FIRSTWAVE FINANCIAL
FIRSTWAVE FINANCIAL, INC. Legal Name
Adviser information for FIRSTWAVE FINANCIAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-56525 |
|---|---|
| SEC ERA File Number | 801-56525 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111044 |
| Legal Entity Identifier | None |
Principal Office
1300 HIGHWAY AIASUITE 103
SATELLITE BEACH
FL
United States
Monday - Friday, 8-5
Tel: 321-773-7773, Fax: 321-773-7772
Websites
www.facebook.com/firstwavefinancial/
www.twitter.com/fwfwealthcoach
www.linkedin.com/company/firstwavefinancial/
www.facebook.com/laura.chiesman
www.linkedin.com/in/laurachiesman/
www.linkedin.com/in/thomaslkirk/
www.facebook.com/msulick
www.facebook.com/robert.devries.9404
www.linkedin.com/in/maria-sulick-72972a126/
www.linkedin.com/in/robert-devries-4810496/
www.facebook.com/porschefreak944
www.facebook.com/brenda.v.mowbray
www.linkedin.com/in/brenda-mowbray-walker-b2785b54/
www.facebook.com/jamie.ostrander.79
www.linkedin.com/in/leslie-carlson-8035b044/
www.linkedin.com/in/jamesostrander/
www.facebook.com/leslie.carlson.980
www.linkedin.com/in/ryan-gorsuch-8063a4bb
www.facebook.com/alabamacountrygirl/
www.linkedin.com/in/patricia-wood-1935b935
www.facebook.com/lea.k.ramos
www.facebook.com/trina.gorsuch
www.linkedin.com/in/trinagorsuch/
www.facebook.com/tonyah.everett
www.linkedin.com/in/tonyah-everett-b80284127/
www.facebook.com/julieallenid
www.linkedin.com/in/julieallenfwf/
www.facebook.com/joan.soderberg
www.linkedin.com/in/joan-soderberg-82604590/
www.firstwavefinancial.com
www.facebook.com/tom.kirk.790
Chief Compliance Officer
LAURA CHIESMAN
PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER
1300 HIGHWAY A1A
SUITE 103
SATELLITE BEACH
FL
United States
Tel:
321-773-7773
Fax:
321-773-7772
L********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHIESMAN HOLDINGS LLC | Domestic Entity | – | SOLE SHAREHOLDER | 01/2016 | > 75% |
| CHIESMAN, LAURA, KATHLEEN | Individual | – | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | 01/2016 | < 5% |
| CHIESMAN, LAURA, KATHLEEN | Individual | CHIESMAN HOLDINGS LLC | SOLE SHAREHOLDER | 01/2016 | > 75% |