Hedge Fund Database

SCULPTOR CAPITAL LP

Adviser information for SCULPTOR CAPITAL LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 325
Investment Advisory/Research 94
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 99 $43.0B
Non-Discretionary 0 $0
Total 99 $43.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 97 $42.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $234.3M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 53
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-56729
SEC ERA File Number 801-56729
SEC CIK Numbers 1054587
SEC CRD Numbers 107913
Legal Entity Identifier HL5S0Q35D58KLZHEX572

Principal Office

9 WEST 57TH STREET
39TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 212-790-0000, Fax: 212-887-4924

Websites

www.sculptor.com/ www.linkedin.com/company/sculptor-capital-management/ twitter.com/sculptorcm www.instagram.com/sculptorcm/ www.facebook.com/sculptorcm/ www.youtube.com/channel/ucqlz7jrmo5v0biumdrtegsg

Chief Compliance Officer

DAVID C. ZEIDEN
EXECUTIVE MANAGING DIRECTOR AND CHIEF REGULATORY COUNSEL
9 WEST 57TH STREET
39TH FLOOR
NEW YORK
NY
United States
Tel: 646-753-5335
Fax: 646-753-5435
(Full email address available in API data)

Regulatory Contact

DANIEL L. SENDROWITZ
MANAGING DIRECTOR AND SENIOR COMPLIANCE OFFICER
9 WEST 57TH STREET
39TH FLOOR
NEW YORK
NY
United States
Tel: 646-753-5333
Fax: 646-753-5433
(Full email address available in API data)

