RUSSELL INVESTMENTS
RUSSELL INVESTMENTS CAPITAL, LLC Legal Name
Adviser information for RUSSELL INVESTMENTS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 656 |
|---|---|
| Investment Advisory/Research | 118 |
| Registered Broker-Dealer Representatives | 226 |
| Registered State Investment Advisers | 84 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 77 | $23.0B |
| Non-Discretionary | 0 | $0 |
| Total | 77 | $23.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 49 | $17.7B |
| Pension and profit sharing plans | 26 | $5.4B |
| Charitable organizations | 2 | $0 |
| State or municipal gov entities | 2 | $0 |
| Other investment advisers | 1 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 28 |
| No. of Non-U.S. Clients | 16 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees% OF REVENUE/INTRACOMPANY AGRMTS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1301 SECOND AVENUE18TH FLOOR
SEATTLE
WA
United States
Monday - Friday, 8:00 AM - 4:00 PM PST
Tel: 206-505-7877, Fax: 206-505-3495
Chief Compliance Officer
AMY CURRAN
US ADVISER CHIEF COMPLIANCE OFFICER
575 FIFTH AVENUE
SUITE 20B
NEW YORK
NY
United States
Tel:
212-702-7855
R************@*********************M
(Full email address available in API data)
Regulatory Contact
ANNA MCDONALD
COMPLIANCE MANAGER
1301 SECOND AVENUE
18TH FLOOR
SEATTLE
WA
United States
Tel:
206-505-2866
R************@*********************M
(Full email address available in API data)
Industry Affiliates
| FRF PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FRF PARTNERS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| IN PARTNERSHIP | Other investment adviser, including financial planners |
| IN PARTNERSHIP | Other investment adviser, including financial planners |
| IN PARTNERSHIP | Other investment adviser, including financial planners |
| RUSSELL INVESTMENT GROUP LIMITED | Other investment adviser, including financial planners |
| RUSSELL INVESTMENT GROUP PTY LTD | Other investment adviser, including financial planners |
| RUSSELL INVESTMENT MANAGEMENT (SHANGHAI) COMPANY, LTD. | Other investment adviser, including financial planners |
| RUSSELL INVESTMENT MANAGEMENT LTD. | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| RUSSELL INVESTMENTS | Commodity pool operator or commodity trading advisorBanking or thrift institutionTrust company |
| RUSSELL INVESTMENTS CANADA LIMITED | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS DELAWARE, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS EMPLOYEE BENEFITS PTY LTD | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RUSSELL INVESTMENTS FINANCIAL SOLUTIONS PTY LTD | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS FRANCE SAS | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS FUNDS MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS GPCF GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS GUI GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS IMPLEMENTATION SERVICES LIMITED | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS IRELAND LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS JAPAN CO., LTD. | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS KOREA LIMITED | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS PMF 2019 GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS PMF 23 GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS WPP GLOBAL PRIVATE CREDIT GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS WPP GLOBAL PRIVATE CREDIT GP1 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| TOTAL RISK MANAGEMENT PTY. LIMITED | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COMMODITIES FUND | Hedge Fund | $181.4M | $0.0M | 5 |
| CORE BOND FUND | Hedge Fund | $2,946.3M | $0.0M | 24 |
| DEFENSIVE U.S. EQUITY FUND | Hedge Fund | $337.9M | $0.0M | 3 |
| EMERGING MARKETS EQUITY PLUS FUND | Hedge Fund | $191.6M | $0.0M | 13 |
