ONEAMERICA SECURITIES, INC.
Adviser information for ONEAMERICA SECURITIES, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 353 |
|---|---|
| Investment Advisory/Research | 282 |
| Registered Broker-Dealer Representatives | 353 |
| Registered State Investment Advisers | 340 |
| Licensed Agents of an Insurance Company | 282 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 73 | $8.4M |
| Non-Discretionary | 2,731 | $256.0M |
| Total | 2,804 | $264.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,746 | $235.8M |
| HNW Individuals | 58 | $28.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $59,207 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7938 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 256.0M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Principal Office
ONE AMERICAN SQUAREINDIANAPOLIS
IN
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 877-285-3863, Fax: 317-285-4050
Websites
Chief Compliance Officer
KORY BICKEL
MANAGING DIRECTOR, CORPORATE COMPLIANCE
ONE AMERICAN SQUARE
INDIANAPOLIS
IN
United States
Tel:
317-285-1231
Fax:
317-285-1231
K**********@*************M
(Full email address available in API data)
Regulatory Contact
MATTHEW FLEETWOOD
PRESIDENT/CEO/DIRECTOR
ONE AMERICAN SQUARE
INDIANAPOLIS
IN
United States
Tel:
317-285-1106
Fax:
317-285-4050
M*************@*************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN UNITED LIFE INSURANCE COMPANY | Insurance company or agencyPension consultant |
| ONEAMERICA ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| ONEAMERICA INVESTMENT ADVISORY SERVICES LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | Domestic Entity | – | PARENT | 06/1969 | > 75% |
| ZEIGLER, JOHN WILLIAM | Individual | – | VICE PRESIDENT, INSURANCE | 10/2000 | < 5% |
| BURNS, TERRY WADE | Individual | – | DIRECTOR | 03/2014 | < 5% |
| FLEETWOOD, MATTHEW THOMAS | Individual | – | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 11/2015 | < 5% |
| HARTLEY, BRYAN KEITH | Individual | – | FINOP | 03/2015 | < 5% |
| SMILEY, ERIC DAVID | Individual | – | VP, DIRECTOR OF OPERATIONS | 02/2015 | < 5% |
| MCGOFF, SEAN PATRICK | Individual | – | CHIEF COUNSEL & SECRETARY | 03/2023 | < 5% |
| CAYETANO, NICHOLAS ADAM | Individual | – | AML OFFICER | 03/2020 | < 5% |
| SANDELSKI, DENNIS JOSEPH | Individual | – | AVP, TAX | 05/2020 | < 5% |
| SNYDER, DANIEL R | Individual | – | TREASURER | 03/2021 | < 5% |
| BICKEL, KORY LLOYD | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| JUNKER, DAVID A | Individual | – | DIRECTOR | 03/2023 | < 5% |