FORESTER CAPITAL MANAGEMENT LTD
Adviser information for FORESTER CAPITAL MANAGEMENT LTD last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $3.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $3.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $3.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Lawyer or law firm |
Identifiers
| SEC RIA File Number | 801-56631 |
|---|---|
| SEC ERA File Number | 801-56631 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109474 |
| Legal Entity Identifier | None |
Principal Office
700 PARK AVESUITE 103
LIBERTYVILLE
IL
United States
Monday - Friday, 9AM - 4PM
Tel: 224-544-5123, Fax: None
Websites
Chief Compliance Officer
THOMAS FORESTER
PRESIDENT, DIRECTOR
700 PARK AVE
SUITE 103
LIBERTYVILLE
IL
United States
Tel:
224-544-5123
T**@****************M
(Full email address available in API data)
Regulatory Contact
THOMAS H. FORESTER
PRESIDENT, DIRECTOR
700 PARK AVE
SUITE 103
LIBERTYVILLE
IL
United States
Tel:
224-544-5123
T**@****************M
(Full email address available in API data)
Industry Affiliates
| LAW FIRM | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORESTER, THOMAS, HARLAND | Individual | – | PRESIDENT, CEO, CFO, COO, CLO, CCO, DIRECTOR | 02/2004 | > 75% |