Hedge Fund Database

SMITH & HOWARD WEALTH MANAGEMENT, LLC

Adviser information for SMITH & HOWARD WEALTH MANAGEMENT, LLC last updated from Form ADV on January 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End OCTOBER
Legal Location Georgia, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 640 $502.5M
Non-Discretionary 0 $0
Total 640 $502.5M

Clients

Type Number RAUM
Individuals 73 $29.5M
HNW Individuals 130 $467.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 5 $4.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-56734
SEC ERA File Number 801-56734
SEC CIK Numbers 1543991
SEC CRD Numbers 109540
Legal Entity Identifier None

Principal Office

271 17TH STREET NW
SUITE 1600
ATLANTA
GA
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 404-874-6244, Fax: 404-874-1658

Websites

twitter.com/shwm_familycfo www.facebook.com/smithhowardwealthmanagement www.linkedin.com/company/smith-&-howard/ www.smithhowardwealth.com

Chief Compliance Officer

TIMOTHY F. AGNEW
PRESIDENT
271 17TH STREET NW
SUITE 1600
ATLANTA
GA
United States
Tel: 404/874-6244
Fax: 404/874-1658
(Full email address available in API data)

Regulatory Contact

LISA CURLES
COMPLIANCE ASSISTANT
271 17TH STREET NW
SUITE 1600
ATLANTA
GA
United States
Tel: 404/874-6244
Fax: 404/874-1658
(Full email address available in API data)

Industry Affiliates

BROAD SKY PARTNERS GP LLC Sponsor, GP, manager of pooled investment vehicles
BROAD SKY PARTNERS LLC Other investment adviser, including financial planners
SMITH & HOWARD ADVISORY LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
AGNEW, TIMOTHY, FAIR Individual – PRESIDENT, CHIEF COMPLIANCE OFFICER 06/2016 < 5%
SWINSBURG, BRADLEY, DALE Individual – CHIEF INVESTMENT OFFICER 07/2019 < 5%
TORRANCE, DEBBIE, ROSNER Individual – SECRETARY 11/2022 < 5%
BSP-SH, INC. Domestic Entity SMITH AND HOWARD INVESTMENT HOLDINGS LLC OWNER 11/2022 50-75%
TAYLOR, SEAN, C Individual – TREASURER 11/2022 < 5%
SMITH AND HOWARD ADVISORY HOLDINGS LLC Domestic Entity – MEMBER 12/2022 > 75%
SMITH AND HOWARD INVESTMENT HOLDINGS LLC Domestic Entity SMITH AND HOWARD ADVISORY HOLDINGS LLC MEMBER 12/2022 > 75%
BROAD SKY PARTNERS, LP Domestic Entity BSP-SH, INC. OWNER 12/2022 > 75%
BROAD SKY PARTNERS GP LLC Domestic Entity BROAD SKY PARTNERS, LP GENERAL PARTNER 12/2021
ZACHEM, TYLER, THOMAS Individual BSP I, LLC OWNER 12/2021 > 75%
BROAD SKY PARTNERS LLC Domestic Entity BROAD SKY PARTNERS, LP ELECTED MANAGER 12/2021
BSP MANAGEMENT HOLDINGS, LLC Domestic Entity BROAD SKY PARTNERS LLC OWNER 12/2021 > 75%
BSP I, LLC Domestic Entity BSP MANAGEMENT HOLDINGS, LLC MANAGER 12/2021 > 75%
ZACHEM, TYLER, THOMAS Individual BROAD SKY PARTNERS GP LLC MANAGING MEMBER 12/2021

No. Employees, Historic

201002020202120222023202420258 on 1/23/20209 on 3/3/20209 on 6/25/20209 on 7/14/20209 on 10/13/20209 on 3/16/20219 on 8/30/20219 on 1/27/20229 on 3/9/20229 on 5/16/20229 on 11/2/20229 on 11/28/20229 on 12/7/20229 on 1/18/202310 on 1/29/202311 on 12/19/202311 on 1/15/2024

RAUM, Historic

600M300M0202020212022202320242025490125713 on 1/23/2020565063878 on 3/3/2020565063878 on 6/25/2020565063878 on 7/14/2020565063878 on 10/13/2020396179117 on 3/16/2021396179117 on 8/30/2021396179117 on 1/27/2022484073078 on 3/9/2022484073078 on 5/16/2022484073078 on 11/2/2022484073078 on 11/28/2022484073078 on 12/7/2022484073078 on 1/18/2023482861501 on 1/29/2023502536922 on 12/19/2023502536922 on 1/15/2024

