PENSION CONSULTANTS INC
Adviser information for PENSION CONSULTANTS INC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $1.9B |
| Non-Discretionary | 95 | $2.5B |
| Total | 141 | $4.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 26 | $11.9M |
| HNW Individuals | 13 | $37.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 50 | $4.4B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshopsCONSULTING; PLAN PARTICIPANT GUIDANCE SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based feesA PERCENTAGE OF ASSETS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-56704 |
|---|---|
| SEC ERA File Number | 801-56704 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113914 |
| Legal Entity Identifier | None |
Principal Office
300 SOUTH CAMPBELL AVE.SPRINGFIELD
MO
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 417.889.4918, Fax: 417.889.9962
Chief Compliance Officer
ELIZABETH ANGUS
300 SOUTH CAMPBELL AVE.
SPRINGFIELD
MO
United States
Tel:
417.889.4918
Fax:
417.889.9962
E*****@**********************M
(Full email address available in API data)
Regulatory Contact
BRIAN ALLEN
FOUNDER, CHAIRMAN, CEO
300 SOUTH CAMPBELL AVE.
SPRINGFIELD
MO
United States
Tel:
417.889.4918
Fax:
417.889.9962
B****@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLEN, BRIAN, DAVID | Individual | – | FOUNDER, CHAIRMAN, AND CHIEF EXECUTIVE OFFICER | 01/2023 | > 75% |
| THIXTON, CHRISTOPHER, RONALD | Individual | – | PRINCIPAL | 12/2017 | 10-25% |
| ANGUS, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |