INVESTMENT ADVISORY PROFESSIONALS LLC
Adviser information for INVESTMENT ADVISORY PROFESSIONALS LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 482 | $275.4M |
| Non-Discretionary | 0 | $0 |
| Total | 482 | $275.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $27.8M |
| HNW Individuals | 75 | $214.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $11.3M |
| Charitable organizations | <5 | $21.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-56858 |
|---|---|
| SEC ERA File Number | 801-56858 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108038 |
| Legal Entity Identifier | None |
Principal Office
400 S DIXIE HWYSUITE 322
BOCA RATON
FL
United States
Monday - Friday, 8:30AM-4:00PM
Tel: 561-391-4477, Fax: 561-391-8232
Chief Compliance Officer
ARTHUR J. CANTER
PRESIDENT
400 S. DIXIE HIGHWAY
STE 322
BOCA RATON
FL
United States
Tel:
(561)391-4477
Fax:
(561)391-8232
A**@*********M
(Full email address available in API data)
Regulatory Contact
ALEXANDRA DEMOSTHENES
SECRETARY
400 S DIXIE HWY
STE 322
BOCA RATON
FL
United States
Tel:
(561)391-4477
A********@*********M
(Full email address available in API data)
Industry Affiliates
| ARTHUR J CANTER, CPA | Accountant or accounting firm |
| MARK D MICLEAN, CPA, PA | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CANTER, ARTHUR | Individual | – | PRESIDENT | 11/1998 | > 75% |
| CANTER, ARTHUR | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2004 | > 75% |
| MICLEAN, MARK, DAVID | Individual | – | VICE PRESIDENT | 07/2010 | 10-25% |
| Demosthenes, ALEXANDRA, BARBARA | Individual | – | SECRETARY | 01/2016 | 5-10% |