GROVE POINT ADVISORS, LLC

Adviser information for GROVE POINT ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	420
Investment Advisory/Research	322
Registered Broker-Dealer Representatives	357
Registered State Investment Advisers	322
Licensed Agents of an Insurance Company	289
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,810	$425.0M
Non-Discretionary	8,110	$1.9B
Total	9,920	$2.4B

Clients

Type	Number	RAUM
Individuals	6,514	$1.5B
HNW Individuals	364	$784.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	22	$20.4M
Charitable organizations	10	$7.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	23	$13.8M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	6735
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	2.2B

Portfolio Manager to Program	Sponsor
PORTFOLIO BUILDER	GROVE POINT ADVISORS, LLC

Identifiers

SEC RIA File Number	801-56879
SEC ERA File Number	801-56879
SEC CIK Numbers	313171
SEC CRD Numbers	313171
Legal Entity Identifier	None

Principal Office

2440 RESEARCH BLVD
STE 500
ROCKVILLE
MD
United States

Monday - Friday, 9:00 - 5:00

Tel: 301-944-5900, Fax: 301-231-5506

Websites

www.linkedin.com/company/grove-point-financial/ twitter.com/grovepointfin atriawealth.com/grovepoint www.facebook.com/grovepointfin

Chief Compliance Officer

LAURA WHITE

ADVISORY CHIEF COMPLIANCE OFFICER

2440 RESEARCH BLVD

STE 500

ROCKVILLE

United States

Tel: 315-609-7891

Fax: 315-234-0404

L**********@**************M

(Full email address available in API data)

Regulatory Contact

JASON ALBINO

CHIEF COMPLIANCE OFFICER

2440 RESEARCH BOULEVARD

SUITE 500

ROCKVILLE

United States

Tel: 301-944-5820

J***********@**************M

(Full email address available in API data)

Industry Affiliates

CADARET GRANT & CO INC	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
CFS INSURANCE AND TECHNOLOGY SERVICES, LLC	Insurance company or agency
CUSO FINANCIAL SERVICES	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
GROVE POINT INVESTMENTS, LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
NEXT FINANCIAL GROUP, INC.	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
NEXT FINANCIAL INSURANCE SERVICES COMPANY	Insurance company or agency
SCF INVESTMENT ADVISORS, INC.	Other investment adviser, including financial planners
SCF SECURITIES, INC.	Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
SORRENTO PACIFIC FINANCIAL, LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
WESTERN INTERNATIONAL SECURITIES	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
Albino, Jason	Individual	–	EXECUTIVE VICE PRESIDENT	02/2018	< 5%
Costello, Robert	Individual	–	CHIEF OPERATIONS OFFICER	01/2020	< 5%
GROVE POINT FINANCIAL, LLC	Domestic Entity	–	MEMBER	04/2021	> 75%
MCGEE, DENISE, MARIE	Individual	–	SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS	04/2022	< 5%
Ketterer, Douglas	Individual	–	ASSISTANT SECRETARY	08/2023	< 5%
ELIAS JR, EUGENE, HENRI	Individual	–	ASSISTANT SECRETARY	08/2023	< 5%
Tymkiw, Trisha	Individual	–	PRINCIPAL FINANCIAL OFFICER	08/2023	< 5%
Hawley, Amanda, Candelmo	Individual	–	CORPORATE SECRETARY	08/2023	< 5%
AWS 10, INC.	Domestic Entity	GROVE POINT FINANCIAL, LLC	MEMBER	08/2023	> 75%
ATRIA WEALTH SOLUTIONS, INC.	Domestic Entity	AWS 10, INC.	SHAREHOLDER	03/2023	> 75%
ATRIA WEALTH SOLUTIONS HOLDINGS, LLC	Domestic Entity	ATRIA WEALTH SOLUTIONS, INC.	SHAREHOLDER	04/2018	> 75%
LEP ATRIA HOLDINGS, LLC	Domestic Entity	ATRIA WEALTH SOLUTIONS HOLDINGS, LLC	MEMBER; SERIES A UNITS	08/2017	50-75%
LEE EQUITY PARTNERS FUND II, L.P.	Domestic Entity	LEP ATRIA HOLDINGS, LLC	MEMBER	07/2017	25-50%
LEE EQUITY PARTNERS II GP, LLC	Domestic Entity	LEE EQUITY PARTNERS FUND II, L.P.	GENERAL PARTNER	09/2015
DOVER STREET VIII L.P.	Domestic Entity	LEE EQUITY PARTNERS FUND II, L.P.	LIMITED PARTNER	03/2016	25-50%
LEE EQUITY PARTNERS FUND II(A), L.P.	Domestic Entity	LEP ATRIA HOLDINGS, LLC	MEMBER	07/2017	50-75%
LEE EQUITY PARTNERS II GP, LLC	Domestic Entity	LEE EQUITY PARTNERS FUND II(A), L.P.	GENERAL PARTNER	09/2015
ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V.	Foreign Entity	LEE EQUITY PARTNERS FUND II(A), L.P.	LIMITED PARTNER	03/2016	25-50%
White, Laura, Nicole	Individual	–	ADVISORY CHIEF COMPLIANCE OFFICER	11/2023	< 5%
BEARD, KEVIN, LAWRENCE	Individual	–	PRESIDENT	02/2024	< 5%

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