Industry Affiliates

CIVAP, LTD. Other investment adviser, including financial planners
LYDIAN, LTD. Other investment adviser, including financial planners
MWID CO-INVESTMENT GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
NJGC HOLDINGS GP, LTD. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR ADMINISTRATIVE GP LLC Sponsor, GP, manager of pooled investment vehicles
SCULPTOR ADVISORS LLC Other investment adviser, including financial planners
SCULPTOR ASRS AVIATION FINANCE FUND GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR AVIATION 2018, LLC Other investment adviser, including financial planners
SCULPTOR AVIATION 2019-1, LLC Other investment adviser, including financial planners
SCULPTOR AVIATION 2019-2, LLC Other investment adviser, including financial planners
SCULPTOR CAPITAL ADVISORS II LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR CAPITAL ADVISORS LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR CAPITAL INVESTMENTS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR CREDIT OPPORTUNITIES COMMITMENT FUND GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR CREDIT OPPORTUNITIES FUND GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR CREDIT OPPORTUNITIES FUND GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR CREDIT OPPORTUNITIES OVERSEAS FUND GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR CREDIT OPPORTUNITIES OVERSEAS FUND GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR DIVERSIFIED REIT SLP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR DIVERSIFIED REIT SPECIAL LIMITED PARTNER LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR INSTITUTIONAL INCOME FUND GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR INSTITUTIONAL INCOME FUND GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR INSTITUTIONAL INCOME OVERSEAS FUND GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR INSTITUTIONAL INCOME OVERSEAS FUND GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR LOAN MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR LUNAR AVIATION 2020-1, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE ACQUISITIONS LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CAPITAL II LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CAPITAL II LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CAPITAL III LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CAPITAL III LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CAPITAL IV GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CAPITAL IV LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CAPITAL IV LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CAPITAL LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CREDIT CAPITAL II LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CREDIT CAPITAL II LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CREDIT CAPITAL LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE CREDIT CAPITAL LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE GP II LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE GP III LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE PARALLEL FUND III D CO-INVESTMENTS GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE PARALLEL FUND III D CO-INVESTMENTS GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE PARALLEL FUND IV D CO-INVESTMENTS GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE PARALLEL FUND IV D CO-INVESTMENTS GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE PARALLEL FUND IV F CO-INVESTMENTS GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE PARALLEL FUND IV F CO-INVESTMENTS GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE PETREL CAPITAL LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE PETREL CAPITAL LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE TAX ADVANTAGED CREDIT CAPITAL LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR REAL ESTATE TAX ADVANTAGED CREDIT CAPITAL LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR RS GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR RS GP LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR SC GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR SC GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR SOLRR AVIATION 2021-1, LLC Other investment adviser, including financial planners
SCULPTOR SPECIAL FUNDING GP, LTD. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR TACTICAL CREDIT FUND GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR TACTICAL CREDIT FUND GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCULPTOR VA INVESTORS GP, LTD. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TBAR INVESTORS GP, LTD. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
WRC CO-INVESTMENT GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GUARDIA 1, LTD. Securitized Asset Fund $346.0M $0.0M 3
OZLM FUNDING FEEDER LLC CLO SPV FEEDER $4.3M $0.0M 22
OZLM FUNDING II, LTD. Securitized Asset Fund $516.0M $0.2M 2
OZLM FUNDING IV, LTD. Securitized Asset Fund $416.3M $0.2M 3
OZLM IX, LTD. Securitized Asset Fund $489.2M $0.1M 0
OZLM VI, LTD. Securitized Asset Fund $547.2M $0.2M 2
OZLM VII, LTD. Securitized Asset Fund $309.0M $0.3M 2
OZLM VIII, LTD. Securitized Asset Fund $408.8M $0.2M 3
OZLM XI, LTD. Securitized Asset Fund $365.6M $0.2M 3
OZLM XIV, LTD. Securitized Asset Fund $332.5M $0.2M 3
OZLM XIX, LTD. Securitized Asset Fund $535.9M $0.2M 0
OZLM XV, LTD. Securitized Asset Fund $406.8M $0.2M 3
OZLM XVI, LTD. Securitized Asset Fund $272.7M $0.2M 0
OZLM XVII, LTD. Securitized Asset Fund $385.9M $0.2M 3
OZLM XVIII, LTD. Securitized Asset Fund $463.6M $0.2M 3
OZLM XX, LTD. Securitized Asset Fund $425.4M $0.2M 3
OZLM XXI, LTD. Securitized Asset Fund $422.1M $0.2M 3
OZLM XXII, LTD. Securitized Asset Fund $409.5M $0.2M 3
OZLM XXIII, LTD. Securitized Asset Fund $509.7M $0.2M 3
OZLM XXIV, LTD. Securitized Asset Fund $406.0M $0.2M 3
