FERGUSON-JOHNSON WEALTH MANAGEMENT, INC.
Adviser information for FERGUSON-JOHNSON WEALTH MANAGEMENT, INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 506 | $235.7M |
| Non-Discretionary | 4 | $8.8M |
| Total | 510 | $244.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 104 | $36.3M |
| HNW Individuals | 66 | $194.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $8.8M |
| Charitable organizations | 4 | $4.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $148,221 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-56625 |
|---|---|
| SEC ERA File Number | 801-56625 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109232 |
| Legal Entity Identifier | None |
Principal Office
51 MONROE ST.SUITE PE 25
ROCKVILLE
MD
United States
APPOINTMENT ONLY, 9AM - 4PM
Tel: 301-670-0994, Fax: 301-670-0996
Chief Compliance Officer
DEREK JOHNSON
51 MONROE ST.
SUITE PE 25
ROCKVILLE
MD
United States
Tel:
301-670-0994
Fax:
301-670-0996
D*******@*****************M
(Full email address available in API data)
Regulatory Contact
STACIE RICKETTS
51 MONROE ST.
SUITE PE 25
ROCKVILLE
MD
United States
Tel:
301-670-0994
Fax:
301-670-0996
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, DEREK, MATTHEW | Individual | – | PRINCIPAL/CCO | 01/2014 | > 75% |
| POWELL, WILLIAM, JONATHAN | Individual | – | FINANCIAL ADVISOR | 06/2013 | < 5% |