CAPITAL COUNSEL LLC

Adviser information for CAPITAL COUNSEL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 677 $2.3B
Non-Discretionary 3 $7.3M
Total 680 $2.3B

Clients

Type Number RAUM
Individuals 15 $6.6M
HNW Individuals 163 $1.8B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $326.2M
Pension and profit sharing plans <5 $9.0M
Charitable organizations 7 $184.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 4
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters
Compensation % of AUM

Identifiers

SEC RIA File Number 801-56844
SEC ERA File Number 801-56844
SEC CIK Numbers 1114928
SEC CRD Numbers 109001
Legal Entity Identifier 254900VIIQAOGR04WW17

Principal Office

527 MADISON AVE., 19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:30PM
Tel: 212-350-9333, Fax: 212-371-5548

Chief Compliance Officer

ABRAHAM J. FREIDIN
CLIENT SERVICE, BUSINESS DEVELOPMENT
527 MADISON AVE., 19TH FLOOR
NEW YORK
NY
United States
Tel: 212-350-9333
Fax: 212-350-5548
(Full email address available in API data)

Regulatory Contact

TERENCE S. GREENE
PRESIDENT
527 MADISON AVE., 19TH FLOOR
NEW YORK
NY
United States
Tel: 212-350-9333
Fax: 212-350-5548
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BELLE MEADE ASSOCIATES NT, L.P. POOLED INVESTMENT VEHICLE $93.2M $0.1M 82
BELLE MEADE ASSOCIATES NY, L.P. POOLED INVESTMENT VEHICLE $130.5M $0.1M 47
BELLE MEADE ASSOCIATES, L.P. POOLED INVESTMENT VEHICLE $102.5M $0.1M 43

Control Persons

Name Type Entity Title Since Ownership
SMITH, F, RANDALL Individual MEMBER 08/1999 10-25%
MAGID, JAMES, IRWIN Individual MEMBER 08/1999 5-10%
GREENE, TERENCE, SEAN Individual PRESIDENT 03/2014 25-50%
BLUM, LAUREN Individual CHIEF INVESTMENT OFFICER 03/2014 10-25%
THE NEEDHAM GROUP, INC. Domestic Entity MEMBER 12/1999 5-10%
NEEDHAM, GEORGE, AUSTIN Individual THE NEEDHAM GROUP, INC. SHAREHOLDER 12/2004 25-50%
FREIDIN, ABRAHAM, J. Individual CHIEF COMPLIANCE OFFICER 10/2019 < 5%

No. Employees, Historic

2010020202021202220232024202514 on 3/30/202014 on 6/30/202014 on 3/31/202114 on 3/31/202213 on 3/31/202314 on 3/28/2024

RAUM, Historic

3B2B02020202120222023202420251830082435 on 3/30/20201830082435 on 6/30/20202047401344 on 3/31/20212586824676 on 3/31/20221978456686 on 3/31/20232326489479 on 3/28/2024

No. Clients, Historic

3001500202020212022202320242025189 on 3/30/2020189 on 6/30/2020195 on 3/31/2021201 on 3/31/2022196 on 3/31/2023188 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE SYS INC COM COM 421K 758
ADVANCED MICRO DEVICES INC COM COM 13M 83K
ALPHABET INC CL A COM 3M 16K
ALPHABET INC CL C COM 250M 1M
AMAZON COM INC COM 734K 4K
AMGEN INC COM COM 208K 666
ANALOG DEVICES COM 3M 12K
APPLE INC COM COM 16M 77K
ARISTA NETWORKS, INC. COM 196M 559K
AUTOMATIC DATA PROCESSING INC COM 166M 694K
BERKSHIRE HATHAWAY INC COM 2M 5K
C H ROBINSON WORLDWIDE INC COM 352K 4K
CATERPILLAR INC DEL COM COM 204K 611
CIGNA CORP NEW COM COM 1M 3K
CME GROUP INC COM COM 162M 825K
COSTCO WHSL CORP NEW COM COM 245M 288K
DANAHER CORP DEL COM COM 11M 46K
DRAGANFLY INC COM 4K 17K
ELI LILLY & CO COM COM 258K 285
EMCOR GROUP INC COM COM 227K 621
ENERGY VAULT HLDGS INC COM COM 68K 72K
EXXON MOBIL CORP COM COM 6M 49K
FIDELITY NATL INFORMATION SVCS COM 488K 6K
FLOWERS FOODS INC COM COM 258K 12K
FORTIVE CORP COM 1M 15K
GILEAD SCIENCES COM 5M 69K
HOME DEPOT INC COM COM 108M 315K
HUBBELL INC COM COM 2M 7K
IDEXX LABS INC COM COM 229M 470K
INTEL CORP COM COM 19M 623K
INTERNATIONAL BUSINESS MACHS C COM 329K 2K
IONIS PHARMACEUTICALS INC COM 2M 37K
JPMORGAN CHASE & CO COM COM 318K 2K
KINROSS GOLD CORP COM NO PAR COM 2M 244K
MASTERCARD INC CL A COM 2M 4K
MERCK & CO INC NEW COM COM 8M 62K
METTLER TOLEDO INTERNATIONAL C COM 214M 153K
MICROSOFT CORP COM COM 231M 516K
MODERNA, INC COM 1M 9K
NORFOLK SOUTHERN CORP COM COM 269K 1K
NOVO NORDISK A.S. ADR COM 357K 3K
NVIDIA CORP COM COM 345K 3K
PEPSICO INC COM COM 2M 14K
QUALCOMM INC COM COM 114M 574K
REPUBLIC SERVICES COM 208K 1K
SM ENERGY CO COM COM 623K 14K
SPDR S&P 500 ETF TR TR UNIT UNIT 818K 2K
THERMO FISHER SCIENTIFIC INC C COM 651K 1K
VANGUARD INDEX FDS S&P 500 ETF SHS 578K 1K
VERALTO CORP COM COM 1M 15K
VISA INC COM CL A COM 212M 808K
VONTIER CORP COM COM 233K 6K
VUZIX CORP COM 27K 20K
WABTEC CORP COM COM 1M 8K
WALMART INC COM COM 695K 10K