OZLME III DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $412.7M $0.1M 3
OZLME IV DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $442.4M $0.1M 0
SCULPTOR ALTERNATIVE SOLUTIONS LLC Securitized Asset Fund $340.9M $0.5M 1
SCULPTOR ASRS AVIATION FINANCE FUND, LP Securitized Asset Fund $289.2M $0.0M 9
SCULPTOR CLO XXIX, LTD. Securitized Asset Fund $410.1M $0.2M 3
SCULPTOR CLO XXVI, LTD. Securitized Asset Fund $413.3M $0.2M 3
SCULPTOR CLO XXVII, LTD. Securitized Asset Fund $412.9M $0.2M 3
SCULPTOR CLO XXVIII, LTD. Securitized Asset Fund $412.2M $0.2M 3
SCULPTOR CLO XXX, LTD. Securitized Asset Fund $414.1M $0.2M 3
SCULPTOR CLO XXXI, LTD. Securitized Asset Fund $326.5M $0.2M 3
SCULPTOR CREDIT OPPORTUNITIES DOMESTIC PARTNERS, LP Hedge Fund $780.3M $10.0M 65
SCULPTOR CREDIT OPPORTUNITIES MASTER FUND, LTD. Hedge Fund $2,121.1M $0.0M 1
SCULPTOR CREDIT OPPORTUNITIES OVERSEAS FUND, LP Hedge Fund $308.0M $10.0M 43
SCULPTOR CREDIT OPPORTUNITIES OVERSEAS INSTITUTIONAL FUND, LP Hedge Fund $323.1M $10.0M 16
SCULPTOR CREDIT OPPORTUNITIES OVERSEAS INTERMEDIATE FUND, LP Hedge Fund $646.8M $0.0M 2
SCULPTOR DOMESTIC PARTNERS II, LP Hedge Fund $3,339.8M $10.0M 246
SCULPTOR ENHANCED OVERSEAS FUND, LTD. Hedge Fund $36.3M $10.0M 2
SCULPTOR EUROPEAN CLO I DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $475.4M $0.1M 3
SCULPTOR EUROPEAN CLO II DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $473.8M $0.1M 3
SCULPTOR EUROPEAN CLO IX DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $493.5M $0.1M 3
SCULPTOR EUROPEAN CLO V DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $457.6M $0.1M 0
SCULPTOR EUROPEAN CLO VI DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $472.7M $0.1M 0
SCULPTOR EUROPEAN CLO VII DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $363.9M $0.1M 3
SCULPTOR EUROPEAN CLO VIII DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $355.2M $0.1M 3
SCULPTOR INSTITUTIONAL INCOME DOMESTIC PARTNERS, LP Hedge Fund $50.4M $1.0M 12
SCULPTOR INSTITUTIONAL INCOME MASTER FUND, LTD. Hedge Fund $53.8M $1.0M 12
SCULPTOR INSTITUTIONAL INCOME OVERSEAS FUND, LP Hedge Fund $0.0M $1.0M 0
SCULPTOR INSTITUTIONAL INCOME OVERSEAS INTERMEDIATE FUND LP Hedge Fund $0.0M $1.0M 0
SCULPTOR MASTER FUND, LTD. Hedge Fund $14,398.8M $0.0M 2
SCULPTOR NJ PRIVATE OPPORTUNITIES, LP Hedge Fund $330.4M $0.0M 27
SCULPTOR NJ REAL ESTATE OPPORTUNITIES, LP Real Estate Fund $670.9M $0.0M 27
SCULPTOR OVERSEAS EUR FUND, LTD. Hedge Fund $21.5M $10.0M 7
SCULPTOR OVERSEAS FEEDER TRUST Hedge Fund $61.7M $10.0M 13
SCULPTOR OVERSEAS FUND II, LTD. Hedge Fund $3,636.3M $10.0M 254
SCULPTOR OVERSEAS GBP FUND, LTD. Hedge Fund $92.0M $10.0M 4
SCULPTOR OVERSEAS INSTITUTIONAL FUND, LTD. Hedge Fund $129.3M $10.0M 41
SCULPTOR OVERSEAS INTERMEDIATE FUND II, LP Hedge Fund $4,993.1M $0.0M 8
SCULPTOR REAL ESTATE CREDIT FUND FEEDER, LP Real Estate Fund $0.0M $10.0M 23
SCULPTOR REAL ESTATE CREDIT FUND II, LP Real Estate Fund $162.4M $10.0M 51
SCULPTOR REAL ESTATE CREDIT FUND, LP Real Estate Fund $321.0M $10.0M 7
SCULPTOR REAL ESTATE CREDIT PARALLEL FUND A FEEDER, LP Real Estate Fund $0.0M $10.0M 0
SCULPTOR REAL ESTATE CREDIT PARALLEL FUND A, LP Real Estate Fund $0.0M $10.0M 10
SCULPTOR REAL ESTATE CREDIT PARALLEL FUND B, LP Real Estate Fund $0.0M $0.0M 2
SCULPTOR REAL ESTATE CREDIT PARALLEL FUND II A, LP Real Estate Fund $0.0M $10.0M 4
SCULPTOR REAL ESTATE FUND II, LP Real Estate Fund $196.7M $10.0M 29
SCULPTOR REAL ESTATE FUND III FEEDER, LP Real Estate Fund $0.0M $10.0M 0
SCULPTOR REAL ESTATE FUND III, LP Real Estate Fund $705.4M $10.0M 41
SCULPTOR REAL ESTATE FUND IV LP Real Estate Fund $2,690.2M $10.0M 54
SCULPTOR REAL ESTATE MWID CO-INVESTMENT FUND LP Real Estate Fund $165.6M $0.0M 4
SCULPTOR REAL ESTATE PARALLEL FUND II A FEEDER, LP Real Estate Fund $0.0M $10.0M 18
SCULPTOR REAL ESTATE PARALLEL FUND II A, LP Real Estate Fund $0.0M $10.0M 29
SCULPTOR REAL ESTATE PARALLEL FUND II B, LP Real Estate Fund $0.0M $10.0M 12
SCULPTOR REAL ESTATE PARALLEL FUND II C, LP Real Estate Fund $0.0M $10.0M 7
SCULPTOR REAL ESTATE PARALLEL FUND III A, LP Real Estate Fund $0.0M $10.0M 18
SCULPTOR REAL ESTATE PARALLEL FUND III B, LP Real Estate Fund $0.0M $10.0M 58
SCULPTOR REAL ESTATE PARALLEL FUND III D CO-INVESTMENTS, LP Real Estate Fund $120.3M $0.0M 2
SCULPTOR REAL ESTATE PARALLEL FUND III D, LP Hedge Fund $0.0M $0.0M 1
SCULPTOR REAL ESTATE PARALLEL FUND III E, LP Real Estate Fund $0.0M $0.0M 1
SCULPTOR REAL ESTATE PARALLEL FUND IV A, LP Real Estate Fund $0.0M $10.0M 24
SCULPTOR REAL ESTATE PARALLEL FUND IV B, LP Real Estate Fund $0.0M $10.0M 42
SCULPTOR REAL ESTATE PARALLEL FUND IV C, LP Real Estate Fund $0.0M $10.0M 13
SCULPTOR REAL ESTATE PARALLEL FUND IV D CO-INVESTMENTS, LP Real Estate Fund $226.0M $10.0M 2
SCULPTOR REAL ESTATE PARALLEL FUND IV D, LP Real Estate Fund $0.0M $10.0M 2
SCULPTOR REAL ESTATE PARALLEL FUND IV F CO-INVESTMENTS, LP Real Estate Fund $228.6M $0.0M 0
SCULPTOR REAL ESTATE PARALLEL FUND IV F, LP Real Estate Fund $0.0M $10.0M 3
SCULPTOR REAL ESTATE PETREL FUND LP Private Equity Fund $148.4M $0.0M 0
SCULPTOR REAL ESTATE SCIENCE PARK FUND LP Real Estate Fund $43.3M $0.0M 13
SCULPTOR REAL ESTATE TAX ADVANTAGED CREDIT FUND LP FEDERALLY TAX-EXEMPT REAL ESTATE CREDIT INSTRUMENTS $115.9M $10.0M 33
SCULPTOR REAL ESTATE WRC CO-INVESTMENT FUND LP Real Estate Fund $533.9M $0.0M 6
SCULPTOR RS INVESTMENT OPPORTUNITY LP Real Estate Fund $25.8M $0.0M 19
SCULPTOR SC II, LP Hedge Fund $2,311.5M $0.0M 27
SCULPTOR SC, LP Hedge Fund $1,326.1M $0.0M 27
SCULPTOR TACTICAL CREDIT CAYMAN INTERMEDIATE FUND II, LP Hedge Fund $11.9M $10.0M 2
SCULPTOR TACTICAL CREDIT FUND LP Hedge Fund $97.4M $10.0M 16
SCULPTOR TACTICAL CREDIT FUND-A LP Hedge Fund $217.1M $10.0M 4
SCULPTOR TACTICAL CREDIT INTERMEDIATE FUND I, LP Hedge Fund $211.4M $10.0M 2
SCULPTOR TACTICAL CREDIT MASTER FUND I, LP Hedge Fund $756.5M $10.0M 2

