SKBA CAPITAL MANAGEMENT, LLC

Adviser information for SKBA CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 29 $646.0M
Non-Discretionary 0 $0
Total 29 $646.0M

Clients

Type Number RAUM
Individuals 10 $4.6M
HNW Individuals 9 $38.2M
Banking or thrift institutions 0 $0
Investment companies 2 $12.1M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $18.8M
Charitable organizations 0 $0
State or municipal gov entities 5 $471.4M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $101.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsMODEL RESEARCH PROVIDER
Compensation % of AUMPERCENTAGE OF MODEL PORTFOLIO ASSETS

Identifiers

SEC RIA File Number 801-56391
SEC ERA File Number 801-56391
SEC CIK Numbers 932024
SEC CRD Numbers 108542
Legal Entity Identifier 254900O6CK0RH6GDR823

Principal Office

601 CALIFORNIA ST., SUITE 1500
SAN FRANCISCO
CA
United States
Monday - Friday, 7:00AM - 5:00PM
Tel: 415-989-7852, Fax: 415-989-2114

Chief Compliance Officer

SHELLEY H. MANN
SVP, DIRECTOR OF TRADING
601 CALIFORNIA ST., SUITE 1500
SAN FRANCISCO
CA
United States
Tel: 415-989-7852
Fax: 415-989-2114
(Full email address available in API data)

Regulatory Contact

RACHEL SIMONELLI
DIRECTOR OF CLIENT RELATIONS & COMPLIANCE
601 CALIFORNIA ST., SUITE 1500
SAN FRANCISCO
CA
United States
Tel: 415-989-7852
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BISCHEL, ANDREW, WALTER Individual MEMBER, CHAIRMAN, CEO, CIO 01/2019 10-25%
MANN, SHELLEY, HORROCKS Individual MEMBER, SVP, DIR. TRADING, CHIEF COMPLIANCE OFFICER 01/2008 10-25%
ROTHE, JOSHUA, JACQUES Individual MEMBER, PRESIDENT, DIR. RESEARCH 01/2008 10-25%
SEGURA, MATTHEW, RICARDO Individual MEMBER, DIRECTOR OF INSTITUTIONAL PORTFOLIO MANAGEMENT 12/2020 10-25%
KE, EVAN, XIAOYI Individual MEMBER, DIRECTOR OF QUANTITATIVE RESEARCH 12/2020 10-25%

No. Employees, Historic

20100201920202021202220232024202511 on 12/6/201912 on 3/2/202012 on 3/25/202012 on 6/22/202012 on 6/30/202012 on 6/30/202012 on 12/4/202011 on 3/16/202111 on 3/23/202111 on 6/4/202111 on 11/18/202111 on 1/27/202210 on 2/2/202310 on 6/7/202310 on 2/15/2024

RAUM, Historic

700M350M02019202020212022202320242025685590000 on 12/6/2019699169400 on 3/2/2020699169400 on 3/25/2020699169400 on 6/22/2020699169400 on 6/30/2020699169400 on 6/30/2020699169400 on 12/4/2020660632950 on 3/16/2021660632950 on 3/23/2021660632950 on 6/4/2021660632950 on 11/18/2021599005000 on 1/27/2022590915000 on 2/2/2023590915000 on 6/7/2023646017000 on 2/15/2024

No. Clients, Historic

40200201920202021202220232024202538 on 12/6/201935 on 3/2/202035 on 3/25/202035 on 6/22/202035 on 6/30/202035 on 6/30/202035 on 12/4/202034 on 3/16/202134 on 3/23/202134 on 6/4/202134 on 11/18/202130 on 1/27/202225 on 2/2/202325 on 6/7/202326 on 2/15/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 6M 56K
ABBVIE INC COM 955K 6K
AIR LEASE CORP CL A 10M 202K
AIR PRODS & CHEMS INC COM 5M 21K
ALPHABET INC CAP STK CL A 403K 2K
AMERICAN EXPRESS CO COM 382K 2K
AMERICAN INTL GROUP INC COM NEW 12M 163K
AMERIPRISE FINL INC COM 1M 2K
AMGEN INC COM 7M 21K
AT&T INC COM 20M 1M
BANK AMERICA CORP COM 221K 6K
BECTON DICKINSON & CO COM 206K 880
BERKLEY W R CORP COM 445K 6K
BERKSHIRE HATHAWAY INC DEL CL B NEW 537K 1K
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 5M 143K
BROOKFIELD CORP CL A LTD VT SH 323K 8K
CARDINAL HEALTH INC COM 11M 107K
CHEVRON CORP NEW COM 9M 56K
CISCO SYS INC COM 8M 169K
CITIGROUP INC COM NEW 13M 200K
CME GROUP INC COM 14M 72K
COHERENT CORP COM 298K 4K
COMCAST CORP NEW CL A 13M 324K
CONOCOPHILLIPS COM 18M 158K
COREBRIDGE FINL INC COM 19M 647K
DARDEN RESTAURANTS INC COM 15M 102K
EQUINOR ASA SPONSORED ADR 5M 173K
FEDEX CORP COM 10M 35K
GENUINE PARTS CO COM 7M 52K
GRAPHIC PACKAGING HLDG CO COM 309K 12K
HASBRO INC COM 7M 112K
HEALTHCARE RLTY TR CL A COM 9M 564K
HERSHEY CO COM 6M 31K
INGREDION INC COM 12M 106K
INTERNATIONAL BUSINESS MACHS COM 18M 104K
JPMORGAN CHASE & CO. COM 1M 5K
KENVUE INC COM 9M 492K
KINDER MORGAN INC DEL COM 17M 845K
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 15M 585K
KONTOOR BRANDS INC COM 20M 309K
L3HARRIS TECHNOLOGIES INC COM 10M 43K
LABCORP HOLDINGS INC COM SHS 265K 1K
LEAR CORP COM NEW 9M 76K
LOWES COS INC COM 6M 28K
MEDTRONIC PLC SHS 17M 220K
MERCK & CO INC COM 22M 174K
METLIFE INC COM 12M 175K
MOLSON COORS BEVERAGE CO CL B 9M 181K
MONDELEZ INTL INC CL A 270K 4K
NETAPP INC COM 15M 117K
NVENT ELECTRIC PLC SHS 781K 10K
NXP SEMICONDUCTORS N V COM 15M 54K
PACKAGING CORP AMER COM 10M 55K
PARAMOUNT GLOBAL CLASS B COM 218K 21K
PARKER-HANNIFIN CORP COM 8M 16K
PEPSICO INC COM 6M 37K
PFIZER INC COM 12M 412K
PHILLIPS 66 COM 12M 88K
PINNACLE WEST CAP CORP COM 13M 169K
RADIAN GROUP INC COM 13M 403K
REALTY INCOME CORP COM 8M 160K
REGENERON PHARMACEUTICALS COM 778K 740
RIO TINTO PLC SPONSORED ADR 6M 93K
RTX CORPORATION COM 24M 240K
SCHWAB CHARLES CORP COM 9M 124K
TARGET CORP COM 8M 57K
TE CONNECTIVITY LTD SHS 309K 2K
TEXAS INSTRS INC COM 10M 53K
TEXAS PACIFIC LAND CORPORATI COM 1M 1K
UNION PAC CORP COM 7M 32K
VERIZON COMMUNICATIONS INC COM 2M 46K
VICI PPTYS INC COM 9M 330K
WELLS FARGO CO NEW COM 13M 218K
WEYERHAEUSER COM NEW 8M 267K