WILLOW CREEK WEALTH MANAGEMENT, INC.
Adviser information for WILLOW CREEK WEALTH MANAGEMENT, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,748 | $1.6B |
| Non-Discretionary | 12 | $82.5M |
| Total | 2,760 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 431 | $204.2M |
| HNW Individuals | 474 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $79.9M |
| Charitable organizations | 35 | $28.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $501,249 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-56562 |
|---|---|
| SEC ERA File Number | 801-56562 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109240 |
| Legal Entity Identifier | None |
Principal Office
825 GRAVENSTEIN HWY. N.STE. #5
SEBASTOPOL
CA
United States
FRIDAY 8:00 - 4:00, 8:00 - 5:00
Tel: 707-829-1146, Fax: 0
Chief Compliance Officer
HEATHER BELLI
CHIEF COMPLIANCE OFFICER
825 GRAVENSTEIN HWY. N.
STE. #5
SEBASTOPOL
CA
United States
Tel:
(707) 829-1146
H******@********************M
(Full email address available in API data)
Regulatory Contact
BEVERLY HANSON
ASSISTANT COMPLIANCE OFFICER
825 GRAVENSTEIN HWY. N.
STE. #5
SEBASTOPOL
CA
United States
Tel:
(707) 829-1146
B******@********************M
(Full email address available in API data)
Industry Affiliates
| BRUCE J. DZIEZA | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BELLI, HEATHER, CARY | Individual | – | CHIEF COMPLIANCE OFFICER, PARTNER | 05/1999 | 10-25% |
| DZIEZA, BRUCE, JAY | Individual | – | CHAIRMAN OF THE BOARD, PARTNER | 12/2020 | 10-25% |
| GITTINS, JASON, RICHARD | Individual | – | DIRECTOR OF ADVISORY SERVICES, PARTNER | 02/2006 | 10-25% |
| NOONAN, KELLY, A | Individual | – | CHIEF OPERATING OFFICER, CHEIF FINANCIAL OFFICER, PARTNER | 02/2006 | 10-25% |
| KEATING, MARK, FRANCIS | Individual | – | CHIEF INVESTMENT OFFICER, PARTNER | 10/2011 | 10-25% |
| ADMIRE, TIMOTHY, MICHAEL | Individual | – | PRESIDENT, CEO, PARTNER | 12/2020 | 5-10% |
| HANSON, BEVERLY, ANNE | Individual | – | ASSISTANT COMPLIANCE OFFICER | 01/2020 | < 5% |