Hedge Fund Database

GEMMER ASSET MANAGEMENT LLC

Adviser information for GEMMER ASSET MANAGEMENT LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 30

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,319 $1.7B
Non-Discretionary 0 $0
Total 3,319 $1.7B

Clients

Type Number RAUM
Individuals 725 $291.4M
HNW Individuals 429 $1.4B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.4M
Charitable organizations 5 $9.6M
State or municipal gov entities 0 $0
Other investment advisers 6 $2.9M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $5.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-56517
SEC ERA File Number 801-56517
SEC CIK Numbers 1607825
SEC CRD Numbers 109034
Legal Entity Identifier None

Principal Office

1655 NORTH MAIN ST
SUITE 360
WALNUT CREEK
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 925-933-3786, Fax: 925-933-6165

Websites

www.linkedin.com/company/gemmer-asset-management-llc www.juriswealth.com www.gemmerllc.com www.twitter.com/gemmerllc www.thejdinvestor.com www.linkedin.com/in/juriswealth

Chief Compliance Officer

PATRICIA MULLIN
CHIEF COMPLIANCE OFFICER
1655 NORTH MAIN STREET
SUITE 360
WALNUT CREEK
CA
United States
Tel: 925-933-3786
Fax: 925-933-6165
(Full email address available in API data)

Regulatory Contact

SCOTT GEMMER
PRINCIPAL
1655 NORTH MAIN STREET
SUITE 360
WALNUT CREEK
CA
United States
Tel: 925-933-3786
Fax: 925-933-6165
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GEMMER, DAVID, LEROY Individual – PRINCIPAL 11/1999 < 5%
BLANKLEY, CHARLES, JASON Individual – PRINCIPAL 01/2003 25-50%
GEMMER, SCOTT, DAVID Individual – PRINCIPAL 12/2004 25-50%
GEMMER, BRIAN, CRAIG Individual – PRINCIPAL 01/2006 25-50%
MULLIN, PATRICIA, MARIE Individual – CHIEF COMPLIANCE OFFICER 12/2021 < 5%

No. Employees, Historic

2010020202021202220232024202510 on 3/25/202010 on 6/30/202010 on 9/29/202010 on 3/23/202110 on 7/19/202110 on 7/30/202110 on 12/23/202110 on 12/23/202112 on 3/24/202212 on 4/6/202212 on 1/27/202312 on 3/20/202313 on 3/15/2024

RAUM, Historic

2B1B02020202120222023202420251257932867 on 3/25/20201257932867 on 6/30/20201257932867 on 9/29/20201389851761 on 3/23/20211389851761 on 7/19/20211389851761 on 7/30/20211389851761 on 12/23/20211389851761 on 12/23/20211717343088 on 3/24/20221717343088 on 4/6/20221717343088 on 1/27/20231448827138 on 3/20/20231704981494 on 3/15/2024