Control Persons

Name Type Entity Title Since Ownership
SCULPTOR CAPITAL HOLDING CORPORATION Domestic Entity – GENERAL PARTNER OF SCULPTOR CAPITAL LP 11/2007 < 5%
SCULPTOR CAPITAL MANAGEMENT, INC. Domestic Entity SCULPTOR CAPITAL HOLDING CORPORATION SOLE SHAREHOLDER OF THE GENERAL PARTNER OF SCULPTOR CAPITAL LP 11/2007 > 75%
COHEN, WAYNE, NATHAN Individual – PRESIDENT, CHIEF OPERATING OFFICER AND EXECUTIVE MANAGING DIRECTOR 09/2009 < 5%
LEVIN, JAMES Individual – CHIEF INVESTMENT OFFICER, EXECUTIVE MANAGING PARTNER AND EXECUTIVE MANAGING DIRECTOR 11/2023 < 5%
ZEIDEN, DAVID, CRAIG Individual – CHIEF COMPLIANCE OFFICER, CHIEF REGULATORY COUNSEL AND EXECUTIVE MANAGING DIRECTOR 04/2020 < 5%
RITHM CAPITAL CORP. Domestic Entity SCULPTOR CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER OF SCULPTOR CAPITAL MANAGEMENT, INC. 11/2023 > 75%
CALDER HOLDCO I LP Domestic Entity – LIMITED PARTNER OF SCULPTOR CAPITAL LP 11/2023 > 75%
SIEGEL, JULIE Individual – CHIEF LEGAL OFFICER AND EXECUTIVE MANAGING DIRECTOR 02/2024 < 5%
CONTI, ELLEN, B Individual – CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR 02/2024 < 5%
POLLARD, HERBERT Individual – CHIEF FINANCIAL OFFICER OF SCULPTOR FUNDS AND EXECUTIVE MANAGING DIRECTOR 02/2024 < 5%

No. Employees, Historic

50025002019202020212022202320242025421 on 5/2/2019421 on 5/29/2019421 on 9/12/2019421 on 12/9/2019421 on 12/9/2019421 on 2/28/2020390 on 3/30/2020390 on 3/30/2020390 on 5/1/2020390 on 11/9/2020390 on 11/23/2020390 on 1/15/2021390 on 3/1/2021351 on 3/31/2021351 on 4/22/2021351 on 5/3/2021351 on 2/17/2022337 on 3/31/2022337 on 4/29/2022337 on 8/24/2022337 on 11/16/2022337 on 2/28/2023343 on 3/31/2023343 on 4/28/2023343 on 6/30/2023343 on 11/27/2023343 on 12/13/2023343 on 2/28/2024343 on 3/14/2024325 on 3/28/2024

