CAPITAL RESEARCH & CONSULTING LLC
Adviser information for CAPITAL RESEARCH & CONSULTING LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $502.9M |
| Non-Discretionary | 48 | $5.8B |
| Total | 64 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 23 | $5.5B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 5 | $799.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | Fixed feesASSET BASED FEES |
Identifiers
| SEC RIA File Number | 801-56356 |
|---|---|
| SEC ERA File Number | 801-56356 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109868 |
| Legal Entity Identifier | None |
Principal Office
15 S. RAYMOND AVENUESUITE 200
PASADENA
CA
United States
Monday - Friday, 9-5PM PACIFIC TIME
Tel: 626-844-1440, Fax: 626-440-1319
Chief Compliance Officer
JOHN P. ODELL
PRINCIPAL, CHIEF COMPLIANCE OFFICER
15 S. RAYMOND AVENUE
SUITE 200
PASADENA
CA
United States
Tel:
(626) 844-1440
Fax:
(626) 440-1319
J*****@************************M
(Full email address available in API data)
Regulatory Contact
J FELICITY GOLDSTONE
15 S. RAYMOND AVENUE
SUITE 200
PASADENA
CA
United States
Tel:
(626) 844-1440
Fax:
(626)440-1319
F*********@**************M
(Full email address available in API data)
Industry Affiliates
| ARROYO INVESTMENT GROUP, LLC | Other investment adviser, including financial planners |
| CAPITAL RESEARCH BROKERAGE SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ODELL, JOHN, PATRICK | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 01/1998 | > 75% |