COM | 2M | 3K | – |
| ENBRIDGE INC | COM | 2M | 54K | – |
| ENTEGRIS INC | COM | 268K | 4K | – |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 430K | 14K | – |
| ETSY INC | COM | 259K | 2K | – |
| EXELON CORP | COM | 556K | 13K | – |
| EXXON MOBIL CORP | COM | 3M | 30K | – |
| FEDEX CORP | COM | 220K | 1K | – |
| FIDELITY NATL INFORMATION SV | COM | 482K | 7K | – |
| FIRST AMERN FINL CORP | COM | 207K | 4K | – |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 2M | 90K | – |
| FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 333K | 9K | – |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 635K | 7K | – |
| FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 312K | 4K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 6M | 77K | – |
| FIRST TR EXCHANGE-TRADED FD | CBOE VEST GLD ST | 951K | 52K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRIGHT | 249K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 2M | 26K | – |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 397K | 8K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT BUFER | 2M | 62K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 5M | 156K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST BUFERD | 7M | 371K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST NAS100 | 1M | 71K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST U S EQ | 896K | 29K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US BUF | 3M | 80K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 507K | 23K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 450K | 13K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 728K | 25K | – |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE DEEP BFR | 5M | 166K | – |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST MAR | 363K | 12K | – |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 218K | 7K | – |
| FIRST TR HIGH YIELD OPPRT 20 | COM | 2M | 143K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 4M | 109K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 3M | 68K | – |
| FISERV INC | COM | 444K | 4K | – |
| FORD MTR CO DEL | COM | 462K | 40K | – |
| FUBOTV INC | COM | 30K | 17K | – |
| GALLAGHER ARTHUR J & CO | COM | 475K | 3K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 5K | – |
| GENERAL MLS INC | COM | 294K | 4K | – |
| GFL ENVIRONMENTAL INC | SUB VTG SHS | 256K | 9K | – |
| GILEAD SCIENCES INC | COM | 296K | 3K | – |
| GLOBAL PMTS INC | COM | 224K | 2K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 281K | 14K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 287K | 18K | – |
| GOLDMAN SACHS GROUP INC | COM | 679K | 2K | – |
| GRAPHIC PACKAGING HLDG CO | COM | 325K | 15K | – |
| HCA HEALTHCARE INC | COM | 446K | 2K | – |
| HERSHEY CO | COM | 514K | 2K | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HONEYWELL INTL INC | COM | 2M | 10K | – |
| IDEXX LABS INC | COM | 253K | 619 | – |
| INTEL CORP | COM | 455K | 17K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 621K | 4K | – |
| INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 297K | 6K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 727K | 11K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 2M | 114K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 437K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 287K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 272K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 511K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 302K | 4K | – |
| INVESCO QQQ TR | UNIT SER 1 | 7M | 27K | – |
| IQVIA HLDGS INC | COM | 1M | 6K | – |
| ISHARES GOLD TR | ISHARES NEW | 271K | 8K | – |
| ISHARES INC | MSCI EMERG MRKT | 2M | 40K | – |
| ISHARES S&P GSCI COMMODITY- | UNIT BEN INT | 240K | 11K | – |
| ISHARES SILVER TR | ISHARES | 270K | 12K | – |
| ISHARES TR | 0-5YR HI YL CP | 888K | 22K | – |
| ISHARES TR | 10-20 YR TRS ETF | 666K | 6K | – |
| ISHARES TR | 20 YR TR BD ETF | 543K | 5K | – |
| ISHARES TR | 3 7 YR TREAS BD | 2M | 18K | – |
| ISHARES TR | AGGRES ALLOC ETF | 446K | 7K | – |
| ISHARES TR | CONV BD ETF | 390K | 6K | – |
| ISHARES TR | CORE HIGH DV ETF | 303K | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 5K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 17K | – |
| ISHARES TR | CORE S&P500 ETF | 15M | 39K | – |
| ISHARES TR | CORE TOTAL USD | 5M | 106K | – |
| ISHARES TR | EAFE GRWTH ETF | 4M | 44K | – |
| ISHARES TR | EAFE VALUE ETF | 4M | 96K | – |