| FRANK RUSSELL CAPITAL/OMERS II, L.P. | Private Equity Fund | $48.3M | $1.0M | 2 |
| FRANK RUSSELL CAPITAL/OMERS, L.P. | Private Equity Fund | $2.6M | $1.0M | 2 |
| FRANK RUSSELL EUROPEAN PRIVATE EQUITY FUND OF FUNDS, L.P. | Private Equity Fund | $0.0M | $1.0M | 3 |
| FRANK RUSSELL GLOBAL PRIVATE EQUITY FUND OF FUNDS, L.P. | Private Equity Fund | $0.0M | $0.8M | 26 |
| GLOBAL EQUITY PLUS FUND | Hedge Fund | $626.5M | $0.0M | 8 |
| GLOBAL LISTED INFRASTRUCTURE FUND | OTHER | $179.4M | $0.0M | 10 |
| GLOBAL REAL ESTATE SECURITIES FUND | OTHER | $214.4M | $0.0M | 11 |
| HIGH YIELD BOND FUND | Hedge Fund | $437.5M | $0.0M | 32 |
| INTERNATIONAL EQUITY FUND | Hedge Fund | $498.6M | $0.0M | 11 |
| INTERNATIONAL EQUITY INDEX FUND | OTHER | $110.3M | $0.0M | 6 |
| JEFFDEBT DB, A SERIES OF JEFFALTS, LLC | Hedge Fund | $176.1M | $0.0M | 1 |
| JEFFDEBT LTP, A SERIES OF JEFFALTS, LLC | Hedge Fund | $251.2M | $0.0M | 1 |
| JEFFHEDGE, A SERIES OF JEFFALTS, LLC | Hedge Fund | $1.5M | $0.0M | 2 |
| JEFFPM, LLC | Private Equity Fund | $702.4M | $0.0M | 1 |
| LARGE CAP U.S. EQUITY INDEX FUND | OTHER | $854.4M | $0.0M | 13 |
| LOW DURATION BOND FUND | Hedge Fund | $577.7M | $0.0M | 12 |
| MULTI-ASSET CORE PLUS FUND | Hedge Fund | $2,764.4M | $0.0M | 18 |
| PRIVATE CREDIT FUND I, LLC | Hedge Fund | $115.9M | $1.0M | 11 |
| PRIVATE MARKETS FUND 2019 LP | Private Equity Fund | $225.8M | $1.0M | 12 |
| PRIVATE MARKETS FUND 2021, LLC | Private Equity Fund | $261.2M | $1.0M | 12 |
| REAL ESTATE EQUITY FUND | Hedge Fund | $300.8M | $0.0M | 9 |
| RUSSELL INVESTMENTS PRIVATE MARKETS FUND 2023 SCSP | Private Equity Fund | $98.3M | $1.0M | 6 |
| SMALL CAP US EQUITY FUND | Hedge Fund | $201.4M | $0.0M | 13 |
| SUSTAINABLE BOND FUND | Hedge Fund | $127.2M | $0.0M | 2 |
| SUSTAINABLE MULTI ASSET GROWTH FUND | Hedge Fund | $468.4M | $0.0M | 4 |
| TJU DB GLOBAL EQUITY FUND | OTHER | $641.5M | $0.0M | 1 |
| TJU DB GLOBAL EX-US EQUITY FUND | OTHER | $207.7M | $0.0M | 1 |
| TJU DB REAL ASSETS FUND | Hedge Fund | $103.9M | $0.0M | 1 |
| TJU DB RETURN SEEKING FIXED INCOME FUND | Hedge Fund | $123.2M | $0.0M | 1 |
| TJU DB US EQUITY FUND | OTHER | $75.5M | $0.0M | 1 |
| TJU NQ CORE PLUS FIXED INCOME FUND | Hedge Fund | $905.8M | $0.0M | 1 |
| TJU NQ GLOBAL EQUITY FUND | OTHER | $591.5M | $0.0M | 1 |
| TJU NQ GLOBAL EX-US EQUITY FUND | OTHER | $291.6M | $0.0M | 1 |
| TJU NQ REAL ASSETS FUND | Hedge Fund | $170.8M | $0.0M | 1 |
| TJU NQ RETURN SEEKING FIXED INCOME FUND | Hedge Fund | $147.0M | $0.0M | 1 |
| TJU NQ SHORT DURATION FIXED INCOME FUND | Hedge Fund | $137.4M | $0.0M | 1 |
| TJU NQ US EQUITY FUND | OTHER | $540.9M | $0.0M | 1 |
| TOTAL RETURN FUND (QUARTERLY) LTD. | Hedge Fund | $161.1M | $1.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVERETT, HERSCHEL, VICTOR | Individual | – | PRESIDENT AND DIRECTOR | 11/2007 | < 5% |
| RUSSELL INVESTMENTS US INSTITUTIONAL HOLDCO, INC. | Domestic Entity | – | OWNER | 06/2016 | > 75% |
| EMERALD ACQUISITION LIMITED | Foreign Entity | RUSSELL INVESTMENTS US INSTITUTIONAL HOLDCO, INC. | OWNER | 06/2016 | > 75% |
| RUSSELL INVESTMENTS GROUP, LTD. | Foreign Entity | RUSSELL INVESTMENTS CAYMAN MIDCO, LTD | OWNER | 09/2016 | > 75% |
| TA XII-A EU AIV, L.P. | Foreign Entity | RUSSELL INVESTMENTS GROUP, LTD. | SHAREHOLDER | 09/2016 | 25-50% |
| SCHNEIDER, LISA, ANN | Individual | – | DIRECTOR | 03/2017 | < 5% |
| RUSSELL INVESTMENTS CAYMAN MIDCO, LTD | Foreign Entity | EMERALD ACQUISITION LIMITED | OWNER | 06/2016 | > 75% |
| BELGRAD, STEPHEN, HAROLD | Individual | – | CHIEF FINANCIAL OFFICER | 12/2019 | < 5% |
| EL-HILLOW, KATHERINE, ANNE | Individual | – | DIRECTOR | 05/2021 | < 5% |
| SURLOFF, HOWARD, BRIAN | Individual | – | CHIEF LEGAL OFFICER | 03/2022 | < 5% |
| Mortensen, Peter | Individual | – | CHIEF RISK OFFICER | 06/2023 | < 5% |
| CURRAN, AMY, E | Individual | – | US ADVISER CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |