IRONWOOD CAPITAL MANAGEMENT CORP
Adviser information for IRONWOOD CAPITAL MANAGEMENT CORP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $6.7B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $6.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $4.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $2.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
ONE MARKET PLAZA, STEUART TOWERSUITE 2500
SAN FRANCISCO
CA
United States
Monday - Friday, 6:00 AM - 5:00 PM PST
Tel: (415) 777-2400, Fax: (415) 777-2600
Chief Compliance Officer
MICHAEL PAUL MAZUR
ONE MARKET PLAZA, STEUART TOWER
SUITE 2500
SAN FRANCISCO
CA
United States
Tel:
(415) 778-1520
Fax:
(415) 777-2600
M*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| IRONWOOD PARTNERS L.P. | Hedge Fund | $1,944.8M | $1.0M | 298 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GANS, FREDERICK, MORTON | Individual | – | FOUNDER, TRUSTEE OF FREDERICK M. AND SHELBY M. GANS TRUST U/A/D 4/1/1995, CORPORATE DIRECTOR | 01/1996 | 25-50% |
| GANS, JONATHAN, ADAM | Individual | – | CHIEF EXECUTIVE OFFICER & PRESIDENT | 06/1996 | 50-75% |
| SANGER, ALISON, JANE | Individual | – | CHIEF OPERATING OFFICER | 10/2005 | < 5% |
| FREDERICK M. AND SHELBY M. GANS TRUST U/A/D 4/21/95 | Domestic Entity | – | OWNER | 01/2003 | 25-50% |
| ZACK, BENJAMIN, DAVID | Individual | – | MANAGING DIRECTOR | 01/2010 | < 5% |
| GANS, SHELBY, MURPHY | Individual | – | TRUSTEE OF FREDERICK M. AND SHELBY M. GANS TRUST U/A/D 4/21/95, CORPORATE DIRECTOR | 04/1995 | 25-50% |
| PHILLIPS, WILLIAM, JOHN | Individual | – | MANAGING DIRECTOR | 10/2009 | < 5% |
| HONG, SIMON, KI | Individual | – | MANAGING DIRECTOR | 01/2000 | < 5% |
| MAZUR, MICHAEL, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| BOERO, MARTHA, ROSE | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |