AMERICAN FINANCIAL ADVISORS INC
Adviser information for AMERICAN FINANCIAL ADVISORS INC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,751 | $887.2M |
| Total | 1,751 | $887.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 430 | $214.0M |
| HNW Individuals | 301 | $673.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-56857 |
|---|---|
| SEC ERA File Number | 801-56857 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108530 |
| Legal Entity Identifier | None |
Principal Office
1936 LEE ROADSTE. 270
WINTER PARK
FL
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 407-207-9006, Fax: 407-207-0106
Chief Compliance Officer
KAREN S. TORRES
OFFICE MANAGER
1936 LEE ROAD
STE. 270
WINTER PARK
FL
United States
Tel:
407-207-9006
Fax:
407-207-0106
K******@*************M
(Full email address available in API data)
Regulatory Contact
MATT BOYCE
PRESIDENT
1936 LEE ROAD
STE. 270
WINTER PARK
FL
United States
Tel:
407-207-9006
Fax:
407-207-0106
M*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLY, LESLIE, JEANNE | Individual | – | DIRECTOR | 01/2020 | < 5% |
| BOYCE, MATTHEW, JOHN | Individual | – | PRESIDENT, CFO | 01/2020 | 50-75% |
| MERTES, WILLIAM, ANDREW | Individual | – | CIO | 01/2020 | 50-75% |
| TORRES, KAREN, S | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |