Hedge Fund Database

JACOB ASSET MANAGEMENT OF NEW YORK LLC

Adviser information for JACOB ASSET MANAGEMENT OF NEW YORK LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $87.8M
Non-Discretionary 0 $0
Total 4 $87.8M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 4 $87.8M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM

Identifiers

SEC RIA File Number 801-56730
SEC ERA File Number 801-56730
SEC CIK Numbers 1279256
SEC CRD Numbers 112006
Legal Entity Identifier None

Principal Office

727 2ND STREET
#106
HERMOSA BEACH
CA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 424-237-2164, Fax: 310-546-1520

Websites

www.jacobam.com/ twitter.com/jacobfunds/media www.linkedin.com/company/jacob-asset-management www.jacobmutualfunds.com/ jacobforwardetf.com/ jacobfunds.com/ jacobinternet.com/

Chief Compliance Officer

HAYDEN COOK
727 2ND STREET
#106
HERMOSA BEACH
CA
United States
Tel: 213-925-1294
Fax: 310-546-1520
(Full email address available in API data)

Regulatory Contact

RYAN I. JACOB
CHAIRMAN, CHIEF EXECUTIVE OFFICER
727 2ND STREET
#106
HERMOSA BEACH
CA
United States
Tel: 424-237-2164
Fax: 310-546-1520
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JACOB, RYAN, INGRAM Individual – MANAGER, CHAIRMAN, CEO, MANAGING MEMBER 07/1999 50-75%
THE LEPERCQ FOUNDATION Foreign Entity LEPERCQ GROUP LTD. OWNER 07/1999 50-75%
ALEXANDER, FRANCIS, JOHN Individual – MEMBER, MANAGER 07/1999 10-25%
CHERVITZ, DARREN, A. Individual – MEMBER, MANAGER 08/1999 10-25%
LEPERCQ GROUP LTD. Foreign Entity LEPERCQ INC. OWNER 07/1999 50-75%
LEPERCQ INC. Domestic Entity – MEMBER 12/2007 10-25%
Cook, Hayden, Connary Individual – CHIEF COMPLIANCE OFFICER 04/2024 < 5%

No. Employees, Historic

10502020202120222023202420255 on 3/26/20205 on 3/31/20215 on 3/30/20225 on 12/15/20225 on 3/31/20235 on 3/29/2024

RAUM, Historic

300M150M020202021202220232024202578959000 on 3/26/2020149059457 on 3/31/2021223988700 on 3/30/2022223988700 on 12/15/202285401436 on 3/31/202387779764 on 3/29/2024

No. Clients, Historic

10502020202120222023202420253 on 3/26/20203 on 3/31/20214 on 3/30/20224 on 12/15/20224 on 3/31/20234 on 3/29/2024

Holdings

From latest 13F, filed November 1st, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
ALIBABA GROUP HLDG LTD SPONSORED ADS 913K 11K –
ALPHATEC HLDGS INC COM NEW 1M 94K –
AMERICAN EAGLE OUTFITTERS INC COM COM 48K 3K –
APELLIS PHARMACEUTICALS INC COM 184K 5K –
ARCTURUS THERAPEUTICS HLDGS COM 196K 8K –
ATOMERA INC COM 1M 188K –
AUTOHOME INC SP ADS RP CL A 1M 46K –
BEAM THERAPEUTICS INC COM 116K 5K –
BLOCK INC CL A 2M 41K –
BM TECHNOLOGIES INC CL A COM 350K 175K –
BRAZE INC COM CL A 1M 26K –
CANTALOUPE INC COM 2M 396K –
CAREDX INC COM 352K 50K –
CELCUITY INC COM 578K 63K –
CLOUDFLARE INC CL A COM 3M 54K –
CODEXIS INC COM 248K 131K –
COMSCORE INC COM 928K 2M –
CONFLUENT INC CLASS A COM 2M 51K –
CRISPR THERAPEUTICS AG NAMEN AKT 182K 4K –
CYTOSORBENTS CORP COM NEW 372K 198K –
DIAMEDICA THERAPEUTICS INC COM NEW 435K 169K –
DIGITAL TURBINE INC COM NEW 2M 273K –
DOUYU INTL HLDGS LTD SPONSORED ADS 339K 348K –
DOXIMITY INC CL A 2M 112K –
DRAFTKINGS INC NEW COM CL A 4M 131K –
ESPERION THERAPEUTICS INC NEW COM COM 59K 60K –
HARROW INC COM 1M 92K –
HASHICORP INC COM CL A 2M 75K –
HELLO GROUP INC ADS 1M 151K –
HERON THERAPEUTICS INC COM 337K 327K –
HUDSON GLOBAL INC COM NEW 987K 51K –
HUYA INC ADS REP SHS A 1M 407K –
IDEAYA BIOSCIENCES INC COM 920K 34K –
IDENTIV INC COM NEW 3M 413K –
IMMERSION CORP COM 2M 321K –
IMPINJ INC COM 947K 17K –
INSPIRED ENTMT INC COM 4M 318K –
IZEA WORLDWIDE INC COM 248K 115K –
JOYY INC ADS REPSTG COM A 897K 24K –
KRYSTAL BIOTECH INC COM 493K 4K –
LANTRONIX INC COM NEW 2M 540K –
LEJU HLDGS LTD SPONSORED ADS 53K 34K –
MONGODB INC CL A 2M 6K –
NEUBASE THERAPEUTICS INC COM 14K 16K –
NEXTDOOR HOLDINGS INC COM CL A 827K 455K –
OMEROS CORP COM 161K 55K –
OPTIMIZERX CORP COM 3M 370K –
PARK CITY GROUP INC COM NEW 959K 110K –
PORCH GROUP INC COM 2M 2M –
POWERFLEET INC COM 1M 659K –
PRECISION BIOSCIENCES INC COM 133K 390K –
ROVER GROUP INC COM CL A 643K 103K –
SCHRODINGER INC COM 173K 6K –
SCYNEXIS INC COM NEW 114K 50K –
SOFI TECHNOLOGIES INC COM 388K 49K –
SOLITARIO RESOURCES CORP COM 482K 884K –
TELA BIO INC COM 1M 160K –
TRANSPHORM INC COM 555K 250K –
TRUECAR INC COM 518K 250K –
TWILIO INC CL A 2M 39K –
USIO INC COM 663K 379K –
WESTERN COPPER & GOLD CORP COM 396K 290K –
WM TECHNOLOGY INC COM 1M 781K –
YELP INC CL A 943K 23K –
ZHIHU INC ADS 615K 592K –
ZILLOW GROUP INC CL C CAP STK 1M 32K –