AVISO WEALTH MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Washington, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	8
Registered State Investment Advisers	9
Licensed Agents of an Insurance Company	8
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,639	$395.1M
Non-Discretionary	17	$6.6M
Total	1,656	$401.7M

Clients

Type	Number	RAUM
Individuals	575	$147.0M
HNW Individuals	93	$226.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$4.0M
Charitable organizations	<5	$42,840
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	14	$23.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number	801-56358
SEC ERA File Number	801-56358
SEC CIK Numbers	2011802
SEC CRD Numbers	108146
Legal Entity Identifier	None

Principal Office

11900 NE 1ST ST
SUITE 300
BELLEVUE
WA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic