AMP WEALTH MANAGEMENT
ASSET MANAGEMENT FOR PROFESSIONALS INC Legal Name
Adviser information for AMP WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 528 | $236.0M |
| Non-Discretionary | 1 | $197.8M |
| Total | 529 | $433.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 470 | $111.3M |
| HNW Individuals | 22 | $43.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $13.1M |
| Pension and profit sharing plans | 22 | $29.3M |
| Charitable organizations | <5 | $197.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $1.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $36.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-56387 |
|---|---|
| SEC ERA File Number | 801-56387 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108712 |
| Legal Entity Identifier | None |
Principal Office
421 E. SILVER SPRING DRIVESUITE 3
WHITEFISH BAY
WI
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 414-332-1011, Fax: 414-332-1014
Websites
Chief Compliance Officer
KYLE BUBECK
CHIEF COMPLIANCE OFFICER
P.O. BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
Fax:
913-828-0932
K*******@*******************M
(Full email address available in API data)
Regulatory Contact
KELLY CHRISTOPHER
COMPLIANCE OFFICER
P.O. BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
Fax:
913-828-0932
K************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAHALICK, JEROME, ARTHUR | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | 11/1994 | > 75% |
| MAHALICK, GREGORY, TODD | Individual | – | PRESIDENT | 07/2006 | 5-10% |
| BUBECK, KYLE, ROGER | Individual | – | CCO | 11/2022 | < 5% |