| ISHARES TR | ESG AWR MSCI USA | 5M | 58K | – |
| ISHARES TR | FALN ANGLS USD | 211K | 9K | – |
| ISHARES TR | FLTG RATE NT ETF | 3M | 54K | – |
| ISHARES TR | IBOXX HI YD ETF | 432K | 6K | – |
| ISHARES TR | IBOXX INV CP ETF | 3M | 27K | – |
| ISHARES TR | ISHARES SEMICDTR | 245K | 705 | – |
| ISHARES TR | ISHS 1-5YR INVS | 273K | 5K | – |
| ISHARES TR | MBS ETF | 2M | 18K | – |
| ISHARES TR | MSCI EAFE ETF | 503K | 8K | – |
| ISHARES TR | MSCI USA MIN VOL | 755K | 10K | – |
| ISHARES TR | MSCI USA MMENTM | 820K | 6K | – |
| ISHARES TR | NATIONAL MUN ETF | 1M | 10K | – |
| ISHARES TR | RUSSELL 2000 ETF | 639K | 4K | – |
| ISHARES TR | S&P 500 VAL ETF | 411K | 3K | – |
| ISHARES TR | SELECT DIVID ETF | 296K | 2K | – |
| ISHARES TR | SHORT TREAS BD | 3M | 30K | – |
| ISHARES TR | SHRT NAT MUN ETF | 314K | 3K | – |
| ISHARES TR | SP SMCP600VL ETF | 428K | 5K | – |
| ISHARES TR | TIPS BD ETF | 275K | 3K | – |
| ISHARES TR | U.S. TECH ETF | 1M | 16K | – |
| ISHARES TR | US HOME CONS ETF | 208K | 3K | – |
| ISHARES TR | US INFRASTRUC | 905K | 25K | – |
| ISHARES TR | US TREAS BD ETF | 1M | 55K | – |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 1M | 26K | – |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 817K | 29K | – |
| ISHARES U S ETF TR | INT RT HDG C B | 1M | 14K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 4M | 85K | – |
| J P MORGAN EXCHANGE TRADED F | US AGGREGATE ETF | 2M | 47K | – |
| JACOBS SOLUTIONS INC | COM | 261K | 2K | – |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 399K | 8K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 3M | 65K | – |
| JOHNSON & JOHNSON | COM | 3M | 17K | – |
| JPMORGAN CHASE & CO | COM | 2M | 17K | – |
| KEARNY FINL CORP MD | COM | 322K | 32K | – |
| KEURIG DR PEPPER INC | COM | 327K | 9K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 219K | 1K | – |
| KINDER MORGAN INC DEL | COM | 297K | 16K | – |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 272K | 5K | – |
| LAM RESEARCH CORP | COM | 272K | 647 | – |
| LAS VEGAS SANDS CORP | COM | 432K | 9K | – |
| LILLY ELI & CO | COM | 628K | 2K | – |
| LKQ CORP | COM | 294K | 6K | – |
| LOCKHEED MARTIN CORP | COM | 331K | 681 | – |
| MACERICH CO | COM | 118K | 10K | – |
| MADISON COVERED CALL & EQUIT | COM | 615K | 79K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | – |
| MCDONALDS CORP | COM | 2M | 6K | – |
| MEDTRONIC PLC | SHS | 428K | 6K | – |
| MERCK & CO INC | COM | 2M | 16K | – |
| META PLATFORMS INC | CL A | 1M | 9K | – |
| MICROSOFT CORP | COM | 11M | 47K | – |
| MIMEDX GROUP INC | COM | 131K | 47K | – |
| MSCI INC | COM | 359K | 772 | – |
| NETFLIX INC | COM | 541K | 2K | – |
| NEXTERA ENERGY INC | COM | 752K | 9K | – |
| NORTHERN LTS FD TR IV | MAIN SECTR ROTN | 1M | 32K | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 14K | – |
| NVIDIA CORPORATION | COM | 2M | 12K | – |
| ORACLE CORP | COM | 1M | 16K | – |
| PACER FDS TR | US CASH COWS 100 | 411K | 9K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 240K | 37K | – |
| PALO ALTO NETWORKS INC | COM | 290K | 2K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| PFIZER INC | COM | 2M | 39K | – |
| PHILIP MORRIS INTL INC | COM | 358K | 4K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 241K | 8K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 506K | 5K | – |
| PINTEREST INC | CL A | 243K | 10K | – |
| PIONEER NAT RES CO | COM | 378K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 8K | – |
| PROGRESSIVE CORP | COM | 287K | 2K | – |
| PROSHARES TR | ULTRAPRO QQQ | 502K | 29K | – |
| PROSPECT CAP CORP | NOTE 6.375% 3/0 | 21K | 21K | – |
| QUALCOMM INC | COM | 1M | 10K | – |
| RAYTHEON TECHNOLOGIES CORP | COM | 1M | 13K | – |
| REGIONS FINANCIAL CORP NEW | COM | 297K | 14K | – |
| RH | COM | 509K | 2K | – |
| RITHM CAPITAL CORP | COM NEW | 1M | 126K | – |
| S&P GLOBAL INC | COM | 264K | 788 | – |
| SALESFORCE INC | COM | 787K | 6K | – |
| SANOFI | SPONSORED ADR | 693K | 14K | – |
| SCHWAB CHARLES CORP | COM | 1M | 16K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 793K | 11K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 432K | 9K | – |
| SELECT SECTOR SPDR TR | ENERGY | 700K | 8K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 938K | 27K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 666K | 9K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 2M | 11K | – |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 850K | 9K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 316K | 4K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 362K | 5K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 1M | 11K | – |
