C. G. HUGHES COMPANY, LLC
Adviser information for C. G. HUGHES COMPANY, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 92 | $35.6M |
| Total | 92 | $35.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $9.2M |
| HNW Individuals | 19 | $26.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $117,840 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-56496 |
|---|---|
| SEC ERA File Number | 801-56496 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109357 |
| Legal Entity Identifier | None |
Principal Office
21 MAPLE AVEBAY SHORE
NY
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 631-665-7881, Fax: 631-665-7894
Websites
Chief Compliance Officer
CHARLES G. HUGHES, JR.
MEMBER
21 MAPLE AVENUE
BAY SHORE
NY
United States
Tel:
631-665-7881
Fax:
631-665-7894
C*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUGHES, CHARLES, GERARD | Individual | – | MEMBER AND CCO | 10/1998 | 50-75% |
| HUGHES, CATHERINE, ATKINS | Individual | – | MEMBER | 10/2004 | 50-75% |