THE ADVISORY GROUP OF SAN FRANCISCO, LLC
Adviser information for THE ADVISORY GROUP OF SAN FRANCISCO, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 415 | $831.4M |
| Non-Discretionary | 0 | $0 |
| Total | 415 | $831.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 44 | $19.4M |
| HNW Individuals | 93 | $404.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $8.3M |
| Pension and profit sharing plans | 16 | $224.5M |
| Charitable organizations | 12 | $174.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-56848 |
|---|---|
| SEC ERA File Number | 801-56848 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108110 |
| Legal Entity Identifier | None |
Principal Office
44 MONTGOMERY ST. SUITE 300SAN FRANCISCO
CA
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 415-977-1200, Fax: 415-977-1204
Chief Compliance Officer
LISETTE C. SMITH
COO, SR ADVISOR
44 MONTGOMERY STREET
SUITE 300
SAN FRANCISCO
CA
United States
Tel:
415-977-1127
Fax:
415-977-1204
L******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PATTERSON, ROGER, BRUCE | Individual | – | FOUNDER/MEMBER | 10/1999 | 10-25% |
| PATTERSON, GREGORY, HAYES | Individual | – | MEMBER, CHIEF EXECUTIVE OFFICER | 11/2001 | > 75% |
| SMITH, LISETTE, CHASSEY | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, SR ADVISOR | 01/2021 | < 5% |