MENDON CAPITAL ADVISORS CORP

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	3	$218.4M
Non-Discretionary	0	$0
Total	3	$218.4M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	1	$196.5M
Business development companies	0	$0
Pooled investment vehicles	1	$12.2M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	<5	$9.7M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSECURITY SELECTION AND CONSULTING SERVICES
Compensation	% of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number	801-56497
SEC ERA File Number	801-56497
SEC CIK Numbers	1177043
SEC CRD Numbers	113058
Legal Entity Identifier	None

Principal Office

OCEAN REEF PLAZA EXECUTIVE CENTER
31 OCEAN REEF DRIVE, SUITE C101 #249
KEY LARGO
FL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic