Hedge Fund Database

GUILD INVESTMENT MANAGEMENT, INC.

Adviser information for GUILD INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 188 $126.6M
Non-Discretionary 0 $0
Total 188 $126.6M

Clients

Type Number RAUM
Individuals 35 $10.0M
HNW Individuals 50 $112.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $3.6M
Charitable organizations <5 $500,689
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMSubscription fees

Identifiers

SEC RIA File Number 801-56863
SEC ERA File Number 801-56863
SEC CIK Numbers 1317802
SEC CRD Numbers 108390
Legal Entity Identifier None

Principal Office

12400 WILSHIRE BLVD.
SUITE 820
LOS ANGELES
CA
United States
Monday - Friday, 6:30AM-4:30PM PST
Tel: 310-826-8600, Fax: 310-826-8611

Websites

www.guildinvestment.com www.linkedin.com/company/guild-investment-management/ www.facebook.com/guildinvestment twitter.com/guildinvestment guildinvestment.substack.com

Chief Compliance Officer

ANTHONY DANAHER
PRESIDENT
12400 WILSHIRE BLVD.
SUITE 820
LOS ANGELES
CA
United States
Tel: 310-826-8600
Fax: 310-826-8611
(Full email address available in API data)

Regulatory Contact

RUDOLPH VON ABELE
EXECUTIVE VICE PRESIDENT
12400 WILSHIRE BLVD.
SUITE 820
LOS ANGELES
CA
United States
Tel: 3108268600
Fax: 3108268611
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
von Abele, Rudolph, Radama Individual – EXECUTIVE VICE PRESIDENT 02/2022 10-25%
GUILD,JR., MONTAGUE, NMI Individual – FOUNDER 01/1978 10-25%
DANAHER, ANTHONY, RUTHERFORD Individual – PRESIDENT, CHIEF COMPLIANCE OFFICER 07/1994 50-75%
von Abele, Bronwyn, Ila Guild Individual – VICE PRESIDENT 10/2019 25-50%

No. Employees, Historic

10502020202120222023202420255 on 1/28/20205 on 4/13/20205 on 6/29/20205 on 3/15/20215 on 3/17/20215 on 5/6/20215 on 2/28/20225 on 3/27/20235 on 3/26/2024

RAUM, Historic

200M100M0202020212022202320242025117446502 on 1/28/2020117446502 on 4/13/2020117446502 on 6/29/2020141935690 on 3/15/2021141935690 on 3/17/2021141935690 on 5/6/2021150884223 on 2/28/2022121821884 on 3/27/2023126578041 on 3/26/2024

No. Clients, Historic

2001000202020212022202320242025157 on 1/28/2020157 on 4/13/2020157 on 6/29/2020109 on 3/15/2021109 on 3/17/2021109 on 5/6/2021115 on 2/28/2022118 on 3/27/202393 on 3/26/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIRBNB INC COM CL A 212K 1K –
ALPHABET INC CAP STK CL A 2M 9K –
ALPHABET INC CAP STK CL C 3M 16K –
AMAZON COM INC COM 390K 2K –
AMERICAN CENTY ETF TR US EQT ETF 5M 53K –
AMGEN INC COM 238K 762 –
AMPLIFY ETF TR AMPLIFY JUNIOR S 406K 36K –
APPLE INC COM 3M 16K –
ARES CAPITAL CORP COM 946K 45K –
ASML HOLDING N V N Y REGISTRY SHS 203K 198 –
ATLAS ENERGY SOLUTIONS INC COM NEW 598K 30K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 631K 2K –
BROADCOM INC COM 899K 560 –
ELI LILLY & CO COM 3M 4K –
FIDELITY WISE ORIGIN BITCOIN SHS 1M 22K –
GLOBAL X FDS GLBL X MLP ETF 2M 46K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 4M 68K –
HELIX ENERGY SOLUTIONS GRP I COM 358K 30K –
HOME DEPOT INC COM 399K 1K –
HONEYWELL INTL INC COM 261K 1K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 540K 38K –
ISHARES TR 0-3 MNTH TREASRY 488K 5K –
LIVEONE INC COM 79K 50K –
MARVELL TECHNOLOGY INC COM 2M 27K –
MDU RES GROUP INC COM 628K 25K –
MERCK & CO INC COM 243K 2K –
MICRON TECHNOLOGY INC COM 638K 5K –
MICROSOFT CORP COM 3M 6K –
NEW MTN FIN CORP COM 737K 60K –
NEXTERA ENERGY INC COM 739K 10K –
NOVO-NORDISK A S ADR 3M 24K –
NVIDIA CORPORATION COM 8M 66K –
NXP SEMICONDUCTORS N V COM 2M 9K –
ORACLE CORP COM 1M 9K –
PEPSICO INC COM 313K 2K –
QUALCOMM INC COM 3M 14K –
RELMADA THERAPEUTICS INC COM 221K 74K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 462K 6K –
SOUNDHOUND AI INC CLASS A COM 40K 10K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 255K 475 –
SPDR SER TR BLOOMBERG 1-3 MO 5M 59K –
SPDR SER TR S&P OILGAS EXP 3M 18K –
SPROTT PHYSICAL GOLD & SILVE TR UNIT 2M 103K –
SPROTT PHYSICAL GOLD TR UNIT 7M 387K –
SPROTT PHYSICAL SILVER TR TR UNIT 154K 16K –
TRX GOLD CORPORATION COM 28K 71K –
VANECK ETF TRUST GOLD MINERS ETF 2M 64K –
VANECK ETF TRUST INDIA GROWTH LDR 4M 84K –
VANECK MERK GOLD TR GOLD TRUST 3M 134K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 911K 3K –
VANGUARD MALVERN FDS STRM INFPROIDX 2M 43K –
VANGUARD WORLD FD UTILITIES ETF 976K 7K –