RAUM, Historic

70B35B0201920202021202220232024202543048339732 on 5/2/201943048339732 on 5/29/201943048339732 on 9/12/201943048339732 on 12/9/201943048339732 on 12/9/201943048339732 on 2/28/202045473721936 on 3/30/202045473721936 on 3/30/202045473721936 on 5/1/202045473721936 on 11/9/202045473721936 on 11/23/202045473721936 on 1/15/202145473721936 on 3/1/202161859691997 on 3/31/202161859691997 on 4/22/202161859691997 on 5/3/202161859691997 on 2/17/202255483021371 on 3/31/202255483021371 on 4/29/202255483021371 on 8/24/202255483021371 on 11/16/202255483021371 on 2/28/202345974212520 on 3/31/202345974212520 on 4/28/202345974212520 on 6/30/202345974212520 on 11/27/202345974212520 on 12/13/202345974212520 on 2/28/202445974212520 on 3/14/202443026047784 on 3/28/2024

No. Clients, Historic

20010002019202020212022202320242025131 on 5/2/2019131 on 5/29/2019131 on 9/12/2019131 on 12/9/2019131 on 12/9/2019131 on 2/28/2020123 on 3/30/2020124 on 3/30/2020124 on 5/1/2020124 on 11/9/2020124 on 11/23/2020124 on 1/15/2021124 on 3/1/202197 on 3/31/2021103 on 4/22/2021103 on 5/3/2021103 on 2/17/2022101 on 3/31/2022101 on 4/29/2022101 on 8/24/2022101 on 11/16/2022101 on 2/28/202398 on 3/31/202398 on 4/28/202398 on 6/30/202398 on 11/27/202398 on 12/13/202398 on 2/28/202498 on 3/14/202497 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BLUERIVER ACQUISITION CORP *W EXP 01/04/202 38 3K –
BLUERIVER ACQUISITION CORP *W EXP 01/04/202 4K 298K –
GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 672 4K –
GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 743 4K –
GORES HOLDINGS IX INC *W EXP 01/14/202 1K 13K –
GORES HOLDINGS IX INC *W EXP 01/14/202 20K 186K –
CORE SCIENTIFIC INC NEW *W EXP 01/23/202 6M 1M –
CORE SCIENTIFIC INC NEW *W EXP 01/23/202 186K 22K –
BRIDGER AEROSPACE GRP HLDGS *W EXP 01/24/202 13K 96K –
JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 12K 130K –
JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 35K 364K –
BITE ACQUISITION CORP *W EXP 02/12/203 5K 88K –
TEVOGEN BIO HLDGS INC *W EXP 02/14/202 1K 59K –
TEVOGEN BIO HLDGS INC *W EXP 02/14/202 1K 65K –
ZAPATA COMPUTING HLDGS INC *W EXP 02/14/202 2K 41K –
ZAPATA COMPUTING HLDGS INC *W EXP 02/14/202 7K 163K –
LOTUS TECHNOLOGY INC *W EXP 02/22/202 5K 13K –
LOTUS TECHNOLOGY INC *W EXP 02/22/202 298K 794K –
SPRING VALLEY ACQUISTN CORP *W EXP 02/25/202 10K 108K –
SPRING VALLEY ACQUISTN CORP *W EXP 02/25/202 39K 434K –
CRITICAL METALS CORP *W EXP 02/27/202 5K 14K –
CRITICAL METALS CORP *W EXP 02/27/202 5K 16K –
SILVERBOX CORP III *W EXP 02/28/202 6K 42K –
SILVERBOX CORP III *W EXP 02/28/202 25K 169K –
GCT SEMICONDUCTOR HLDG INC *W EXP 03/01/202 39K 234K –
GCT SEMICONDUCTOR HLDG INC *W EXP 03/01/202 43K 259K –
OCULIS HOLDING AG *W EXP 03/06/202 4K 2K –
OCULIS HOLDING AG *W EXP 03/06/202 23K 12K –
ZEO ENERGY CORP *W EXP 03/13/202 9K 183K –
ZEO ENERGY CORP *W EXP 03/13/202 10K 203K –
BRAND ENGAGEMENT NETWORK INC *W EXP 03/14/202 236 6K –
BRAND ENGAGEMENT NETWORK INC *W EXP 03/14/202 10K 267K –
MONTANA TECHNOLOGIES CORP *W EXP 03/15/202 34K 24K –
MONTANA TECHNOLOGIES CORP *W EXP 03/15/202 57K 39K –
MURANO GLOBAL INVTS PLC *W EXP 03/19/202 2K 10K –
MURANO GLOBAL INVTS PLC *W EXP 03/19/202 7K 40K –
TERRAN ORBITAL CORPORATION *W EXP 03/25/202 3K 30K –
TERRAN ORBITAL CORPORATION *W EXP 03/25/202 10K 95K –
CHURCHILL CAPITAL CORP IX *W EXP 03/31/203 93K 250K –
ILEARNINGENGINES INC *W EXP 04/16/202 42K 63K –
NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 992 18K –
NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 6K 102K –
CARTICA ACQUISITION CORP *W EXP 04/30/202 9K 44K –
CARTICA ACQUISITION CORP *W EXP 04/30/202 35K 176K –
THUNDER BRDG CAP PRTNRS IV I *W EXP 04/30/202 15K 78K –
THUNDER BRDG CAP PRTNRS IV I *W EXP 04/30/202 35K 182K –
HOLDCO NUVO GROUP D G LTD *W EXP 05/01/202 3K 116K –
HOLDCO NUVO GROUP D G LTD *W EXP 05/01/202 4K 128K –
PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 3K 58K –
PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 4K 64K –
POWERUP ACQUISITION CORP *W EXP 05/23/202 4K 100K –
POWERUP ACQUISITION CORP *W EXP 05/23/202 15K 400K –
HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 27K 150K –
NET POWER INC *W EXP 06/08/202 230K 101K –
SK GROWTH OPPORTUNITIES CORP *W EXP 06/28/202 32K 137K –
ABACUS LIFE INC *W EXP 06/30/202 403K 563K –
VAST RENEWABLES LIMITED *W EXP 07/01/202 19K 166K –
VAST RENEWABLES LIMITED *W EXP 07/01/202 21K 183K –
LIFEZONE METALS LIMITED *W EXP 07/05/202 69K 150K –
CARMELL CORPORATION *W EXP 07/12/202 5K 68K –
CARMELL CORPORATION *W EXP 07/12/202 12K 160K –
WALDENCAST PLC *W EXP 07/27/202 25K 92K –
WALDENCAST PLC *W EXP 07/27/202 77K 286K –
COMPLETE SOLARIA INC *W EXP 07/31/202 17K 352K –
GOLDEN ARROW MERGER CORP *W EXP 07/31/202 6K 38K –
GOLDEN ARROW MERGER CORP *W EXP 07/31/202 37K 213K –
D-WAVE QUANTUM INC *W EXP 08/05/202 196 2K –
