LEADER CAPITAL CORP.
Adviser information for LEADER CAPITAL CORP. last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $522.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $522.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $522.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-56684 |
|---|---|
| SEC ERA File Number | 801-56684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 46206 |
| Legal Entity Identifier | None |
Principal Office
315 W. MILL PLAIN BLVD.SUITE 204
VANCOUVER
WA
United States
Monday - Friday, 7:00 AM TO 4:00 PM
Tel: 503-294-1010, Fax: 503-294-9977
Websites
Chief Compliance Officer
CANDY DILLON
OPERATIONS MANAGER
315 W. MILL PLAIN BLVD.
SUITE 204
VANCOUVER
WA
United States
Tel:
360-213-1002
Fax:
503-294-9977
C****@****************M
(Full email address available in API data)
Regulatory Contact
JOHN LEKAS
PRESIDENT
315 W. MILLL PLAIN BLVD.
SUITE 204
VANCOUVER
WA
United States
Tel:
503-294-1010
Fax:
503-294-9977
J***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEKAS, JOHN EMMET | Individual | – | PRESIDENT, VP, SECRETARY, TREASURER | 06/2009 | > 75% |
| DILLON, CANDY LEE | Individual | – | CCO | 01/2017 | < 5% |