CAPITAL COUNSEL LLC
Adviser information for CAPITAL COUNSEL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 14 |
---|---|
Investment Advisory/Research | 12 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 9 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 677 | $2.3B |
Non-Discretionary | 3 | $7.3M |
Total | 680 | $2.3B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 15 | $6.6M |
HNW Individuals | 163 | $1.8B |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 3 | $326.2M |
Pension and profit sharing plans | <5 | $9.0M |
Charitable organizations | 7 | $184.1M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 4 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
---|---|
Compensation | % of AUM |
Principal Office
527 MADISON AVE., 19TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:30PM
Tel: 212-350-9333, Fax: 212-371-5548
Chief Compliance Officer
ABRAHAM J. FREIDIN
CLIENT SERVICE, BUSINESS DEVELOPMENT
527 MADISON AVE., 19TH FLOOR
NEW YORK
NY
United States
Tel:
212-350-9333
Fax:
212-350-5548
A*******@*************M
(Full email address available in API data)
Regulatory Contact
TERENCE S. GREENE
PRESIDENT
527 MADISON AVE., 19TH FLOOR
NEW YORK
NY
United States
Tel:
212-350-9333
Fax:
212-350-5548
T******@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
BELLE MEADE ASSOCIATES NT, L.P. | POOLED INVESTMENT VEHICLE | $93.2M | $0.1M | 82 |
BELLE MEADE ASSOCIATES NY, L.P. | POOLED INVESTMENT VEHICLE | $130.5M | $0.1M | 47 |
BELLE MEADE ASSOCIATES, L.P. | POOLED INVESTMENT VEHICLE | $102.5M | $0.1M | 43 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SMITH, F, RANDALL | Individual | – | MEMBER | 08/1999 | 10-25% |
MAGID, JAMES, IRWIN | Individual | – | MEMBER | 08/1999 | 5-10% |
GREENE, TERENCE, SEAN | Individual | – | PRESIDENT | 03/2014 | 25-50% |
BLUM, LAUREN | Individual | – | CHIEF INVESTMENT OFFICER | 03/2014 | 10-25% |
THE NEEDHAM GROUP, INC. | Domestic Entity | – | MEMBER | 12/1999 | 5-10% |
NEEDHAM, GEORGE, AUSTIN | Individual | THE NEEDHAM GROUP, INC. | SHAREHOLDER | 12/2004 | 25-50% |
FREIDIN, ABRAHAM, J. | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADOBE SYS INC COM | COM | 421K | 758 | – |
ADVANCED MICRO DEVICES INC COM | COM | 13M | 83K | – |
ALPHABET INC CL A | COM | 3M | 16K | – |
ALPHABET INC CL C | COM | 250M | 1M | – |
AMAZON COM INC | COM | 734K | 4K | – |
AMGEN INC COM | COM | 208K | 666 | – |
ANALOG DEVICES | COM | 3M | 12K | – |
APPLE INC COM | COM | 16M | 77K | – |
ARISTA NETWORKS, INC. | COM | 196M | 559K | – |
AUTOMATIC DATA PROCESSING INC | COM | 166M | 694K | – |
BERKSHIRE HATHAWAY INC | COM | 2M | 5K | – |
C H ROBINSON WORLDWIDE INC | COM | 352K | 4K | – |
CATERPILLAR INC DEL COM | COM | 204K | 611 | – |
CIGNA CORP NEW COM | COM | 1M | 3K | – |
CME GROUP INC COM | COM | 162M | 825K | – |
COSTCO WHSL CORP NEW COM | COM | 245M | 288K | – |
DANAHER CORP DEL COM | COM | 11M | 46K | – |
DRAGANFLY INC | COM | 4K | 17K | – |
ELI LILLY & CO COM | COM | 258K | 285 | – |
EMCOR GROUP INC COM | COM | 227K | 621 | – |
ENERGY VAULT HLDGS INC COM | COM | 68K | 72K | – |
EXXON MOBIL CORP COM | COM | 6M | 49K | – |
FIDELITY NATL INFORMATION SVCS | COM | 488K | 6K | – |
FLOWERS FOODS INC COM | COM | 258K | 12K | – |
FORTIVE CORP | COM | 1M | 15K | – |
GILEAD SCIENCES | COM | 5M | 69K | – |
HOME DEPOT INC COM | COM | 108M | 315K | – |
HUBBELL INC COM | COM | 2M | 7K | – |
IDEXX LABS INC COM | COM | 229M | 470K | – |
INTEL CORP COM | COM | 19M | 623K | – |
INTERNATIONAL BUSINESS MACHS C | COM | 329K | 2K | – |
IONIS PHARMACEUTICALS INC | COM | 2M | 37K | – |
JPMORGAN CHASE & CO COM | COM | 318K | 2K | – |
KINROSS GOLD CORP COM NO PAR | COM | 2M | 244K | – |
MASTERCARD INC CL A | COM | 2M | 4K | – |
MERCK & CO INC NEW COM | COM | 8M | 62K | – |
METTLER TOLEDO INTERNATIONAL C | COM | 214M | 153K | – |
MICROSOFT CORP COM | COM | 231M | 516K | – |
MODERNA, INC | COM | 1M | 9K | – |
NORFOLK SOUTHERN CORP COM | COM | 269K | 1K | – |
NOVO NORDISK A.S. ADR | COM | 357K | 3K | – |
NVIDIA CORP COM | COM | 345K | 3K | – |
PEPSICO INC COM | COM | 2M | 14K | – |
QUALCOMM INC COM | COM | 114M | 574K | – |
REPUBLIC SERVICES | COM | 208K | 1K | – |
SM ENERGY CO COM | COM | 623K | 14K | – |
SPDR S&P 500 ETF TR TR UNIT | UNIT | 818K | 2K | – |
THERMO FISHER SCIENTIFIC INC C | COM | 651K | 1K | – |
VANGUARD INDEX FDS S&P 500 ETF | SHS | 578K | 1K | – |
VERALTO CORP COM | COM | 1M | 15K | – |
VISA INC COM CL A | COM | 212M | 808K | – |
VONTIER CORP COM | COM | 233K | 6K | – |
VUZIX CORP | COM | 27K | 20K | – |
WABTEC CORP COM | COM | 1M | 8K | – |
WALMART INC COM | COM | 695K | 10K | – |