Hedge Fund Database

NATIONWIDE FUND ADVISORS

Adviser information for NATIONWIDE FUND ADVISORS last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 135
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 66
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 136 $76.2B
Non-Discretionary 0 $0
Total 136 $76.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 116 $73.3B
Business development companies 0 $0
Pooled investment vehicles 20 $2.9B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-56370
SEC ERA File Number 801-56370
SEC CIK Numbers 1097218
SEC CRD Numbers 109391
Legal Entity Identifier None

Principal Office

10 WEST NATIONWIDE BLVD
COLUMBUS
OH
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 614-435-5787, Fax: None

Websites

www.youtube.com/playlist?list=plhtszzhplzdsxdig4dmft6qe0lepjhnur www.nationwide.com/etfs.jsp blog.nationwidefinancial.com www.facebook.com/nationwidefinancial/ www.linkedin.com/company/nationwide-financial/ nationwidefinancial.com/products/investments twitter.com/nwfinancial www.nationwide.com/mutualfunds www.nationwidefunds.com nationwidefinancial.com/products/investments/etfs www.nationwide.com/personal/investing/mutual-funds/ nationwidefinancial.com/products/investments/mutual-funds nationwidefinancial.com/institutional-investors www.nationwidefinancial.com www.nationwidefunds.com/etfs

Chief Compliance Officer

KEVIN D. GRETHER
VICE PRESIDENT
ONE NATIONWIDE PLAZA
5-02-210V
COLUMBUS
OH
United States
Tel: 614-677-7300
(Full email address available in API data)

Regulatory Contact

STEPHEN R. RIMES
VICE PRESIDENT & GENERAL COUNSEL
ONE NATIONWIDE PLAZA
5-02-210R
COLUMBUS
OH
United States
Tel: 614-435-3820
(Full email address available in API data)

Industry Affiliates

JEFFERSON NATIONAL LIFE INSURANCE COMPANY Insurance company or agency
JEFFERSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK Insurance company or agency
NATIONWIDE ASSET MANAGEMENT, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
NATIONWIDE FUND DISTRIBUTORS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
NATIONWIDE INVESTMENT ADVISORS, LLC Other investment adviser, including financial planners
NATIONWIDE INVESTMENT SERVICES CORPORATION Broker-dealer, municipal securities dealer, or gov securities broker or dealer
NATIONWIDE LIFE AND ANNUITY INSURANCE COMPANY Insurance company or agency
NATIONWIDE LIFE INSURANCE COMPANY Insurance company or agency
NATIONWIDE SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
NATIONWIDE TRUST COMPANY, FSB Banking or thrift institution

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NATIONWIDE FINANCIAL SERVICES, INC. Domestic Entity – CORPORATE PARENT 04/2007 > 75%
WILMINGTON TRUST Domestic Entity – SOLE TRUSTEE 02/1999 < 5%
NATIONWIDE CORPORATION Domestic Entity NATIONWIDE FINANCIAL SERVICES, INC. SHAREHOLDER 11/1996 > 75%
NATIONWIDE MUTUAL INSURANCE COMPANY Domestic Entity NATIONWIDE CORPORATION SHAREHOLDER 05/1998 > 75%
CUMMINGS, LELAND, THOMAS Individual – SENIOR VICE PRESIDENT 01/2008 < 5%
GRAHAM, CHRISTOPHER, CHARLTON Individual – CHIEF INVESTMENT OFFICER 08/2016 < 5%
RIMES, STEPHEN, RANDOLPH Individual – VICE PRESIDENT & GENERAL COUNSEL & ASSISTANT SECRETARY 12/2019 < 5%
GRETHER, KEVIN, DOUGLAS Individual – VICE PRESIDENT & CHIEF COMPLIANCE OFFICER 12/2021 < 5%
JESTICE, KEVIN, THOMAS Individual – PRESIDENT 02/2023 < 5%

No. Employees, Historic

20010002019202020212022202320242025165 on 7/8/2019165 on 10/9/2019165 on 10/9/2019165 on 12/6/2019171 on 3/12/2020171 on 9/30/2020171 on 1/4/2021125 on 3/18/2021125 on 6/15/2021125 on 9/9/2021125 on 12/15/2021125 on 12/15/2021128 on 3/22/2022128 on 9/30/2022128 on 9/30/2022133 on 2/15/2023135 on 3/25/2024

RAUM, Historic

100B50B0201920202021202220232024202570764745883 on 7/8/201970764745883 on 10/9/201970764745883 on 10/9/201970764745883 on 12/6/201980556845405 on 3/12/202080556845405 on 9/30/202080556845405 on 1/4/202184083326225 on 3/18/202184083326225 on 6/15/202184083326225 on 9/9/202184083326225 on 12/15/202184083326225 on 12/15/202195818104162 on 3/22/202295818104162 on 9/30/202295818104162 on 9/30/202271982699043 on 2/15/202376202234234 on 3/25/2024

No. Clients, Historic

20010002019202020212022202320242025110 on 7/8/2019110 on 10/9/2019110 on 10/9/2019110 on 12/6/2019119 on 3/12/2020119 on 9/30/2020119 on 1/4/2021112 on 3/18/2021112 on 6/15/2021112 on 9/9/2021112 on 12/15/2021112 on 12/15/2021130 on 3/22/2022130 on 9/30/2022130 on 9/30/2022134 on 2/15/2023136 on 3/25/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES 20 YEAR EXCHANGE TRADED FUND 119M 1M –
ISHARES 7-10 YEAR EXCHANGE TRADED FUND 267M 3M –
ISHARES CORE S&P EXCHANGE TRADED FUND 137M 1M –
ISHARES US TREASURY BOND EXCHANGE TRADED FUND 123M 5M –
ISHARES CORE MSCI EXCHANGE TRADED FUND 271M 5M –