COMMONFUND OCIO, INC.
Adviser information for COMMONFUND OCIO, INC. last updated from Form ADV on December 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 48 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 22 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 131 | $17.0B |
| Non-Discretionary | 2 | $281.3M |
| Total | 133 | $17.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 32 | $11.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 101 | $6.1B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-56548 |
|---|---|
| SEC ERA File Number | 801-56548 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110689 |
| Legal Entity Identifier | 549300K8JE6XBXBOUH93 |
Principal Office
15 OLD DANBURY ROADWILTON
CT
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 203-563-5000, Fax: 203-563-5306
Chief Compliance Officer
SHARAD A. SAMY
SECRETARY; GENERAL COUNSEL
15 OLD DANBURY ROAD
WILTON
CT
United States
Tel:
203-563-5289
S**********@*************G
(Full email address available in API data)
Regulatory Contact
VIOLETTA CERASUOLO
DEPUTY CHIEF COMPLIANCE OFFICER
15 OLD DANBURY ROAD
WILTON
CT
United States
Tel:
203-563-5095
V*****************@*************G
(Full email address available in API data)
Industry Affiliates
| CF PRIVATE EQUITY U.K. LIMITED | Other investment adviser, including financial planners |
| CF PRIVATE EQUITY, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| COMMONFUND MANAGEMENT COMPANY 2003 LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| COMMONFUND MANAGEMENT COMPANY 2005 LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| COMMONFUND MANAGEMENT COMPANY III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| COMMONFUND REALTY, INC. | Sponsor, GP, manager of pooled investment vehicles |
| COMMONFUND SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMHAS, LLC | MULTI-STRATEGY | $104.5M | $0.0M | 1 |
| CF ACP, LLC | EQUITY | $1,283.1M | $1.0M | 7 |
| CF DIVERSE EQUITY OPPORTUNITIES, LLC. | EQUITY | $315.1M | $1.0M | 6 |
| CF GLOBAL PORTFOLIO, LLC | EQUITY | $635.4M | $1.0M | 6 |
| CF REIT PORTFOLIO, LLC | EQUITY | $165.4M | $0.5M | 60 |
| CGDI CAYMAN MASTER FUND | Private Equity Fund | $35.0M | $0.0M | 1 |
| COMMONFUND CONTINGENT ASSET PORTFOLIO, LLC | Hedge Fund | $169.7M | $1.0M | 17 |
| COMMONFUND CREDIT OPPORTUNITIES COMPANY | FIXED INCOME | $924.2M | $0.0M | 3 |
| COMMONFUND EM QUANTITATIVE FOCUS FUND, LLC | EQUITY | $182.1M | $1.0M | 7 |
| COMMONFUND GLOBAL ABSOLUTE ALPHA COMPANY | Hedge Fund | $737.7M | $1.0M | 69 |
| COMMONFUND GLOBAL DISTRESSED INVESTORS, LLC | Private Equity Fund | $100.5M | $1.0M | 128 |
| COMMONFUND GLOBAL MULTI-ASSET PORTFOLIO, LLC | Hedge Fund | $213.0M | $1.0M | 31 |
| COMMONFUND INSTITUTIONAL CORE EQUITY FUND, LLC | EQUITY | $34.1M | $1.0M | 6 |
| COMMONFUND INSTITUTIONAL HIGH QUALITY BOND FUND, LLC | FIXED INCOME | $503.0M | $1.0M | 39 |