| SENSEONICS HLDGS INC | COM | 15K | 15K | – |
| SHOPIFY INC | CL A | 248K | 7K | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 731K | 3K | – |
| SORRENTO THERAPEUTICS INC | COM NEW | 43K | 48K | – |
| SOUTHERN CO | COM | 254K | 4K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 12K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 8M | 20K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 6M | 69K | – |
| SPDR SER TR | BLOOMBERG INVT | 5M | 173K | – |
| SPDR SER TR | BLOOMBERG SHT TE | 535K | 22K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 3M | 55K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 582K | 23K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 1M | 32K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 3M | 65K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 496K | 13K | – |
| SPDR SER TR | PORTFOLIO SH TSR | 3M | 94K | – |
| SPDR SER TR | PORTFOLIO SHORT | 4M | 144K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 413K | 8K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 1M | 34K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 282K | 4K | – |
| STARBUCKS CORP | COM | 441K | 4K | – |
| STRYKER CORPORATION | COM | 267K | 1K | – |
| SYNOPSYS INC | COM | 370K | 1K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 840K | 11K | – |
| TESLA INC | COM | 875K | 7K | – |
| TEXAS INSTRS INC | COM | 294K | 2K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 2M | 1K | – |
| THE REALREAL INC | COM | 19K | 15K | – |
| THE TRADE DESK INC | COM CL A | 607K | 14K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 483K | 877 | – |
| T-MOBILE US INC | COM | 407K | 3K | – |
| TRIMTABS ETF TR | DONOGHUE FORLNS | 280K | 11K | – |
| TRIMTABS ETF TR | DONOGHUE FRLINS | 276K | 13K | – |
| TRIMTABS ETF TR | DONOGHUE FRLNS | 214K | 10K | – |
| TRIMTABS ETF TR | FCF US QLTY ETF | 212K | 5K | – |
| UBER TECHNOLOGIES INC | COM | 628K | 25K | – |
| UNILEVER PLC | SPON ADR NEW | 1M | 22K | – |
| UNION PAC CORP | COM | 736K | 4K | – |
| UNITED PARCEL SERVICE INC | CL B | 661K | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 789K | 1K | – |
| URANIUM RTY CORP | COM | 27K | 11K | – |
| US BANCORP DEL | COM NEW | 369K | 8K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 345K | 2K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 1M | 19K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 1M | 18K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 3M | 38K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 270K | 4K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 3M | 64K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 429K | 3K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 5M | 23K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 504K | 2K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 12K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 2M | 9K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 333K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 933K | 5K | – |
| VANGUARD INDEX FDS | VALUE ETF | 5M | 37K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 5M | 134K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 3M | 65K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 3M | 65K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 438K | 8K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 440K | 9K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 11M | 260K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 479K | 4K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 261K | 4K | – |
| VANGUARD WORLD FDS | INF TECH ETF | 241K | 756 | – |
| VANGUARD WORLD FDS | UTILITIES ETF | 368K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 744K | 19K | – |
| VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 5M | 78K | – |
| VICTORY PORTFOLIOS II | VCTRYSHS USAA CR | 1M | 28K | – |
| VISA INC | COM CL A | 4M | 19K | – |
| VROOM INC | COM | 12K | 11K | – |
| WALMART INC | COM | 3M | 19K | – |
| WASTE MGMT INC DEL | COM | 662K | 4K | – |
| WEC ENERGY GROUP INC | COM | 338K | 4K | – |
| WHIRLPOOL CORP | COM | 274K | 2K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 809K | 13K | – |
| ZOETIS INC | CL A | 395K | 3K | – |
| ZOMEDICA CORP | COM | 4K | 23K | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 311K | 5K | – |