ACA/PRUDENT INVESTORS PLANNING CORPORATION
Adviser information for ACA/PRUDENT INVESTORS PLANNING CORPORATION last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,528 | $294.4M |
| Total | 1,528 | $294.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 835 | $169.6M |
| HNW Individuals | 55 | $124.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Market timing services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-56596 |
|---|---|
| SEC ERA File Number | 801-56596 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 47798 |
| Legal Entity Identifier | None |
Principal Office
290 US HIGHWAY 22SUITE 201
GREEN BROOK
NJ
United States
Monday - Friday, 9:00 AM TO 4:00 PM
Tel: 732-926-1100, Fax: 732-926-1137
Chief Compliance Officer
ALAN C. ACHTEL
PRESIDENT
290 US HIGHWAY 22
SUITE 201
GREEN BROOK
NJ
United States
Tel:
732-926-1100
Fax:
732-926-1137
A***@*************M
(Full email address available in API data)
Regulatory Contact
ROBYN GOLDSTEIN
VICE PRESIDENT
290 US HIGHWAY 22
SUITE 201
GREEN BROOK
NJ
United States
Tel:
732-926-1100
Fax:
732-926-1137
R****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ACHTEL, ALAN CRAIG | Individual | – | PRESIDENT / CCO, PFO, POO | 04/1999 | 50-75% |
| GOLDSTEIN, ROBYN SUE | Individual | – | VICE PRESIDENT | 12/2006 | 25-50% |