| COMMONFUND INSTITUTIONAL MULTI-STRATEGY BOND FUND, LLC | FIXED INCOME | $176.7M | $1.0M | 46 |
| COMMONFUND INSTITUTIONAL MULTI-STRATEGY EQUITY FUND, LLC | EQUITY | $442.1M | $1.0M | 46 |
| COMMONFUND JAPAN EQUITY FUND, LLC | EQUITY | $4.1M | $0.0M | 3 |
| COMMONFUND MSB MASTER FUND, LLC | FIXED INCOME | $15.4M | $0.0M | 3 |
| COMMONFUND MULTI-STRATEGY BOND INVESTORS, LLC | FIXED INCOME | $153.8M | $1.0M | 11 |
| COMMONFUND MULTI-STRATEGY EQUITY INVESTORS, LLC | EQUITY | $247.5M | $1.0M | 10 |
| COMMONFUND PRIVATE CREDIT FUND 2018, L.P. | PRIVATE CREDIT | $141.5M | $0.5M | 39 |
| COMMONFUND PRIVATE CREDIT FUND II, L.P. | PRIVATE CREDIT | $153.4M | $0.5M | 59 |
| COMMONFUND PRIVATE CREDIT FUND III, L.P. | PRIVATE CREDIT | $151.8M | $1.0M | 47 |
| COMMONFUND REAL ESTATE OPPORTUNITY FUND 2018, L.P. | Real Estate Fund | $223.2M | $0.5M | 38 |
| COMMONFUND REAL ESTATE OPPORTUNITY FUND II, L.P. | Real Estate Fund | $266.3M | $0.5M | 58 |
| COMMONFUND SCREENED GLOBAL EQUITY, LLC | Hedge Fund | $80.8M | $1.0M | 5 |
| COMMONFUND SELECT EQUITY FUND, LLC | Hedge Fund | $400.0M | $0.5M | 8 |
| COMMONFUND STRATEGIC DIRECT SERIES LLC - CF CREDIT SERIES | Hedge Fund | $378.9M | $1.0M | 64 |
| COMMONFUND STRATEGIC DIRECT SERIES LLC - CF EM OPPORTUNITIES SERIES | Hedge Fund | $224.0M | $1.0M | 8 |
| COMMONFUND STRATEGIC SOLUTIONS CORE REAL ESTATE FUND, LLC | EQUITY | $279.0M | $0.5M | 71 |
| COMMONFUND STRATEGIC SOLUTIONS EQUITY FUND, LLC | EQUITY | $88.1M | $0.5M | 12 |
| COMMONFUND STRATEGIC SOLUTIONS GLOBAL EQUITY, LLC | Hedge Fund | $3,161.9M | $0.5M | 75 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | Domestic Entity | – | DELAWARE CORPORATION | 07/1999 | > 75% |
| THE COMMON FUND FOR NONPROFIT ORGANIZATIONS | Domestic Entity | COMMONFUND HOLDING COMPANY,INC. | NEW YORK NONPROFIT CORPORATION | 07/1999 | > 75% |
| BLANCH, CAROLYN, NICHOLS | Individual | – | TREASURER; VICE PRESIDENT | 06/2017 | < 5% |
| THOMSON, SETH, WILLIAM | Individual | – | ASSISTANT SECRETARY; DEPUTY GENERAL COUNSEL | 02/2015 | < 5% |
| ANSON, MARK, JONATHON | Individual | – | CHAIR, BOARD OF DIRECTORS; INVESTMENT COMMITTEE MEMBER | 01/2016 | < 5% |
| KWAIT, KRISTOFER, STEPHEN | Individual | – | DIRECTOR; EXECUTIVE VP;MD; CHIEF MARKETING STRATEGIST; INVESTMENT COMMITTEE MEMBER | 06/2018 | < 5% |
| SAMY, SHARAD, ANANTHA | Individual | – | SECRETARY; CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | 01/2016 | < 5% |
| YATES, TIMOTHY, TITUS | Individual | – | DIRECTOR; PRESIDENT AND CEO; MD; INVESTMENT COMMITTEE MEMBER | 01/2017 | < 5% |
| DOBRANSKY, RUSSELL, JOSEPH | Individual | – | MANAGING DIRECTOR; HEAD OF FUND OPERATIONS | 01/2017 | < 5% |
| SPALDING, DEBORAH, C. | Individual | – | DIRECTOR; VP;CHIEF INVESTMENT OFFICER; MD; CHAIR, INVESTMENT COMMITTEE | 06/2018 | < 5% |
| MOREAU, DANA, JAMES | Individual | – | DIRECTOR; VICE PRESIDENT; CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | 01/2019 | < 5% |