CBIZ RETIREMENT PLAN ADVISORY SERVICES
CBIZ FINANCIAL SOLUTIONS, INC. Legal Name
Adviser information for CBIZ RETIREMENT PLAN ADVISORY SERVICES last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 21 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $41.1M |
| Non-Discretionary | 0 | $0 |
| Total | 32 | $41.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 32 | $41.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 32 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsA PERCENTAGE OF ASSETS UNDER ADVISEMENT |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-56332 |
|---|---|
| SEC ERA File Number | 801-56332 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 16678 |
| Legal Entity Identifier | None |
Principal Office
5959 ROCKSIDE WOODS BLVD NSUITE 600
CLEVELAND
OH
United States
Monday - Friday, 9:30 AM TO 4:00 PM
Tel: 216-447-9000, Fax: 216-447-9007
Chief Compliance Officer
CHRISTOPHER MARK BROWN
5959 ROCKSIDE WOODS BLVD N
SUITE 600
CLEVELAND
OH
United States
Tel:
216-525-7020
C****************@*******M
(Full email address available in API data)
Regulatory Contact
CHRISTINE C PFEIFER
OPERATIONS AND LICENSING
5959 ROCKSIDE WOODS BLVD N
SUITE 600
CLEVELAND
OH
United States
Tel:
216-525-7365
Fax:
216-447-9007
C*******@*******M
(Full email address available in API data)
Industry Affiliates
| CBIZ INC | Accountant or accounting firmInsurance company or agencyPension consultantReal estate broker or dealer |
| CBIZ INVESTMENT ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CBIZ OPERATIONS INC. | Domestic Entity | – | PARENT COMPANY | 09/1998 | > 75% |
| BRIDGES, EDWARD HOWARD | Individual | – | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 06/2006 | < 5% |
| CBIZ, INC | Domestic Entity | CBIZ OPERATIONS, INC. | PARENT COMPANY | 11/1996 | > 75% |
| BROWN, CHRISTOPHER MARK | Individual | – | CHIEF COMPLIANCE OFFICER AND EXECUTIVE REPRESENTATIVE | 11/2021 | < 5% |
| MELLARD, NANCY MARIE | Individual | – | DIRECTOR | 01/2024 | < 5% |