BMO FAMILY OFFICE, LLC

Adviser information for BMO FAMILY OFFICE, LLC last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	OCTOBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	135
Investment Advisory/Research	75
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	12
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	8,320	$6.0B
Non-Discretionary	55	$135.3M
Total	8,375	$6.1B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	59	$6.0B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	3	$137.1M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	23
No. of Non-U.S. Clients	3
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)ASSET ALLOCATION, PERFORMANCE MEASUREMENT, NON-DISCRETIONARY INVESTMENT ADVISORY, AND SUBADVISORY SERVICES
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-56868
SEC ERA File Number	801-56868
SEC CIK Numbers	1673962
SEC CRD Numbers	110264
Legal Entity Identifier	549300Q5VSG1J1MYQL30

Principal Office

320 SOUTH CANAL STREET
FLOOR 12
CHICAGO
IL
United States

Monday - Friday, 9AM-5PM

Tel: (650) 210-5000, Fax: None

Websites

www.linkedin.com/company/bmofamilyoffice www.bmofamilyoffice.com uswealth.bmo.com/our-services/bmo-family-office-wealth-owners/

Chief Compliance Officer

MICHAEL HUTCHINSON

CHIEF COMPLIANCE OFFICER

2191 E. BAYSHORE RD.

SUITE 200

PALO ALTO

United States

Tel: (650) 210-5042

M******************@******M

(Full email address available in API data)

Regulatory Contact

ROMEY DEL FIUGO

RISK COMPLIANCE AUDIT OFFICER

2191 E. BAYSHORE RD.

SUITE 200

PALO ALTO

United States

Tel: (650) 210-5418

R***************@******M

(Full email address available in API data)

Industry Affiliates

BANK OF MONTREAL	Banking or thrift institution
BMO ASSET MANAGEMENT CORP.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
BMO BANK N.A.	Registered municipal advisorBanking or thrift institutionPension consultant
BMO CAPITAL MARKETS CORP.	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
BMO DELAWARE TRUST COMPANY	Trust company
BMO DIRECT INVEST INC.	Other investment adviser, including financial planners
BMO FINANCIAL CORPORATION	Banking or thrift institution
BMO NESBITT BURNS SECURITIES LTD.	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
BMO PRIVATE INVESTMENT COUNSEL INC.	Other investment adviser, including financial planners
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP	Other investment adviser, including financial planners

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
CONFLUENCE MULTI-STRATEGY FUND LLC	Hedge Fund	$1.5M	$0.0M	12
FCM ALTERNATIVE II LLC	ALTERNATIVE	$23.8M	$0.0M	23
FCM ALTERNATIVE LLC	ALTERNATIVE	$97.7M	$0.0M	33
FCM EMERGING MARKETS LLC	EMERGING MARKETS	$54.0M	$0.0M	48
FCM FIXED INCOME II LLC	FIXED INCOME	$38.3M	$0.0M	51
FCM FIXED INCOME LLC	FIXED INCOME	$42.8M	$0.0M	49
FCM INTERNATIONAL LLC	INTERNATIONAL	$110.7M	$0.0M	72
FCM LARGE CAP LLC	LARGE CAP	$60.6M	$0.0M	50
FCM PRIVATE EQUITY 2011 LLC	Private Equity Fund	$7.6M	$0.0M	6
FCM PRIVATE EQUITY 2014 LLC	Private Equity Fund	$16.3M	$0.0M	9
FCM PRIVATE EQUITY 2016 LLC	Private Equity Fund	$37.0M	$0.0M	9
FCM PRIVATE EQUITY 2018 LLC	Private Equity Fund	$0.0M	$0.0M	9
FCM PRIVATE EQUITY 2020 LLC	Private Equity Fund	$29.2M	$0.0M	8
FCM PRIVATE EQUITY II LLC	Private Equity Fund	$6.2M	$0.0M	8
FCM PRIVATE EQUITY III LLC	Private Equity Fund	$1.4M	$0.0M	2
FCM PRIVATE EQUITY IV LLC	Private Equity Fund	$1.5M	$0.0M	7
FCM PRIVATE EQUITY LLC	Private Equity Fund	$1.0M	$0.0M	4
FCM REAL ASSETS 2019 LLC	REAL ASSETS	$8.3M	$0.0M	9
FCM REAL ASSETS 2020 LLC	REAL ASSETS	$8.5M	$0.0M	8
FCM REAL ESTATE 2011	Real Estate Fund	$1.1M	$0.0M	5
FCM REAL ESTATE 2014 LLC	Real Estate Fund	$9.3M	$0.0M	9
FCM REAL ESTATE II LLC	Real Estate Fund	$0.1M	$0.0M	6
FCM REAL ESTATE III LLC	Real Estate Fund	$0.3M	$0.0M	6
FCM REAL ESTATE LLC	Real Estate Fund	$0.2M	$0.0M	8
FCM SMALL CAP LLC	SMALL CAP	$79.0M	$0.0M	56
PALO ALTO INVESTMENT PARTNERS I, L.P.	Venture Capital Fund	$0.4M	$0.0M	14

Control Persons

Name	Type	Entity	Title	Since	Ownership
BANK OF MONTREAL	Foreign Entity	BMO FINANCIAL CORP	SOLE OWNER	09/1989	> 75%
BMO FINANCIAL CORP	Domestic Entity	–	SOLE MEMBER	12/2012	> 75%
HUTCHINSON, MICHAEL, RICHARD	Individual	–	CHIEF COMPLIANCE OFFICER	02/2014	< 5%
Booth, Carolyn, Andrea	Individual	–	DIRECTOR	05/2017	< 5%
KENNEDY, SHANNON, MAUREEN	Individual	–	DIRECTOR	06/2019	< 5%
CROWE, KYLE, RICHARD	Individual	–	DIRECTOR	12/2019	< 5%
Lace, George, Patrick	Individual	–	CHIEF FINANCIAL OFFICER	03/2022	< 5%
MIRANDA, MICHAEL, ARTHUR	Individual	–	DIRECTOR	06/2022	< 5%
HOWE, THOMAS, P	Individual	–	CHIEF OPERATING OFFICER	09/2022	< 5%
Snyder, Judson, Michael	Individual	–	CHAIRMAN	09/2022	< 5%
GRIMAN, AMY, MOULDEN	Individual	–	PRESIDENT & CEO	09/2023	< 5%

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