No. Clients, Historic

3001500202020212022202320242025170 on 1/23/2020173 on 3/3/2020173 on 6/25/2020173 on 7/14/2020173 on 10/13/2020183 on 3/16/2021183 on 8/30/2021183 on 1/27/2022190 on 3/9/2022190 on 5/16/2022190 on 11/2/2022190 on 11/28/2022190 on 12/7/2022190 on 1/18/2023199 on 1/29/2023208 on 12/19/2023208 on 1/15/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 4M 129K –
ISHARES GOLD TR ISHARES NEW 407K 9K –
SPDR GOLD TR GOLD SHS 539K 3K –
AMERICAN BEACON SELECT FUNDS AHL TREND ETF 2M 70K –
VANGUARD INDEX FDS REAL ESTATE ETF 216K 3K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 3M 46K –
SCHWAB STRATEGIC TR SHT TM US TRES 4M 90K –
ISHARES TR NATIONAL MUN ETF 9M 87K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 14M 282K –
ISHARES TR CORE 1 5 YR USD 702K 15K –
ISHARES TR CORE US AGGBD ET 51M 526K –
ISHARES TR 20 YR TR BD ETF 2M 24K –
ISHARES TR SHRT NAT MUN ETF 4M 37K –
VANGUARD BD INDEX FDS SHORT TRM BOND 313K 4K –
ISHARES TR 0-5 YR TIPS ETF 309K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 13M 187K –
ISHARES TR ESG AWR US AGRGT 540K 12K –
MERCK & CO INC COM 292K 2K –
NVIDIA CORPORATION COM 941K 8K –
ISHARES TR CORE MSCI EAFE 27M 368K –
HOME DEPOT INC COM 2M 5K –
ISHARES INC CORE MSCI EMKT 11M 204K –
TRANE TECHNOLOGIES PLC SHS 247K 750 –
ISHARES TR RUSSELL 2000 ETF 5M 24K –
TRUIST FINL CORP COM 563K 14K –
CONOCOPHILLIPS COM 217K 2K –
ISHARES TR RUS 1000 VAL ETF 7M 41K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 13M 259K –
EXXON MOBIL CORP COM 348K 3K –
AFLAC INC COM 1M 14K –
SPDR S&P 500 ETF TR TR UNIT 8M 15K –
ISHARES TR S&P MC 400GR ETF 350K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 252K 1K –
BANK AMERICA CORP COM 216K 5K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 23K –
MICROSOFT CORP COM 2M 4K –
ISHARES TR RUS 1000 GRW ETF 7M 18K –
ALPHABET INC CAP STK CL A 601K 3K –
AMERICAN CENTY ETF TR US EQT ETF 277K 3K –
UNION PAC CORP COM 294K 1K –
ISHARES TR MSCI ACWI EX US 5M 96K –
VANGUARD INDEX FDS S&P 500 ETF SHS 239K 477 –
INTUITIVE SURGICAL INC COM NEW 297K 667 –
CSX CORP COM 356K 11K –
JPMORGAN CHASE & CO. COM 409K 2K –
JOHNSON & JOHNSON COM 901K 6K –
THERMO FISHER SCIENTIFIC INC COM 281K 508 –
ISHARES TR MSCI KLD400 SOC 224K 2K –
VANGUARD INDEX FDS MID CAP ETF 8M 35K –
CHEVRON CORP NEW COM 259K 2K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
VANGUARD STAR FDS VG TL INTL STK F 3M 44K –
VANGUARD WORLD FD HEALTH CAR ETF 852K 3K –
AMAZON COM INC COM 716K 4K –
ISHARES TR CORE S&P500 ETF 662K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 9M 198K –
VANGUARD INDEX FDS SMALL CP ETF 8M 38K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 219K 1K –
ISHARES TR RUS MID CAP ETF 3M 42K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 10K –
PROCTER AND GAMBLE CO COM 575K 3K –
ISHARES TR RUS MDCP VAL ETF 557K 5K –
SPDR SER TR S&P DIVID ETF 401K 3K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 1000K 17K –
VANGUARD INDEX FDS VALUE ETF 17M 109K –
LOCKHEED MARTIN CORP COM 251K 537 –
SELECT SECTOR SPDR TR TECHNOLOGY 564K 2K –
ALPHABET INC CAP STK CL C 643K 4K –
ABBVIE INC COM 212K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 48M 180K –
APPLE INC COM 3M 13K –
COSTCO WHSL CORP NEW COM 871K 1K –
VANGUARD INDEX FDS GROWTH ETF 10M 28K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 289K 2K –
META PLATFORMS INC CL A 470K 932 –
ISHARES TR MSCI EMG MKT ETF 204K 5K –
VISA INC COM CL A 402K 2K –
COCA COLA CO COM 1M 21K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 226K 2K –
ISHARES TR MSCI EAFE ETF 4M 54K –
MARSH & MCLENNAN COS INC COM 443K 2K –
MCDONALDS CORP COM 226K 885 –
ISHARES TR 20 YR TR BD ETF 345K 3K –