D-WAVE QUANTUM INC *W EXP 08/05/202 6K 46K –
JOBY AVIATION INC *W EXP 08/10/202 264K 452K –
CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 6K 119K –
CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 6K 131K –
NABORS ENERGY TRANSITION COR *W EXP 09/01/202 38K 364K –
ARCHER AVIATION INC *W EXP 09/16/202 73K 204K –
ENVOY MEDICAL INC *W EXP 09/29/202 0 5 –
ENVOY MEDICAL INC *W EXP 09/29/202 11K 182K –
FINNOVATE ACQUISITION CORP *W EXP 09/30/202 3K 143K –
FINNOVATE ACQUISITION CORP *W EXP 09/30/202 3K 157K –
MOUNTAIN & CO I ACQUISITN CO *W EXP 09/30/202 11K 130K –
MOUNTAIN & CO I ACQUISITN CO *W EXP 09/30/202 14K 165K –
SPARK I ACQUISITION CORP *W EXP 10/01/203 7K 40K –
CHECHE GROUP INC *W EXP 10/01/203 234 8K –
CHECHE GROUP INC *W EXP 10/01/203 10K 337K –
ATHENA TECHNOLOGY ACQ CORP I *W EXP 10/17/202 240 8K –
ATHENA TECHNOLOGY ACQ CORP I *W EXP 10/17/202 265 9K –
FTAC EMERALD ACQUISITION COR *W EXP 10/19/202 8K 184K –
FTAC EMERALD ACQUISITION COR *W EXP 10/19/202 12K 261K –
EXCELFIN ACQUISITION CORP *W EXP 10/25/202 14K 364K –
EXCELFIN ACQUISITION CORP *W EXP 10/25/202 15K 403K –
BLEUACACIA LTD *W EXP 10/30/202 2K 139K –
BLEUACACIA LTD *W EXP 10/30/202 2K 154K –
BLOCKCHAIN COINVSTRS ACQ CRP *W EXP 11/01/202 4K 65K –
BLOCKCHAIN COINVSTRS ACQ CRP *W EXP 11/01/202 4K 72K –
NVNI GROUP LIMITED *W EXP 11/01/202 4K 157K –
NVNI GROUP LIMITED *W EXP 11/01/202 4K 173K –
DP CAP ACQUISITION CORP I *W EXP 11/08/202 14K 318K –
DP CAP ACQUISITION CORP I *W EXP 11/08/202 26K 587K –
NEW PROVIDENCE ACQSITN CORP *W EXP 11/09/202 8K 158K –
NEW PROVIDENCE ACQSITN CORP *W EXP 11/09/202 8K 175K –
GRINDR INC *W EXP 11/18/202 45K 14K –
GRINDR INC *W EXP 11/18/202 1M 396K –
COLOMBIER ACQUISITION CORP I *W EXP 11/24/202 119K 410K –
ONYX ACQUISITION CO I *W EXP 11/30/202 3K 98K –
ONYX ACQUISITION CO I *W EXP 11/30/202 3K 108K –
AFRICAN AGRICULTURE HOLDINGS *W EXP 12/06/202 380 26K –
AFRICAN AGRICULTURE HOLDINGS *W EXP 12/06/202 886 60K –
HEALTHCARE AI ACQUISITION CO *W EXP 12/07/202 2K 39K –
HEALTHCARE AI ACQUISITION CO *W EXP 12/07/202 2K 44K –
TARGET GLOBAL ACQUISI I CORP *W EXP 12/08/202 2K 19K –
TARGET GLOBAL ACQUISI I CORP *W EXP 12/08/202 2K 20K –
ECD AUTOMOTIVE DESIGN INC *W EXP 12/12/202 884 36K –
ECD AUTOMOTIVE DESIGN INC *W EXP 12/12/202 4K 142K –
SWIFTMERGE ACQUISITION CORP *W EXP 12/13/202 12K 187K –
SWIFTMERGE ACQUISITION CORP *W EXP 12/13/202 13K 206K –
PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 3K 61K –
PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 4K 81K –
INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 2K 24K –
INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 2K 37K –
VERTICAL AEROSPACE LTD *W EXP 12/16/202 6K 145K –
MARIADB PLC *W EXP 12/16/202 2K 15K –
MARIADB PLC *W EXP 12/16/202 12K 88K –
REVOLUTION MEDICINES INC *W EXP 12/17/202 6K 56K –
REVOLUTION MEDICINES INC *W EXP 12/17/202 13K 122K –
LEDDARTECH HLDGS INC *W EXP 12/21/202 932 30K –
PAPAYA GRWT OPPORTUNITY CORP *W EXP 12/31/202 2K 50K –
PAPAYA GRWT OPPORTUNITY CORP *W EXP 12/31/202 10K 200K –
EVE MOBILITY ACQUISITION COR *W EXP 12/31/202 10K 104K –
EVE MOBILITY ACQUISITION COR *W EXP 12/31/202 11K 115K –
EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 20K 101K –
EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 22K 111K –
DMY SQUARED TECHNOLOGY GROUP *W EXP 99/99/999 4K 20K –
DMY SQUARED TECHNOLOGY GROUP *W EXP 99/99/999 18K 98K –
GDEV INC *W EXP 99/99/999 25K 425K –
ECARX HOLDINGS INC *W EXP 99/99/999 1K 50K –
FOCUS IMPACT ACQUISITION COR *W EXP 99/99/999 10K 236K –
FOCUS IMPACT ACQUISITION COR *W EXP 99/99/999 23K 545K –
GOGORO INC *W EXP 99/99/999 8K 99K –
GOGORO INC *W EXP 99/99/999 10K 128K –
GLOBAL TECHNOLGY ACQSTN CORP *W EXP 99/99/999 18K 244K –
GLOBAL TECHNOLGY ACQSTN CORP *W EXP 99/99/999 24K 326K –
PATRIA LATIN AMRCN OPPRNTY A *W EXP 99/99/999 2K 50K –
PATRIA LATIN AMRCN OPPRNTY A *W EXP 99/99/999 9K 200K –
OMNIAB INC *W EXP 99/99/999 162K 398K –
PERCEPTION CAPITAL CORP IV *W EXP 99/99/999 6K 102K –
PERCEPTION CAPITAL CORP IV *W EXP 99/99/999 6K 113K –
PERFECT CORP *W EXP 99/99/999 810 11K –
PERFECT CORP *W EXP 99/99/999 5K 65K –
BATTERY FUTURE ACQUISITION C *W EXP 99/99/999 2K 115K –
BATTERY FUTURE ACQUISITION C *W EXP 99/99/999 3K 128K –
KERNEL GROUP HOLDINGS INC *W EXP 99/99/999 29K 245K –
COMPASS DIGITAL ACQUISITN CO *W EXP 99/99/999 5K 89K –
COMPASS DIGITAL ACQUISITN CO *W EXP 99/99/999 5K 98K –
CONCORD ACQUISITION CORP II *W EXP 99/99/999 37K 322K –
CONCORD ACQUISITION CORP II *W EXP 99/99/999 41K 356K –
CORNER GROWTH ACQUISITN CORP *W EXP 99/99/999 421 12K –
CORNER GROWTH ACQUISITN CORP *W EXP 99/99/999 982 29K –
RIGEL RESOURCE ACQ CORP *W EXP 99/99/999 98K 385K –
RIGEL RESOURCE ACQ CORP *W EXP 99/99/999 111K 435K –
SLAM CORP *W EXP 99/99/999 800 4K –
SLAM CORP *W EXP 99/99/999 10K 44K –
SABLE OFFSHORE CORP *W EXP 99/99/999 749K 180K –
