ACCESS INVESTMENT ADVISORS INC
Adviser information for ACCESS INVESTMENT ADVISORS INC last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 632 | $217.9M |
| Non-Discretionary | 0 | $0 |
| Total | 632 | $217.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 133 | $34.1M |
| HNW Individuals | 62 | $167.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $15.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-56436 |
|---|---|
| SEC ERA File Number | 801-56436 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109006 |
| Legal Entity Identifier | None |
Principal Office
4400 CALUMET AVE.SUITE 201
MANITOWOC
WI
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 920.683.9901, Fax: 920.683.9902
Chief Compliance Officer
WILLIAM R CASEY
PRESIDENT
4400 CALUMET AVE.
SUITE 201
MANITOWOC
WI
United States
Tel:
920.683.9901
Fax:
920.683.9902
W*****@***************************M
(Full email address available in API data)
Regulatory Contact
MARGARET STOKES
4400 CALUMET AVE.
SUITE 201
MANITOWOC
WI
United States
Tel:
920.683.9901
Fax:
920.683.9902
M******@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASEY, WILLIAM, ROBERT | Individual | – | PRESIDENT | 07/2007 | > 75% |
| CASEY, WILLIAM, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2016 | > 75% |