GFO ADVISORY SERVICES, LLC
Adviser information for GFO ADVISORY SERVICES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $257.0M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $257.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $257.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 18 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-56752 |
|---|---|
| SEC ERA File Number | 801-56752 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109278 |
| Legal Entity Identifier | None |
Principal Office
4 GREENWICH OFFICE PARK2ND FLOOR
GREENWICH
CT
United States
Monday - Friday, 8:30 A.M. TO 5:30 P.M.
Tel: 203-661-6616, Fax: None
Chief Compliance Officer
CHARLES A. DURHAM
CHIEF COMPLIANCE OFFICER
4350 CONGRESS STREET
SUITE 1000
CHARLOTTE
NC
United States
Tel:
704-927-4143
C******@******************M
(Full email address available in API data)
Regulatory Contact
CARLA LOVASTIK
RIA ASSOCIATE
4 GREENWICH OFFICE PARK
2ND FLOOR
GREENWICH
CT
United States
Tel:
203-769-2729
C*************@*********M
(Full email address available in API data)
Industry Affiliates
| CRUMP LIFE INSURANCE SERVICES INC. | Insurance company or agency |
| MCGRIFF INSURANCE SERVICES, LLC | Insurance company or agency |
| P.J. ROBB VARIABLE, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRECEPT ADVISORY GROUP LLC | Other investment adviser, including financial plannersPension consultant |
| STERLING CAPITAL (CAYMAN) LIMITED | Other investment adviser, including financial planners |
| STERLING CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| TRUIST ADVISORY SERVICES, INC. | Other investment adviser, including financial planners |
| TRUIST BANK | Registered security-based swap dealerBanking or thrift institutionTrust companyInsurance company or agencySponsor, GP, manager of pooled investment vehicles |
| TRUIST INVESTMENT SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| TRUIST SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMA EAGLE PRIVATE EQUITY FUND, LP | Private Equity Fund | $0.4M | $0.5M | 20 |
| AMA MULTI-STRATEGY OFFSHORE FUND, LTD. | Hedge Fund | $0.1M | $0.5M | 37 |
| AMA PRIVATE EQUITY FUND OF FUNDS 2007 (QP), LP | Private Equity Fund | $0.5M | $0.3M | 84 |
| AMA SELECT FUND (QP), LP | Hedge Fund | $0.1M | $0.5M | 31 |
| AMA TUCKERBROOK REAL ASSETS FUND (QP) LP | Private Equity Fund | $2.4M | $0.3M | 30 |
| ENERGY MEZZANINE FUND (QP), LP | Private Equity Fund | $0.5M | $0.3M | 26 |
| MULTI MANAGER MASTER PORTFOLIO, LLC | Hedge Fund | $235.6M | $0.3M | 1 |
| PRIVATE EQUITY MULTI-MANAGER 2008 (QP), LP | Private Equity Fund | $1.0M | $0.3M | 86 |
| PRIVATE EQUITY MULTI-MANAGER III (QP), LP | Private Equity Fund | $0.4M | $0.3M | 59 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GENSPRING HOLDINGS, INC. | Domestic Entity | – | MANAGING MEMBER, HOLDING COMPANY | 07/1999 | > 75% |
| TRUIST FINANCIAL CORPORATION | Domestic Entity | GENSPRING HOLDINGS, INC. | SHAREHOLDER | 03/2001 | > 75% |
| ELDER, DOROTHY, OSCARLYN | Individual | – | CHIEF INVESTMENT OFFICER | 01/2022 | < 5% |
| DURHAM, CHARLES, ARNOLD | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| DUNN, JEFFREY, TODD | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2024 | < 5% |