SABLE OFFSHORE CORP *W EXP 99/99/999 4M 1M –
ALVOTECH *W EXP 99/99/999 145K 50K –
ATLANTIC COASTAL AQSTN CORP *W EXP 99/99/999 2K 20K –
ATLANTIC COASTAL AQSTN CORP *W EXP 99/99/999 6K 80K –
ARES ACQUISITION CORP II *W EXP 99/99/999 10K 72K –
ARES ACQUISITION CORP II *W EXP 99/99/999 161K 1M –
VALUENCE MERGER CORP I *W EXP 99/99/999 4K 78K –
VALUENCE MERGER CORP I *W EXP 99/99/999 15K 312K –
RBC BEARINGS INC 5% CNV PFD SR A 29M 233K –
ALBEMARLE CORP 7.25% DEP SHS A 22M 475K –
XPENG INC ADS 2M 250K –
XPENG INC ADS 2M 250K –
EXSCIENTIA PLC ADS 96K 19K –
EXSCIENTIA PLC ADS 96K 19K –
SPDR SER TR BBG CONV SEC ETF 2M 27K –
ALPHABET INC CAP STK CL A 74M 407K –
ARYA SCIENCES ACQU CORP IV CL A 1M 94K –
RECURSION PHARMACEUTICALS IN CL A 2M 318K –
RECURSION PHARMACEUTICALS IN CL A 2M 318K –
TEMPUS AI INC CL A 5M 145K –
CONSTELLATION BRANDS INC CL A 257M 1M –
C3 AI INC CL A 14M 482K –
C3 AI INC CL A 6M 200K –
C3 AI INC CL A 20M 684K –
ECHOSTAR CORP CL A 395K 22K –
ECHOSTAR CORP CL A 13M 743K –
FIRST CTZNS BANCSHARES INC N CL A 64M 38K –
GLOBUS MED INC CL A 151M 2M –
NABORS ENERGY TRANSITION COR CL A 3M 250K –
META PLATFORMS INC CL A 92M 182K –
BOWLERO CORP CL A COM 2M 131K –
BOWLERO CORP CL A COM 2M 131K –
NUSCALE PWR CORP CL A COM 1M 117K –
NUSCALE PWR CORP CL A COM 2M 136K –
MICROSTRATEGY INC CL A NEW 275K 200 –
MICROSTRATEGY INC CL A NEW 7M 5K –
HELIX ACQUISITION CORP II CL A ORD SHS 7M 705K –
PERCEPTIVE CAP SOLUTIONS COR CL A ORD SHS 4M 413K –
RIGEL RESOURCE ACQ CORP CL A ORD SHS 4M 329K –
RIGEL RESOURCE ACQ CORP CL A ORD SHS 5M 402K –
CHURCHILL CAPITAL CORP IX CL A SHS 10M 1M –
GLOBAL PARTNER ACQISTN CORP CL A SHS 100K 9K –
GLOBAL PARTNER ACQISTN CORP CL A SHS 276K 24K –
HAYMAKER ACQUISITION CORP IV CLASS A 3M 263K –
PERMIAN RESOURCES CORP CLASS A COM 4M 278K –
SYMBOTIC INC CLASS A COM 1M 40K –
SYMBOTIC INC CLASS A COM 1M 40K –
SOUNDHOUND AI INC CLASS A COM 1M 295K –
SOUNDHOUND AI INC CLASS A COM 1M 295K –
SK GROWTH OPPORTUNITIES CORP CLASS A COM 1M 117K –
UL SOLUTIONS INC CLASS A COM SHS 2M 37K –
SPRING VALLEY ACQUISTN CORP CLASS A ORD 1M 107K –
GIGACLOUD TECHNOLOGY INC CLASS A ORD 484K 16K –
GIGACLOUD TECHNOLOGY INC CLASS A ORD 484K 16K –
FIRST HORIZON CORPORATION COM 161M 10M –
LIFESTANCE HEALTH GROUP INC COM 334K 68K –
ENOVIX CORPORATION COM 8M 500K –
ENOVIX CORPORATION COM 8M 500K –
EXACT SCIENCES CORP COM 33M 777K –
HCA HEALTHCARE INC COM 14M 42K –
GLOBAL PMTS INC COM 3M 29K –
HESS CORP COM 113M 766K –
IMMUNITYBIO INC COM 774K 123K –
IMMUNITYBIO INC COM 2M 355K –
LUCID GROUP INC COM 89K 34K –
MICROCHIP TECHNOLOGY INC. COM 1M 11K –
MAPLEBEAR INC COM 77M 2M –
MICROSOFT CORP COM 84M 188K –
SOFI TECHNOLOGIES INC COM 76K 12K –
SPIRIT AIRLS INC COM 183K 50K –
SPIRIT AIRLS INC COM 202K 55K –
SPIRIT AIRLS INC COM 202K 55K –
SPIRIT AIRLS INC COM 602K 164K –
STEM INC COM 141K 127K –
STEM INC COM 141K 127K –
TILRAY BRANDS INC COM 386K 233K –
TILRAY BRANDS INC COM 386K 233K –
UNITED STATES STL CORP NEW COM 59M 2M –
TRUPANION INC COM 6M 200K –
TRUPANION INC COM 6M 195K –
VALVOLINE INC COM 81M 2M –
VERITONE INC COM 365K 161K –
VERITONE INC COM 374K 165K –
WRAP TECHNOLOGIES INC COM 616K 308K –
WRAP TECHNOLOGIES INC COM 616K 308K –
WAYSTAR HLDG CORP COM 791K 37K –
VIRTUS TOTAL RETURN FD INC COM 2M 455K –
WOLFSPEED INC COM 6M 276K –
PNM RES INC COM 7M 192K –
ASTERA LABS INC COM 1M 23K –
ASTERA LABS INC COM 1M 23K –
AFRICAN AGRICULTURE HOLDINGS COM 20K 78K –
AFRICAN AGRICULTURE HOLDINGS COM 47K 183K –
AMAZON COM INC COM 261M 1M –
AMERICAN AIRLS GROUP INC COM 1M 111K –
AMERICAN AIRLS GROUP INC COM 37M 3M –
ANSYS INC COM 52M 162K –
PURECYCLE TECHNOLOGIES INC COM 343K 58K –
PURECYCLE TECHNOLOGIES INC COM 343K 58K –
SABRE CORP COM 2M 739K –
ROCKET LAB USA INC COM 5K 1K –
ROCKET LAB USA INC COM 5K 1K –
ROCKET LAB USA INC COM 120K 25K –
ROYAL CARIBBEAN GROUP COM 43M 271K –
ROYAL CARIBBEAN GROUP COM 134M 841K –
SEADRILL 2021 LTD COM 9M 168K –
SEADRILL 2021 LTD COM 32M 623K –
NVIDIA CORPORATION COM 44M 360K –
CHILDRENS PL INC NEW COM 500K 61K –
CHILDRENS PL INC NEW COM 500K 61K –
CUTERA INC COM 427K 283K –
CUTERA INC COM 251K 166K –
IMMUNITYBIO INC COM 1M 219K –
INDIA FD INC COM 294K 16K –
CORE SCIENTIFIC INC NEW COM 581K 63K –
ITRON INC COM 5M 53K –
IROBOT CORP COM 2M 221K –
IROBOT CORP COM 2M 221K –
LEMONADE INC COM 3M 197K –
LEMONADE INC COM 3M 197K –
JPMORGAN CHASE & CO. COM 98M 486K –
KENVUE INC COM 6M 334K –
DISCOVER FINL SVCS COM 171M 1M –
LIVE NATION ENTERTAINMENT IN COM 29M 311K –
OMEROS CORP COM 390K 96K –
OMEROS CORP COM 390K 96K –
BOSTON SCIENTIFIC CORP COM 24M 318K –
CADENCE DESIGN SYSTEM INC COM 58M 188K –
BANK AMERICA CORP COM 35M 890K –
BIOMEA FUSION INC COM 428K 95K –
BIOMEA FUSION INC COM 428K 95K –
BLINK CHARGING CO COM 410K 150K –
BLINK CHARGING CO COM 410K 150K –
CHARGEPOINT HOLDINGS INC COM CL A 493K 327K –
CHARGEPOINT HOLDINGS INC COM CL A 493K 327K –