No. Clients, Historic

2,0001,00002020202120222023202420251106 on 3/25/20201106 on 6/30/20201106 on 9/29/20201099 on 3/23/20211099 on 7/19/20211099 on 7/30/20211099 on 12/23/20211099 on 12/23/20211134 on 3/24/20221134 on 4/6/20221134 on 1/27/20231134 on 3/20/20231174 on 3/15/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 287K 3K Pathstone LLC
ABBVIE INC COM 449K 3K Pathstone LLC
ABM INDS INC COM 24M 471K Pathstone LLC
ADOBE INC COM 8M 14K Pathstone LLC
ADVANCED MICRO DEVICES INC COM 368K 2K Pathstone LLC
AIRBNB INC COM CL A 285K 2K –
AMAZON COM INC COM 3M 16K Pathstone LLC
AMERICAN TOWER CORP NEW COM 361K 2K Pathstone LLC
AMGEN INC COM 451K 1K Pathstone LLC
ANIXA BIOSCIENCES INC COM 77K 35K –
APPLE INC COM 9M 43K Pathstone LLC
BANK AMERICA CORP COM 521K 13K Pathstone LLC
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K Pathstone LLC
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 2M 52K –
CATERPILLAR INC COM 280K 840 Pathstone LLC
CHEVRON CORP NEW COM 684K 4K Pathstone LLC
CISCO SYS INC COM 473K 10K Pathstone LLC
COCA COLA CO COM 249K 4K Pathstone LLC
CONOCOPHILLIPS COM 230K 2K Pathstone LLC
COSTCO WHSL CORP NEW COM 793K 933 Pathstone LLC
CROWDSTRIKE HLDGS INC CL A 8M 21K Pathstone LLC
DIMENSIONAL ETF TRUST EMERGING MKTS CO 657K 25K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 12M 444K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 317K 12K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 9M 280K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 921K 36K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 274K 10K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 1M 35K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 8M 239K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 322K 11K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 209K 8K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 2M 54K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 321K 13K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 6M 191K –
DIMENSIONAL ETF TRUST US EQUITY ETF 5M 89K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 8M 139K –
DISNEY WALT CO COM 383K 4K Pathstone LLC
EATON CORP PLC SHS 957K 3K Pathstone LLC
ELEVANCE HEALTH INC COM 240K 442 Pathstone LLC
ELI LILLY & CO COM 948K 1K Pathstone LLC
EVI INDS INC COM 19M 1M –
EXXON MOBIL CORP COM 256K 2K Pathstone LLC
FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 314K 5K –
GILEAD SCIENCES INC COM 270K 4K Pathstone LLC
GOPRO INC CL A 2M 13K Pathstone LLC
HOME DEPOT INC COM 1M 4K Pathstone LLC
HORMEL FOODS CORP COM 234K 8K Pathstone LLC
INTEL CORP COM 482K 16K Pathstone LLC
INTERNATIONAL BUSINESS MACHS COM 261K 2K Pathstone LLC
INTUIT COM 294K 448 Pathstone LLC
INTUITIVE SURGICAL INC COM NEW 222K 499 Pathstone LLC
ISHARES BITCOIN TR SHS 569K 17K –
ISHARES INC CORE MSCI EMKT 207K 4K –
ISHARES TR CORE S&P MCP ETF 774K 13K –
ISHARES TR CORE S&P SCP ETF 533K 5K –
ISHARES TR RUS 1000 GRW ETF 327K 896 –
ISHARES TR ROBOTICS ARTIF 214K 6K –
ISHARES TR CORE MSCI EAFE 243K 3K –
ISHARES TR MSCI EAFE ETF 4M 49K –
ISHARES TR ESG AW MSCI EAFE 497K 6K –
ISHARES TR MSCI KLD400 SOC 13M 121K –
ISHARES TR MSCI USA QLT FCT 381K 2K –
ISHARES TR ISHS 1-5YR INVS 3M 53K –
ISHARES TR CORE S&P TTL STK 579K 5K –
ISHARES TR 1 3 YR TREAS BD 8M 101K –
ISHARES TR RUS 1000 ETF 2M 7K –
ISHARES TR CORE S&P500 ETF 4M 7K –
ISHARES TR EXPANDED TECH 8M 96K –
ISHARES TR RUSSELL 2000 ETF 230K 1K –
ISHARES TR S&P 500 GRWT ETF 896K 10K –
ISHARES TR S&P 500 VAL ETF 1M 8K –
ISHARES TR EAFE SML CP ETF 213K 3K –
ISHARES TR CORE US AGGBD ET 6M 64K –
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 5M 82K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 303K 6K –
JOHNSON & JOHNSON COM 880K 6K Pathstone LLC
JPMORGAN CHASE & CO. COM 634K 3K Pathstone LLC
L3HARRIS TECHNOLOGIES INC COM 2M 8K Pathstone LLC
LISTED FD TR ROUNDHILL BALL 3M 5K Pathstone LLC
LOCKHEED MARTIN CORP COM 237K 508 Pathstone LLC
MASTERCARD INCORPORATED CL A 448K 1K Pathstone LLC
MCDONALDS CORP COM 285K 1K Pathstone LLC
MERCK & CO INC COM 426K 3K Pathstone LLC
MICROSOFT CORP COM 6M 14K Pathstone LLC
MORGAN STANLEY ETF TRUST CALVERT US LARCP 299K 4K –
NETFLIX INC COM 850K 1K Pathstone LLC
NVIDIA CORPORATION COM 55M 442K Pathstone LLC
ORACLE CORP COM 1M 10K Pathstone LLC
PALO ALTO NETWORKS INC COM 217K 639 –
PG&E CORP COM 668K 38K Pathstone LLC
PROCTER AND GAMBLE CO COM 550K 3K Pathstone LLC
PROSHARES TR S&P 500 DV ARIST 830K 9K –
QUALCOMM INC COM 803K 4K Pathstone LLC
SALESFORCE INC COM 419K 2K Pathstone LLC
SCHWAB CHARLES CORP COM 779K 11K Pathstone LLC
SCHWAB STRATEGIC TR FUNDAMENTAL US L 52M 772K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 15M 273K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 5M 195K –
SCHWAB STRATEGIC TR US BRD MKT ETF 25M 392K –
SCHWAB STRATEGIC TR INTL EQTY ETF 77M 2M –
SCHWAB STRATEGIC TR US MID-CAP ETF 37M 481K –
SCHWAB STRATEGIC TR US LCAP GR ETF 48M 473K –
SCHWAB STRATEGIC TR US LCAP VA ETF 99M 1M –
SCHWAB STRATEGIC TR US SML CAP ETF 32M 671K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 572K 7K –
SERVICENOW INC COM 19M 24K Pathstone LLC
SPDR INDEX SHS FDS MSCI EAFE FS ETF 14M 335K –
SPDR S&P 500 ETF TR TR UNIT 3M 6K Pathstone LLC
SPDR SER TR SPDR S&P 500 ETF 15M 346K –
SPDR SER TR PORTFOLIO SHORT 27M 907K –
STARBUCKS CORP COM 9M 111K Pathstone LLC
TARGET CORP COM 282K 2K Pathstone LLC
TESLA INC COM 922K 5K Pathstone LLC
THERMO FISHER SCIENTIFIC INC COM 236K 427 Pathstone LLC
TIDAL TR II ROUNDHILL GENER 1M 35K –
UNION PAC CORP COM 222K 983 Pathstone LLC
UNITEDHEALTH GROUP INC COM 352K 692 Pathstone LLC
UPSTART HLDGS INC COM 435K 18K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 402K 1K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 1M 6K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 14K –
VANGUARD BD INDEX FDS INTERMED TERM 9M 126K –
VANGUARD BD INDEX FDS SHORT TRM BOND 52M 681K –
VANGUARD INDEX FDS GROWTH ETF 13M 35K –
VANGUARD INDEX FDS MCAP VL IDXVIP 210K 1K –
VANGUARD INDEX FDS MID CAP ETF 12M 48K –
VANGUARD INDEX FDS REAL ESTATE ETF 214K 3K –
VANGUARD INDEX FDS SMALL CP ETF 16M 72K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD INDEX FDS VALUE ETF 13M 84K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 54K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 404K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 635K 3K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 39M 785K –
VANGUARD WORLD FD HEALTH CAR ETF 281K 1K –
VANGUARD WORLD FD ESG US STK ETF 11M 115K –
VISA INC COM CL A 1M 4K Pathstone LLC
WALMART INC COM 420K 6K Pathstone LLC
WORKDAY INC CL A 382K 2K –