DESKTOP METAL INC COM CL A 59K 14K –
RIVIAN AUTOMOTIVE INC COM CL A 54M 4M –
ARCHER AVIATION INC COM CL A 432K 123K –
ARCHER AVIATION INC COM CL A 432K 123K –
AST SPACEMOBILE INC COM CL A 1M 100K –
AST SPACEMOBILE INC COM CL A 1M 100K –
LUMINAR TECHNOLOGIES INC COM CL A 109K 73K –
LUMINAR TECHNOLOGIES INC COM CL A 109K 73K –
LUMINAR TECHNOLOGIES INC COM CL A 62K 41K –
GROVE COLLABORATIVE HOLD INC COM CL A 2M 1M –
LIBERTY MEDIA CORP DEL COM LBTY LIV S A 38M 1M –
LIBERTY MEDIA CORP DEL COM LBTY LIV S C 23M 613K –
LIBERTY MEDIA CORP DEL COM LBTY ONE S A 47M 737K –
LIBERTY MEDIA CORP DEL COM LBTY ONE S C 443M 6M –
LIBERTY MEDIA CORP DEL COM LBTY SRM S A 7M 301K –
LIBERTY MEDIA CORP DEL COM LBTY SRM S C 9M 426K –
NOVAVAX INC COM NEW 3K 200 –
NOVAVAX INC COM NEW 3K 200 –
PLUG POWER INC COM NEW 812K 348K –
ANAVEX LIFE SCIENCES CORP COM NEW 2M 370K –
ANAVEX LIFE SCIENCES CORP COM NEW 2M 371K –
VIRGIN GALACTIC HOLDINGS INC COM NEW 211K 25K –
MICROVISION INC DEL COM NEW 168K 159K –
SABLE OFFSHORE CORP COM SHS 960K 64K –
SABLE OFFSHORE CORP COM SHS 2M 139K –
LITHIUM AMERS CORP NEW COM SHS 83K 31K –
LITHIUM AMERS CORP NEW COM SHS 83K 31K –
COLOMBIER ACQUISITION CORP I COM SHS CL A 15M 1M –
NRG ENERGY INC DBCV 2.750% 6/0 57M – –
LIBERTY MEDIA CORP DEL DEB 4.000%11/1 4M – –
SELECT SECTOR SPDR TR ENERGY 65M 712K –
SNAP INC NOTE 0.125% 3/0 35M – –
ZSCALER INC NOTE 0.125% 7/0 12M – –
SHOPIFY INC NOTE 0.125%11/0 5M – –
MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 36M – –
MONGODB INC NOTE 0.250% 1/1 64M – –
WOLFSPEED INC NOTE 0.250% 2/1 7M – –
LI AUTO INC NOTE 0.250% 5/0 15M – –
NUTANIX INC NOTE 0.250%10/0 12M – –
DEXCOM INC NOTE 0.375% 5/1 12M – –
INSULET CORP NOTE 0.375% 9/0 28M – –
AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 9M – –
JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 5M – –
JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 12M – –
AXON ENTERPRISE INC NOTE 0.500%12/1 70M – –
BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 48M – –
NCL CORP LTD NOTE 1.125% 2/1 22M – –
CABLE ONE INC NOTE 1.125% 3/1 6M – –
SAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 32M – –
LYFT INC NOTE 1.500% 5/1 46M – –
TRANSMEDICS GROUP INC NOTE 1.500% 6/0 40M – –
WOLFSPEED INC NOTE 1.750% 5/0 18M – –
VAIL RESORTS INC NOTE 1/0 17M – –
CONFLUENT INC NOTE 1/1 30M – –
INTEGER HLDGS CORP NOTE 2.125% 2/1 27M – –
NATERA INC NOTE 2.250% 5/0 43M – –
CONMED CORP NOTE 2.250% 6/1 4M – –
NCL CORP LTD NOTE 2.500% 2/1 38M – –
BLOOM ENERGY CORP NOTE 2.500% 8/1 5M – –
PENN ENTERTAINMENT INC NOTE 2.750% 5/1 20M – –
PPL CAP FDG INC NOTE 2.875% 3/1 19M – –
MICROSTRATEGY INC NOTE 2/1 13M – –
FRESHPET INC NOTE 3.000% 4/0 30M – –
LIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 3M – –
DISH NETWORK CORPORATION NOTE 3.375% 8/1 18M – –
NORTHERN OIL & GAS INC NOTE 3.625% 4/1 12M – –
GUESS INC NOTE 3.750% 4/1 22M – –
PLUG PWR INC NOTE 3.750% 6/0 5M – –
VENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 11M – –
SOUTHERN CO NOTE 3.875%12/1 5M – –
AIRBNB INC NOTE 3/1 17M – –
BEYOND MEAT INC NOTE 3/1 8M – –
FORD MTR CO DEL NOTE 3/1 132M – –
FIRSTENERGY CORP NOTE 4.000% 5/0 90M – –
SABRE GLBL INC NOTE 4.000% 8/0 26M – –
DUKE ENERGY CORP NEW NOTE 4.125% 4/1 68M – –
BREAD FINANCIAL HOLDINGS INC NOTE 4.250% 6/1 41M – –
RIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 86M – –
UNITED STATES STL CORP NOTE 5.000%11/0 5M – –
NOVAVAX INC NOTE 5.000%12/1 8M – –
NCL CORP LTD NOTE 5.375% 8/0 34M – –
ON SEMICONDUCTOR CORP NOTE 5/0 68M – –
SNAP INC NOTE 5/0 15M – –
CLOUDFLARE INC NOTE 8/1 36M – –
VIKING HOLDINGS LTD ORD SHS 3M 80K –
ALVOTECH ORDINARY SHARES 1M 110K –
ALVOTECH ORDINARY SHARES 7M 575K –
ALVOTECH ORDINARY SHARES 3M 260K –
SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 39K 290K –
SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 157K 1M –
BLEUACACIA LTD RIGHT 10/30/2026 15K 278K –
BLEUACACIA LTD RIGHT 10/30/2026 16K 307K –
BOWEN ACQUISITION CORP RIGHT 99/99/9999 64K 492K –
SPDR SER TR S&P OILGAS EXP 15M 102K –
APOLLO GLOBAL MGMT INC SER A MAND CNV 10M 151K –
ZIM INTEGRATED SHIPPING SERV SHS 6M 272K –
ZIM INTEGRATED SHIPPING SERV SHS 6M 272K –
NORWEGIAN CRUISE LINE HLDG L SHS 3M 162K –
NORWEGIAN CRUISE LINE HLDG L SHS 41M 2M –
ISHARES BITCOIN TR SHS 116M 3M –
MAXEON SOLAR TECHNOLOGIES LT SHS 473K 555K –
MEDTRONIC PLC SHS 9M 114K –
LYONDELLBASELL INDUSTRIES N SHS - A - 482K 5K –
JAWS MUSTANG ACQUISITION COR SHS CL A 102K 9K –
ARES ACQUISITION CORP II SHS CLASS A 75K 7K –
ARES ACQUISITION CORP II SHS CLASS A 6M 520K –
NIO INC SPON ADS 765K 184K –
HALEON PLC SPON ADS 73M 9M –
ZTO EXPRESS CAYMAN INC SPONSORED ADS A 1M 57K –
ZTO EXPRESS CAYMAN INC SPONSORED ADS A 7M 334K –
SPDR S&P 500 ETF TR TR UNIT 35M 65K –
NEXTERA ENERGY INC UNIT 06/01/2027 57M 1M –
CARNIVAL CORP UNIT 99/99/9999 48M 3M –
CHURCHILL CAPITAL CORP IX UNIT 99/99/9999 9M 900K –